The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC | COM | 00206R102 | 212 | 8,625 | SH | SOLE | 0 | 8,625 | 0 | ||
ABERDEEN STD PRECIOUS METALS | PHYSCL PM BASKET | 003263100 | 745 | 8,326 | SH | SOLE | 0 | 8,326 | 0 | ||
ACACIA RESH CORP | ACACIA TCH COM | 003881307 | 110 | 21,500 | SH | SOLE | 0 | 21,500 | 0 | ||
ALLISON TRANSMISSION HLDGS I | COM | 01973R101 | 627 | 17,251 | SH | SOLE | 0 | 17,251 | 0 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 451 | 13,762 | SH | SOLE | 0 | 13,762 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 203 | 4,200 | SH | SOLE | 0 | 4,200 | 0 | ||
AMAZON COM INC | COM | 023135106 | 350 | 105 | SH | SOLE | 0 | 105 | 0 | ||
AMERICAN ELEC PWR CO INC | COM | 025537101 | 682 | 7,664 | SH | SOLE | 0 | 7,664 | 0 | ||
APPLE INC | COM | 037833100 | 2,082 | 11,726 | SH | SOLE | 0 | 11,726 | 0 | ||
AVERY DENNISON CORP | COM | 053611109 | 424 | 1,960 | SH | SOLE | 0 | 1,960 | 0 | ||
BK OF AMERICA CORP | 7.25%CNV PFD L | 060505682 | 234 | 160 | SH | SOLE | 0 | 160 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 272 | 6,111 | SH | SOLE | 0 | 6,111 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 525 | 1,755 | SH | SOLE | 0 | 1,755 | 0 | ||
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 320 | 23,688 | SH | SOLE | 0 | 23,688 | 0 | ||
BLACKROCK MUN INCOME QUALITY | COM | 092479104 | 645 | 41,328 | SH | SOLE | 0 | 41,328 | 0 | ||
BLACKSTONE INC | COM | 09260D107 | 714 | 5,521 | SH | SOLE | 0 | 5,521 | 0 | ||
BNY MELLON STRATEGIC MUNS IN | COM | 05588W108 | 307 | 36,255 | SH | SOLE | 0 | 36,255 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 379 | 6,073 | SH | SOLE | 0 | 6,073 | 0 | ||
BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 1,573 | 26,044 | SH | SOLE | 0 | 26,044 | 0 | ||
CABLE ONE INC | COM | 12685J105 | 1,331 | 755 | SH | SOLE | 0 | 755 | 0 | ||
COCA COLA CO | COM | 191216100 | 217 | 3,673 | SH | SOLE | 0 | 3,673 | 0 | ||
CARMAX INC | COM | 143130102 | 1,058 | 8,122 | SH | SOLE | 0 | 8,122 | 0 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 985 | 11,714 | SH | SOLE | 0 | 11,714 | 0 | ||
CHENIERE ENERGY PARTNERS LP | COM UNIT | 16411Q101 | 289 | 6,849 | SH | SOLE | 0 | 6,849 | 0 | ||
CIPHER MINING INC | COM | 17253J106 | 96 | 20,778 | SH | SOLE | 0 | 20,778 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 679 | 10,718 | SH | SOLE | 0 | 10,718 | 0 | ||
CLARUS THERAPEUTICS HLDNGS I | COM | 18271L107 | 156 | 64,000 | SH | SOLE | 0 | 64,000 | 0 | ||
CONSOLIDATED EDISON INC | COM | 209115104 | 403 | 4,727 | SH | SOLE | 0 | 4,727 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 268 | 2,600 | SH | SOLE | 0 | 2,600 | 0 | ||
CYBIN INC | COM | 23256X100 | 53 | 44,000 | SH | SOLE | 0 | 44,000 | 0 | ||
CYNGN INC | COM | 23257B107 | 85 | 18,779 | SH | SOLE | 0 | 18,779 | 0 | ||
DESKTOP METAL INC | COM CL A | 25058X105 | 84 | 17,000 | SH | SOLE | 0 | 17,000 | 0 | ||
EATON VANCE LTD DURATION INC | COM | 27828H105 | 333 | 25,445 | SH | SOLE | 0 | 25,445 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 234 | 848 | SH | SOLE | 0 | 848 | 0 | ||
ELYS GAME TECHNOLOGY CORP | COM | 290734102 | 222 | 73,300 | SH | SOLE | 0 | 73,300 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 447 | 8,063 | SH | SOLE | 0 | 8,063 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 279 | 4,557 | SH | SOLE | 0 | 4,557 | 0 | ||
META PLATFORMS INC | CL A | 30303M102 | 394 | 1,170 | SH | SOLE | 0 | 1,170 | 0 | ||
FEDERAL RLTY INVT TR | SH BEN INT NEW | 313747206 | 300 | 2,183 | SH | SOLE | 0 | 2,183 | 0 | ||
FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 316188309 | 328 | 6,170 | SH | SOLE | 0 | 6,170 | 0 | ||
SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 419 | 10,721 | SH | SOLE | 0 | 10,721 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 33738D408 | 232 | 4,855 | SH | SOLE | 0 | 4,855 | 0 | ||
FORD MTR CO DEL | COM | 345370860 | 1,339 | 64,472 | SH | SOLE | 0 | 64,472 | 0 | ||
GENERAL MLS INC | COM | 370334104 | 586 | 8,698 | SH | SOLE | 0 | 8,698 | 0 | ||
GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 | 17 | 198 | SH | SOLE | 0 | 198 | 0 | ||
GLOBAL X FDS | US INFR DEV ETF | 37954Y673 | 3,236 | 112,031 | SH | SOLE | 0 | 112,031 | 0 | ||
GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 | 513 | 5,397 | SH | SOLE | 0 | 5,397 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 5,505 | 14,389 | SH | SOLE | 0 | 14,389 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 492 | 3,495 | SH | SOLE | 0 | 3,495 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 395 | 952 | SH | SOLE | 0 | 952 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 247 | 1,846 | SH | SOLE | 0 | 1,846 | 0 | ||
INVESCO MUN TR | COM | 46131J103 | 674 | 50,179 | SH | SOLE | 0 | 50,179 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 7,043 | 17,703 | SH | SOLE | 0 | 17,703 | 0 | ||
ISHARES TR | ISHARES BIOTECH | 464287556 | 6 | 40 | SH | SOLE | 0 | 40 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 47 | 98 | SH | SOLE | 0 | 98 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 288 | 1,016 | SH | SOLE | 0 | 1,016 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 367 | 3,206 | SH | SOLE | 0 | 3,206 | 0 | ||
ISHARES TR | DOW JONES US ETF | 464287846 | 136 | 1,150 | SH | SOLE | 0 | 1,150 | 0 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 351 | 6,922 | SH | SOLE | 0 | 6,922 | 0 | ||
ISHARES TR | GLOBAL 100 ETF | 464287572 | 796 | 10,203 | SH | SOLE | 0 | 10,203 | 0 | ||
ISHARES TR | GLOBAL ENERG ETF | 464287341 | 34 | 1,238 | SH | SOLE | 0 | 1,238 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 285 | 3,273 | SH | SOLE | 0 | 3,273 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 279 | 2,109 | SH | SOLE | 0 | 2,109 | 0 | ||
ISHARES TR | MSCI CHINA ETF | 46429B671 | 25 | 400 | SH | SOLE | 0 | 400 | 0 | ||
ISHARES TR | CHINA SM-CAP ETF | 46429B200 | 19 | 400 | SH | SOLE | 0 | 400 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 7,244 | 91,884 | SH | SOLE | 0 | 91,884 | 0 | ||
ISHARES TR | EAFE VALUE ETF | 464288877 | 34 | 675 | SH | SOLE | 0 | 675 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 149 | 3,057 | SH | SOLE | 0 | 3,057 | 0 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 13,859 | 83,461 | SH | SOLE | 0 | 83,461 | 0 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 12,017 | 41,007 | SH | SOLE | 0 | 41,007 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 428 | 1,924 | SH | SOLE | 0 | 1,924 | 0 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 4,182 | 36,293 | SH | SOLE | 0 | 36,293 | 0 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 4,551 | 37,184 | SH | SOLE | 0 | 37,184 | 0 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 22,887 | 273,544 | SH | SOLE | 0 | 273,544 | 0 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 19,923 | 127,195 | SH | SOLE | 0 | 127,195 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 10,164 | 82,909 | SH | SOLE | 0 | 82,909 | 0 | ||
ISHARES TR | U.S. TECH ETF | 464287721 | 206 | 1,797 | SH | SOLE | 0 | 1,797 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 5,039 | 127,794 | SH | SOLE | 0 | 127,794 | 0 | ||
ISHARES TR | US HLTHCR PR ETF | 464288828 | 101 | 349 | SH | SOLE | 0 | 349 | 0 | ||
HANCOCK JOHN TAX-ADVANTAGED | COM | 41013V100 | 276 | 10,573 | SH | SOLE | 0 | 10,573 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 378 | 2,210 | SH | SOLE | 0 | 2,210 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 522 | 3,295 | SH | SOLE | 0 | 3,295 | 0 | ||
LIBERTY BROADBAND CORP | COM SER C | 530307305 | 1,929 | 11,974 | SH | SOLE | 0 | 11,974 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 213 | 599 | SH | SOLE | 0 | 599 | 0 | ||
LUMEN TECHNOLOGIES INC | COM | 550241103 | 156 | 12,447 | SH | SOLE | 0 | 12,447 | 0 | ||
MARSH & MCLENNAN COS INC | COM | 571748102 | 408 | 2,350 | SH | SOLE | 0 | 2,350 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 545 | 2,033 | SH | SOLE | 0 | 2,033 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 305 | 3,950 | SH | SOLE | 0 | 3,950 | 0 | ||
METLIFE INC | COM | 59156R108 | 217 | 3,472 | SH | SOLE | 0 | 3,472 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 746 | 2,219 | SH | SOLE | 0 | 2,219 | 0 | ||
MOGO INC | COM | 60800C109 | 150 | 43,750 | SH | SOLE | 0 | 43,750 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 259 | 2,637 | SH | SOLE | 0 | 2,637 | 0 | ||
NATIONAL RETAIL PROPERTIES I | COM | 637417106 | 232 | 4,820 | SH | SOLE | 0 | 4,820 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 1,012 | 10,840 | SH | SOLE | 0 | 10,840 | 0 | ||
NUVEEN TAXABLE MUNICPAL INM | COM | 67074C103 | 732 | 32,227 | SH | SOLE | 0 | 32,227 | 0 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 939 | 58,316 | SH | SOLE | 0 | 58,316 | 0 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 590 | 34,525 | SH | SOLE | 0 | 34,525 | 0 | ||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 939 | 52,373 | SH | SOLE | 0 | 52,373 | 0 | ||
PAYCHEX INC | COM | 704326107 | 346 | 2,536 | SH | SOLE | 0 | 2,536 | 0 | ||
PENNYMAC MTG INVT TR | COM | 70931T103 | 168 | 9,441 | SH | SOLE | 0 | 9,441 | 0 | ||
PFIZER INC | COM | 717081103 | 673 | 11,389 | SH | SOLE | 0 | 11,389 | 0 | ||
PGIM HIGH YIELD BOND FUND IN | COM | 69346H100 | 366 | 22,638 | SH | SOLE | 0 | 22,638 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 272 | 2,826 | SH | SOLE | 0 | 2,826 | 0 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 1,670 | 16,439 | SH | SOLE | 0 | 16,439 | 0 | ||
PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 | 880 | 60,860 | SH | SOLE | 0 | 60,860 | 0 | ||
ROCKLEY PHOTONICS HOLDINGS L | ORDINARY SHARES | G7614L109 | 96 | 22,000 | SH | SOLE | 0 | 22,000 | 0 | ||
SALIENT MIDSTREAM & MLP FD | SH BEN INT | 79471V105 | 110 | 16,322 | SH | SOLE | 0 | 16,322 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 731 | 10,215 | SH | SOLE | 0 | 10,215 | 0 | ||
SENSATA TECHNOLOGIES HLDG PL | SHS | G8060N102 | 466 | 7,561 | SH | SOLE | 0 | 7,561 | 0 | ||
SONOCO PRODS CO | COM | 835495102 | 977 | 16,885 | SH | SOLE | 0 | 16,885 | 0 | ||
SOUTHERN COPPER CORP | COM | 84265V105 | 378 | 6,118 | SH | SOLE | 0 | 6,118 | 0 | ||
SPDR SER TR | BLOOMBERG CONV | 78464A359 | 2,633 | 31,737 | SH | SOLE | 0 | 31,737 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 999 | 2,089 | SH | SOLE | 0 | 2,089 | 0 | ||
SPDR SER TR | PRTFLO S&P500 HI | 78468R788 | 843 | 20,042 | SH | SOLE | 0 | 20,042 | 0 | ||
SVF INVESTMENT CORP | CL A SHS | G8601L102 | 507 | 50,500 | SH | SOLE | 0 | 50,500 | 0 | ||
TEKLA LIFE SCIENCES INVS | SH BEN INT | 87911K100 | 245 | 12,731 | SH | SOLE | 0 | 12,731 | 0 | ||
TYLER TECHNOLOGIES INC | COM | 902252105 | 702 | 1,305 | SH | SOLE | 0 | 1,305 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 6,244 | 126,236 | SH | SOLE | 0 | 126,236 | 0 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 303 | 1,369 | SH | SOLE | 0 | 1,369 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 202 | 1,740 | SH | SOLE | 0 | 1,740 | 0 | ||
VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 | 339 | 3,773 | SH | SOLE | 0 | 3,773 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 35 | 80 | SH | SOLE | 0 | 80 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 597 | 7,345 | SH | SOLE | 0 | 7,345 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 254 | 4,879 | SH | SOLE | 0 | 4,879 | 0 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 166 | 10,724 | SH | SOLE | 0 | 10,724 | 0 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 277 | 1,662 | SH | SOLE | 0 | 1,662 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 90 | 1,881 | SH | SOLE | 0 | 1,881 | 0 | ||
WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | 149 | 100 | SH | SOLE | 0 | 100 | 0 | ||
WHEELS UP EXPERIENCE INC | COM CL A | 96328L106 | 151 | 32,500 | SH | SOLE | 0 | 32,500 | 0 | ||
WHITEHORSE FIN INC | COM | 96524V106 | 179 | 11,060 | SH | SOLE | 0 | 11,060 | 0 | ||
XOS INC | COMMON STOCK | 98423B108 | 128 | 40,500 | SH | SOLE | 0 | 40,500 | 0 |