The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 11,635,920 | 72,000 | SH | SOLE | 72,000 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 2,121,600 | 272,000 | SH | SOLE | 272,000 | 0 | 0 | ||
ADAM NAT RES FD INC | COM | 00548F105 | 218,000 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 1,943,100 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
AIR T INC | COM | 009207101 | 266,927 | 10,798 | SH | SOLE | 10,798 | 0 | 0 | ||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 332,710 | 1,400 | SH | SOLE | 1,400 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 7,275,860 | 82,000 | SH | SOLE | 82,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 572,585 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
ALTIMMUNE INC | COM NEW | 02155H200 | 1,327,186 | 80,680 | SH | SOLE | 80,680 | 0 | 0 | ||
ALTIMMUNE INC | COM NEW | 02155H200 | 2,451,050 | 149,000 | SH | Call | SOLE | 149,000 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 24,200 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,916,468 | 14,750 | SH | SOLE | 14,750 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 9,470,750 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 2,623,425 | 142,500 | SH | SOLE | 142,500 | 0 | 0 | ||
BARRICK GOLD CORP | COM | 067901108 | 515,400 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 7,948,800 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
BURFORD CAP LTD | ORD SHS | G17977110 | 285,250 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
BURFORD CAP LTD | ORD SHS | G17977110 | 370,010 | 45,400 | SH | Call | SOLE | 45,400 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 952,800 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 452,300 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
DXC TECHNOLOGY CO | COM | 23355L106 | 490,250 | 18,500 | SH | SOLE | 18,500 | 0 | 0 | ||
EQUILLIUM INC | COM | 29446K106 | 262,416 | 247,562 | SH | SOLE | 247,562 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | NOTE 4.000%11/1 | 29664WAB1 | 198,900 | 3,600,000 | PRN | SOLE | 3,600,000 | 0 | 0 | ||
META PLATFORMS INC | CL A | 30303M102 | 270,765 | 2,250 | SH | SOLE | 2,250 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 3,018,180 | 8,250 | SH | SOLE | 8,250 | 0 | 0 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 4,362,225 | 367,500 | SH | SOLE | 367,500 | 0 | 0 | ||
FORD MTR CO DEL | COM | 345370860 | 988,550 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 1,480,160 | 44,000 | SH | SOLE | 44,000 | 0 | 0 | ||
IMPEL NEUROPHARMA INC | COM | 45258K109 | 1,221,844 | 325,825 | SH | SOLE | 325,825 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 3,534,080 | 44,000 | SH | SOLE | 44,000 | 0 | 0 | ||
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 8,268,750 | 156,250 | SH | SOLE | 156,250 | 0 | 0 | ||
ISHARES TR | MSCI CHINA ETF | 46429B671 | 397,005 | 8,358 | SH | SOLE | 8,358 | 0 | 0 | ||
ISHARES GOLD TR | ISHARES NEW | 464285204 | 3,459,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ISHARES SILVER TR | ISHARES | 46428Q109 | 1,310,190 | 59,500 | SH | SOLE | 59,500 | 0 | 0 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 933,455 | 11,500 | SH | Put | SOLE | 11,500 | 0 | 0 | |
KIRKLANDS INC | COM | 497498105 | 89,876 | 27,235 | SH | SOLE | 27,235 | 0 | 0 | ||
LENSAR INC | COM | 52634L108 | 1,023,396 | 345,742 | SH | SOLE | 345,742 | 0 | 0 | ||
MARVELL TECHNOLOGY INC | COM | 573874104 | 648,200 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 7,746,900 | 155,000 | SH | SOLE | 155,000 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 1,002,592 | 3,400 | SH | SOLE | 3,400 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 696,000 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 | 1,585,128 | 311,420 | SH | SOLE | 311,420 | 0 | 0 | ||
NEWMONT CORP | COM | 651639106 | 354,000 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 3,514,820 | 43,000 | SH | SOLE | 43,000 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 824,550 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
OVID THERAPEUTICS INC | COM | 690469101 | 130,691 | 70,264 | SH | SOLE | 70,264 | 0 | 0 | ||
PAN AMERN SILVER CORP | COM | 697900108 | 531,050 | 32,500 | SH | SOLE | 32,500 | 0 | 0 | ||
PAN AMERN SILVER CORP | COM | 697900108 | 163,400 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 498,540 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 1,857,450 | 36,250 | SH | SOLE | 36,250 | 0 | 0 | ||
PROTHENA CORP PLC | SHS | G72800108 | 4,464,525 | 74,100 | SH | SOLE | 74,100 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 7,864,241 | 10,900 | SH | SOLE | 10,900 | 0 | 0 | ||
SANOFI | SPONSORED ADR | 80105N105 | 702,235 | 14,500 | SH | SOLE | 14,500 | 0 | 0 | ||
SEAGEN INC | COM | 81181C104 | 1,599,950 | 12,450 | SH | SOLE | 12,450 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 218,675 | 2,500 | SH | Put | SOLE | 2,500 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 12,046,545 | 31,500 | SH | Put | SOLE | 31,500 | 0 | 0 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 4,071,360 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 290,500 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
SRH TOTAL RETURN FUND INC | COM | 101507101 | 749,300 | 59,000 | SH | SOLE | 59,000 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 558,675 | 7,500 | SH | Call | SOLE | 7,500 | 0 | 0 | |
TEGNA INC | COM | 87901J105 | 264,875 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
TURNING PT BRANDS INC | COM | 90041L105 | 1,797,734 | 83,113 | SH | SOLE | 83,113 | 0 | 0 | ||
TURNING PT BRANDS INC | 2.500% 7/1 | 90041LAE5 | 439,485 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 1,756,700 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
VANECK ETF TRUST | JUNIOR GOLD MINE | 92189F791 | 1,604,250 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
VIR BIOTECHNOLOGY INC | COM | 92764N102 | 607,440 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
XENCOR INC | COM | 98401F105 | 5,363,537 | 205,973 | SH | SOLE | 205,973 | 0 | 0 |