The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 6,633,170 | 44,500 | SH | SOLE | 44,500 | 0 | 0 | ||
ABRDN TOTAL DYNAMIC DIVIDEND | COM SH BEN INT | 00326L100 | 1,916,460 | 253,500 | SH | SOLE | 253,500 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 4,184,774 | 40,700 | SH | SOLE | 40,700 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 308,460 | 3,000 | SH | Call | SOLE | 3,000 | 0 | 0 | |
AIR T INC | COM | 009207101 | 204,167 | 9,135 | SH | SOLE | 9,135 | 0 | 0 | ||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 318,780 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
EA SERIES TRUST | ALPHA ARCH 1-3 | 02072L565 | 777,600 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 9,249,278 | 70,150 | SH | SOLE | 70,150 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,847,562 | 21,300 | SH | SOLE | 21,300 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,168,500 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
ALTIMMUNE INC | COM NEW | 02155H200 | 311,935 | 119,975 | SH | SOLE | 119,975 | 0 | 0 | ||
ALTIMMUNE INC | COM NEW | 02155H200 | 257,400 | 99,000 | SH | Call | SOLE | 99,000 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 12,972 | 14,100 | SH | SOLE | 14,100 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 635,600 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 2,257,584 | 8,400 | SH | SOLE | 8,400 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 806,280 | 3,000 | SH | Put | SOLE | 3,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 2,525,348 | 14,750 | SH | SOLE | 14,750 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 599,235 | 3,500 | SH | Put | SOLE | 3,500 | 0 | 0 | |
ARGENX SE | SPONSORED ADR | 04016X101 | 10,815,860 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 2,140,350 | 142,500 | SH | SOLE | 142,500 | 0 | 0 | ||
BARRICK GOLD CORP | COM | 067901108 | 763,875 | 52,500 | SH | SOLE | 52,500 | 0 | 0 | ||
BANK AMERICA CORP | COM | 060505104 | 3,545,710 | 129,500 | SH | SOLE | 129,500 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 383,360 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 304,710 | 5,250 | SH | SOLE | 5,250 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 2,472,504 | 42,600 | SH | Call | SOLE | 42,600 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 232,160 | 4,000 | SH | Put | SOLE | 4,000 | 0 | 0 | |
BURFORD CAP LTD | ORD SHS | G17977110 | 826,000 | 59,000 | SH | SOLE | 59,000 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 1,209,600 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 298,193 | 7,250 | SH | SOLE | 7,250 | 0 | 0 | ||
EQUILLIUM INC | COM | 29446K106 | 51,705 | 69,871 | SH | SOLE | 69,871 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | NOTE 4.000%11/1 | 29664WAB1 | 1,586,000 | 3,050,000 | PRN | SOLE | 3,050,000 | 0 | 0 | ||
META PLATFORMS INC | CL A | 30303M102 | 600,420 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
ELI LILLY & CO | COM | 532457108 | 4,028,475 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 5,233,190 | 373,000 | SH | SOLE | 373,000 | 0 | 0 | ||
EVOTEC AG | SPONSORED ADS | 30050E105 | 484,094 | 49,047 | SH | SOLE | 49,047 | 0 | 0 | ||
FORD MTR CO DEL | COM | 345370860 | 1,242,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 1,450,680 | 44,000 | SH | SOLE | 44,000 | 0 | 0 | ||
IMMUNOGEN INC | COM | 45253H101 | 203,930 | 12,850 | SH | SOLE | 12,850 | 0 | 0 | ||
IMPEL PHARMACEUTICALS INC | COM | 45258K109 | 76,755 | 178,500 | SH | SOLE | 178,500 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 2,570,765 | 44,500 | SH | SOLE | 44,500 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 835,425 | 23,500 | SH | SOLE | 23,500 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 266,625 | 7,500 | SH | Call | SOLE | 7,500 | 0 | 0 | |
INTRA-CELLULAR THERAPIES INC | COM | 46116X101 | 5,581,808 | 107,157 | SH | SOLE | 107,157 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 24,541,495 | 68,500 | SH | Put | SOLE | 68,500 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 474,375 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
ISHARES GOLD TR | ISHARES NEW | 464285204 | 3,499,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ISHARES TR | RUSSEL 2000 ETF | 464287655 | 2,032,510 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
ISHARES SILVER TR | ISHARES | 46428Q109 | 1,017,000 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 233,625 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
KIRKLANDS INC | COM | 497498105 | 60,604 | 35,235 | SH | SOLE | 35,235 | 0 | 0 | ||
LAM RESEARCH CORP | COM | 512807108 | 313,385 | 500 | SH | SOLE | 500 | 0 | 0 | ||
LENSAR INC | COM | 52634L108 | 873,036 | 282,536 | SH | SOLE | 282,536 | 0 | 0 | ||
LIFECORE BIOMEDICAL INC | COM | 514766104 | 911,089 | 120,754 | SH | SOLE | 120,754 | 0 | 0 | ||
LINEAGE CELL THERAPEUTICS IN | COM | 53566P109 | 97,646 | 82,751 | SH | SOLE | 82,751 | 0 | 0 | ||
MARVELL TECHNOLOGY INC | COM | 573874104 | 947,275 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 11,088,890 | 163,000 | SH | SOLE | 163,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 68,030 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 612,270 | 9,000 | SH | Call | SOLE | 9,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 315,750 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
NOKIA CORP | SPONSORED ADR | 654902204 | 641,410 | 171,500 | SH | SOLE | 171,500 | 0 | 0 | ||
NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 | 2,125,200 | 420,000 | SH | SOLE | 420,000 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 4,501,600 | 42,500 | SH | SOLE | 42,500 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 1,059,200 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
QUALCOM INC | COM | 747525103 | 944,010 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
QUALCOM INC | COM | 747525103 | 555,300 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
OVID THERAPEUTICS INC | COM | 690469101 | 116,851 | 30,430 | SH | SOLE | 30,430 | 0 | 0 | ||
O-I GLASS INC | COM | 67098H104 | 991,253 | 59,250 | SH | SOLE | 59,250 | 0 | 0 | ||
PAN AMERN SILVER CORP | COM | 697900108 | 651,600 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
PARAMOUNT GLOBAL | CLASS B COM | 92556H206 | 161,250 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 789,210 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 1,277,045 | 38,500 | SH | SOLE | 38,500 | 0 | 0 | ||
PROTHENA CORP PLC | SHS | G72800108 | 4,002,338 | 82,950 | SH | SOLE | 82,950 | 0 | 0 | ||
RTX CORPORATION | COM | 75513E101 | 719,700 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 8,949,690 | 10,875 | SH | SOLE | 10,875 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 1,152,144 | 1,400 | SH | Put | SOLE | 1,400 | 0 | 0 | |
REVANCE THERAPEUTICS INC | COM | 761330109 | 303,955 | 26,500 | SH | SOLE | 26,500 | 0 | 0 | ||
SANOFI | SPONSORED ADR | 80105N105 | 531,036 | 9,900 | SH | SOLE | 9,900 | 0 | 0 | ||
SEAGEN INC | COM | 81181C104 | 2,333,650 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,137,400 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 3,686,175 | 21,500 | SH | SOLE | 21,500 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 1,800,225 | 10,500 | SH | Put | SOLE | 10,500 | 0 | 0 | |
SPDR SER TR | S&P BIOTECH | 78464A870 | 985,770 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 309,280 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
SRH TOTAL RETURN FUND INC | COM | 101507101 | 765,820 | 59,000 | SH | SOLE | 59,000 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 | 453,900 | 44,500 | SH | SOLE | 44,500 | 0 | 0 | ||
TURNING PT BRANDS INC | COM | 90041L105 | 1,928,015 | 83,500 | SH | SOLE | 83,500 | 0 | 0 | ||
TURNING PT BRANDS INC | NOTE 2.500% 7/1 | 90041LAE5 | 385,000 | 400,000 | PRN | SOLE | 400,000 | 0 | 0 | ||
UNITED STS NAT GAS FD LP | UNIT PAR | 912318300 | 102,450 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | 282,555 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
VANECK ETF TRUST | JUNIOR GOLD MINE | 92189F791 | 1,611,500 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
VIR BIOTECHNOLOGY INC | COM | 92764N102 | 93,700 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
VIRIDIAN THERAPEUTICS INC | COM | 92790C104 | 207,090 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
WOLFSPEED INC | COM | 977852102 | 533,400 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
WOLFSPEED INC | COM | 977852102 | 152,400 | 4,000 | SH | Put | SOLE | 4,000 | 0 | 0 | |
XENCOR INC | COM | 98401F105 | 4,962,945 | 246,300 | SH | SOLE | 246,300 | 0 | 0 | ||
ZIMMER BIOMET HOLDINGS INC | COM | 98956P102 | 2,064,511 | 18,397 | SH | SOLE | 18,397 | 0 | 0 |