The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC | COM | 00206R102 | 396 | 13,770 | SH | SOLE | 0 | 13,770 | 0 | ||
ABERDEEN STD PRECIOUS METALS | PHYSCL PM BASKET | 003263100 | 605 | 6,277 | SH | SOLE | 0 | 6,277 | 0 | ||
ALLISON TRANSMISSION HLDGS I | COM | 01973R101 | 686 | 17,251 | SH | SOLE | 0 | 17,251 | 0 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 422 | 11,601 | SH | SOLE | 0 | 11,601 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 203 | 4,180 | SH | SOLE | 0 | 4,180 | 0 | ||
AMAZON COM INC | COM | 023135106 | 413 | 120 | SH | SOLE | 0 | 120 | 0 | ||
AMERICAN ELEC PWR CO INC | COM | 025537101 | 648 | 7,664 | SH | SOLE | 0 | 7,664 | 0 | ||
APOLLO GLOBAL MGMT INC | COM CL A | 03768E105 | 168 | 2,700 | SH | SOLE | 0 | 2,700 | 0 | ||
APPLE INC | COM | 037833100 | 1,347 | 9,837 | SH | SOLE | 0 | 9,837 | 0 | ||
ARK ETF TR | FINTECH INNOVA | 00214Q708 | 98 | 1,820 | SH | SOLE | 0 | 1,820 | 0 | ||
ARK ETF TR | INNOVATION ETF | 00214Q104 | 354 | 2,710 | SH | SOLE | 0 | 2,710 | 0 | ||
ARK ETF TR | NEXT GNRTN INTER | 00214Q401 | 119 | 773 | SH | SOLE | 0 | 773 | 0 | ||
AVERY DENNISON CORP | COM | 053611109 | 412 | 1,959 | SH | SOLE | 0 | 1,959 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 252 | 6,111 | SH | SOLE | 0 | 6,111 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 488 | 1,755 | SH | SOLE | 0 | 1,755 | 0 | ||
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 303 | 22,881 | SH | SOLE | 0 | 22,881 | 0 | ||
BLACKROCK MUN INCOME QUALITY | COM | 092479104 | 650 | 41,328 | SH | SOLE | 0 | 41,328 | 0 | ||
BLACKSTONE GROUP INC | COM | 09260D107 | 536 | 5,521 | SH | SOLE | 0 | 5,521 | 0 | ||
BNY MELLON STRATEGIC MUNS IN | COM | 05588W108 | 318 | 35,431 | SH | SOLE | 0 | 35,431 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 406 | 6,073 | SH | SOLE | 0 | 6,073 | 0 | ||
BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 1,328 | 26,044 | SH | SOLE | 0 | 26,044 | 0 | ||
CABLE ONE INC | COM | 12685J105 | 1,444 | 755 | SH | SOLE | 0 | 755 | 0 | ||
COCA COLA CO | COM | 191216100 | 200 | 3,670 | SH | SOLE | 0 | 3,670 | 0 | ||
CARMAX INC | COM | 143130102 | 1,049 | 8,122 | SH | SOLE | 0 | 8,122 | 0 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 853 | 11,714 | SH | SOLE | 0 | 11,714 | 0 | ||
CHENIERE ENERGY PARTNERS LP | COM UNIT | 16411Q101 | 294 | 6,635 | SH | SOLE | 0 | 6,635 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 568 | 10,718 | SH | SOLE | 0 | 10,718 | 0 | ||
CONSOLIDATED EDISON INC | COM | 209115104 | 339 | 4,727 | SH | SOLE | 0 | 4,727 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 217 | 2,600 | SH | SOLE | 0 | 2,600 | 0 | ||
EATON VANCE LTD DURATION INC | COM | 27828H105 | 322 | 24,319 | SH | SOLE | 0 | 24,319 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 403 | 7,481 | SH | SOLE | 0 | 7,481 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 426 | 6,757 | SH | SOLE | 0 | 6,757 | 0 | ||
FEDERAL RLTY INVT TR | SH BEN INT NEW | 313747206 | 258 | 2,183 | SH | SOLE | 0 | 2,183 | 0 | ||
FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 316188309 | 330 | 6,170 | SH | SOLE | 0 | 6,170 | 0 | ||
SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 393 | 10,721 | SH | SOLE | 0 | 10,721 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 33738D408 | 236 | 4,855 | SH | SOLE | 0 | 4,855 | 0 | ||
FORD MTR CO DEL | COM | 345370860 | 958 | 64,461 | SH | SOLE | 0 | 64,461 | 0 | ||
GENERAL MLS INC | COM | 370334104 | 525 | 8,615 | SH | SOLE | 0 | 8,615 | 0 | ||
GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 | 94 | 1,298 | SH | SOLE | 0 | 1,298 | 0 | ||
GLOBAL X FDS | US INFR DEV ETF | 37954Y673 | 2,793 | 108,297 | SH | SOLE | 0 | 108,297 | 0 | ||
GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 | 464 | 5,397 | SH | SOLE | 0 | 5,397 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 4,635 | 12,213 | SH | SOLE | 0 | 12,213 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 437 | 3,472 | SH | SOLE | 0 | 3,472 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 304 | 952 | SH | SOLE | 0 | 952 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 270 | 1,844 | SH | SOLE | 0 | 1,844 | 0 | ||
INTERNATIONAL PAPER CO | COM | 460146103 | 202 | 3,301 | SH | SOLE | 0 | 3,301 | 0 | ||
INVESCO MUN TR | COM | 46131J103 | 673 | 49,035 | SH | SOLE | 0 | 49,035 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 6,334 | 17,851 | SH | SOLE | 0 | 17,851 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 30 | 69 | SH | SOLE | 0 | 69 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 272 | 1,011 | SH | SOLE | 0 | 1,011 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 358 | 3,170 | SH | SOLE | 0 | 3,170 | 0 | ||
ISHARES TR | DOW JONES US ETF | 464287846 | 124 | 1,150 | SH | SOLE | 0 | 1,150 | 0 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 352 | 6,922 | SH | SOLE | 0 | 6,922 | 0 | ||
ISHARES TR | GLOBAL 100 ETF | 464287572 | 275 | 3,880 | SH | SOLE | 0 | 3,880 | 0 | ||
ISHARES TR | GLOBAL ENERG ETF | 464287341 | 32 | 1,207 | SH | SOLE | 0 | 1,207 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 311 | 3,529 | SH | SOLE | 0 | 3,529 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 25 | 183 | SH | SOLE | 0 | 183 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 7,134 | 90,435 | SH | SOLE | 0 | 90,435 | 0 | ||
ISHARES TR | EAFE VALUE ETF | 464288877 | 34 | 661 | SH | SOLE | 0 | 661 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 131 | 2,384 | SH | SOLE | 0 | 2,384 | 0 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 13,695 | 82,614 | SH | SOLE | 0 | 82,614 | 0 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 12,910 | 41,420 | SH | SOLE | 0 | 41,420 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 441 | 1,924 | SH | SOLE | 0 | 1,924 | 0 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 3,820 | 33,747 | SH | SOLE | 0 | 33,747 | 0 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 4,016 | 34,928 | SH | SOLE | 0 | 34,928 | 0 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 19,408 | 266,849 | SH | SOLE | 0 | 266,849 | 0 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 18,087 | 122,506 | SH | SOLE | 0 | 122,506 | 0 | ||
ISHARES TR | SP SMCP600VL ETF | 464287879 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 9,290 | 79,660 | SH | SOLE | 0 | 79,660 | 0 | ||
ISHARES TR | U.S. TECH ETF | 464287721 | 178 | 1,795 | SH | SOLE | 0 | 1,795 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 4,922 | 125,139 | SH | SOLE | 0 | 125,139 | 0 | ||
ISHARES TR | US HLTHCR PR ETF | 464288828 | 93 | 349 | SH | SOLE | 0 | 349 | 0 | ||
HANCOCK JOHN TAX-ADVANTAGED | COM | 41013V100 | 274 | 11,014 | SH | SOLE | 0 | 11,014 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 364 | 2,210 | SH | SOLE | 0 | 2,210 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 513 | 3,295 | SH | SOLE | 0 | 3,295 | 0 | ||
LIBERTY BROADBAND CORP | COM SER C | 530307305 | 2,079 | 11,974 | SH | SOLE | 0 | 11,974 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 270 | 713 | SH | SOLE | 0 | 713 | 0 | ||
LUMEN TECHNOLOGIES INC | COM | 550241103 | 169 | 12,447 | SH | SOLE | 0 | 12,447 | 0 | ||
MARSH & MCLENNAN COS INC | COM | 571748102 | 331 | 2,350 | SH | SOLE | 0 | 2,350 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 469 | 2,032 | SH | SOLE | 0 | 2,032 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 310 | 3,950 | SH | SOLE | 0 | 3,950 | 0 | ||
METLIFE INC | COM | 59156R108 | 208 | 3,472 | SH | SOLE | 0 | 3,472 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 614 | 2,268 | SH | SOLE | 0 | 2,268 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 239 | 2,601 | SH | SOLE | 0 | 2,601 | 0 | ||
NATIONAL RETAIL PROPERTIES I | COM | 637417106 | 237 | 5,055 | SH | SOLE | 0 | 5,055 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 794 | 10,840 | SH | SOLE | 0 | 10,840 | 0 | ||
NUVEEN TAXABLE MUNICPAL INM | COM | 67074C103 | 757 | 32,227 | SH | SOLE | 0 | 32,227 | 0 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 917 | 57,072 | SH | SOLE | 0 | 57,072 | 0 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 596 | 34,525 | SH | SOLE | 0 | 34,525 | 0 | ||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 938 | 52,320 | SH | SOLE | 0 | 52,320 | 0 | ||
PAYCHEX INC | COM | 704326107 | 272 | 2,533 | SH | SOLE | 0 | 2,533 | 0 | ||
PENNYMAC MTG INVT TR | COM | 70931T103 | 199 | 9,441 | SH | SOLE | 0 | 9,441 | 0 | ||
PFIZER INC | COM | 717081103 | 446 | 11,385 | SH | SOLE | 0 | 11,385 | 0 | ||
PGIM HIGH YIELD BOND FUND IN | COM | 69346H100 | 352 | 21,639 | SH | SOLE | 0 | 21,639 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 283 | 2,826 | SH | SOLE | 0 | 2,826 | 0 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 1,929 | 18,919 | SH | SOLE | 0 | 18,919 | 0 | ||
PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 | 847 | 59,693 | SH | SOLE | 0 | 59,693 | 0 | ||
SALIENT MIDSTREAM & MLP FD | SH BEN INT | 79471V105 | 97 | 16,322 | SH | SOLE | 0 | 16,322 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 646 | 10,215 | SH | SOLE | 0 | 10,215 | 0 | ||
SENSATA TECHNOLOGIES HLDG PL | SHS | G8060N102 | 438 | 7,561 | SH | SOLE | 0 | 7,561 | 0 | ||
SONOCO PRODS CO | COM | 835495102 | 1,116 | 16,686 | SH | SOLE | 0 | 16,686 | 0 | ||
SOUTHERN COPPER CORP | COM | 84265V105 | 394 | 6,118 | SH | SOLE | 0 | 6,118 | 0 | ||
SPDR SER TR | BLMBRG BRC CNVRT | 78464A359 | 2,562 | 29,537 | SH | SOLE | 0 | 29,537 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 882 | 2,054 | SH | SOLE | 0 | 2,054 | 0 | ||
SPDR SER TR | PRTFLO S&P500 HI | 78468R788 | 793 | 19,793 | SH | SOLE | 0 | 19,793 | 0 | ||
TEKLA LIFE SCIENCES INVS | SH BEN INT | 87911K100 | 273 | 12,731 | SH | SOLE | 0 | 12,731 | 0 | ||
TYLER TECHNOLOGIES INC | COM | 902252105 | 590 | 1,305 | SH | SOLE | 0 | 1,305 | 0 | ||
UNILEVER PLC | SPON ADR NEW | 904767704 | 222 | 3,800 | SH | SOLE | 0 | 3,800 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 6,936 | 127,716 | SH | SOLE | 0 | 127,716 | 0 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 273 | 1,361 | SH | SOLE | 0 | 1,361 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 177 | 1,740 | SH | SOLE | 0 | 1,740 | 0 | ||
VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 | 351 | 3,780 | SH | SOLE | 0 | 3,780 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 31 | 79 | SH | SOLE | 0 | 79 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 306 | 3,695 | SH | SOLE | 0 | 3,695 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 273 | 4,879 | SH | SOLE | 0 | 4,879 | 0 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 190 | 10,724 | SH | SOLE | 0 | 10,724 | 0 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 361 | 2,576 | SH | SOLE | 0 | 2,576 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 85 | 1,881 | SH | SOLE | 0 | 1,881 | 0 | ||
WHITEHORSE FIN INC | COM | 96524V106 | 159 | 10,400 | SH | SOLE | 0 | 10,400 | 0 | ||
XERIS PHARMACEUTICALS INC | COM | 98422L107 | 81 | 20,000 | SH | SOLE | 0 | 20,000 | 0 |