| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 08/22/2023 |
3. Issuer Name and Ticker or Trading Symbol
Better Home & Finance Holding Co [ BETR ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 08/24/2023 |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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| Explanation of Responses: |
| Remarks: |
| This amendment to the Form 3 filed on August 24, 2023 is being filed solely to reflect certain additional entities as reporting persons following the receipt or recovery of EDGAR filing credentials for such persons and to clarify the relationships between such persons, and does not otherwise change any information set forth in the original Form 3. Activant Ventures Associates III, LLC is the general partner of Activant Ventures III Opportunities Fund 1, L.P., Activant Ventures III Opportunities Fund 2, L.P., Activant Ventures III Opportunities Fund 3, L.P., Activant Ventures III Opportunities Fund 4, L.P., and Activant Ventures III Opportunities Fund 6, L.P., the general partner of the entities which own Activant Ventures III, L.P. Activant Capital Management, LLC is the investment advisor of Activant Ventures III, L.P., Activant Ventures III Opportunities Fund 1, L.P., Activant Ventures III Opportunities Fund 2, L.P., Activant Ventures III Opportunities Fund 3, L.P., Activant Ventures III Opportunities Fund 4, L.P., and Activant Ventures III Opportunities Fund 6, L.P., the general partner of the entities which own Activant Ventures III, L.P. Mr. Sarracino is Principal of Activant Ventures Advisors, LLC, and therefore, Mr. Sarracino may be deemed to have the shares held by the entities affiliated with Activant Ventures Advisors, LLC. Activant Ventures Advisors III, LLC, Activant Capital Management, LLC and Mr. Sarracino may be deemed to have voting power and dispositive power with respect to the shares held by these entities, and each disclaims beneficial ownership of these securities except to the extent of each person's respective pecuniary interest therein. |
| No securities are beneficially owned. |
| /s/ Steven Sarracino | 09/08/2023 | |
| /s/ Steven Sarracino, as authorized person for the GP of Activant Ventures III Opportunities Fund 1, L.P. | 09/08/2023 | |
| /s/ Steven Sarracino, as authorized person for the GP of Activant Ventures III Opportunities Fund 2, L.P. | 09/08/2023 | |
| /s/ Steven Sarracino, as authorized person for the GP of Activant Ventures III Opportunities Fund 3, L.P. | 09/08/2023 | |
| /s/ Steven Sarracino, as authorized person for the GP of Activant Ventures III Opportunities Fund 4, L.P. | 09/08/2023 | |
| /s/ Steven Sarracino, as authorized person for the GP of Activant Ventures III Opportunities Fund 6, L.P. | 09/08/2023 | |
| /s/ Steven Sarracino, as authorized person for the GP of Activant Ventures III, L.P. | 09/08/2023 | |
| /s/ Steven Sarracino, as sole member and manager of Activant Ventures Advisors III, LLC | 09/08/2023 | |
| /s/ Steven Sarracino, as sole member and manager of Activant Capital Management, LLC | 09/08/2023 | |
| /s/ Steven Sarracino, as authorized person for the GPs of Activant Holdings I, Ltd. | 09/08/2023 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
