The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 5,606 | 64,000 | SH | SOLE | 64,000 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 2,274 | 286,417 | SH | SOLE | 286,417 | 0 | 0 | ||
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 129 | 31,236 | SH | SOLE | 31,236 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 4,509 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 1,488 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 4,004 | 27,500 | SH | SOLE | 27,500 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 11,169 | 7,600 | SH | SOLE | 7,600 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 1,051 | 249,750 | SH | SOLE | 249,750 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 2,859 | 11,250 | SH | SOLE | 11,250 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 926 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
APPLE INC | COM | 037833950 | 232 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
APTINYX INC | COM | 03836N103 | 310 | 91,800 | SH | SOLE | 91,800 | 0 | 0 | ||
APTIV PLC | SHS | G6095L109 | 688 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 1,197 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 6,300 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 3,849 | 135,000 | SH | SOLE | 135,000 | 0 | 0 | ||
BARRICK GOLD CORP | COM | 067901908 | 281 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 852 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 4,035 | 167,500 | SH | SOLE | 167,500 | 0 | 0 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 1,128 | 112,793 | SH | SOLE | 112,793 | 0 | 0 | ||
BOX INC | CL A | 10316T104 | 868 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 2,502 | 41,500 | SH | SOLE | 41,500 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 1,182 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 2,802 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
CLOUDERA INC | COM | 18914U100 | 381 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 93 | 17,200 | SH | SOLE | 17,200 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 2,100 | 56,500 | SH | SOLE | 56,500 | 0 | 0 | ||
FIBROGEN INC | COM | 31572Q808 | 987 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 469 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D907 | 313 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
FRESENIUS MED CARE AG&CO KGA | SPONSORED ADR | 358029106 | 3,080 | 72,500 | SH | SOLE | 72,500 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 740 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
GENMAB A/S | SPONSORED ADS | 372303206 | 897 | 24,500 | SH | SOLE | 24,500 | 0 | 0 | ||
HILL INTL INC | COM | 431466101 | 29 | 21,700 | SH | SOLE | 21,700 | 0 | 0 | ||
IDERA PHARMACEUTICALS INC | COM PAR | 45168K405 | 225 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 5,384 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 1,165 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
INTEL CORP | COM | 458140900 | 388 | 7,500 | SH | Call | SOLE | 7,500 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 913 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 10,957 | 427,000 | SH | SOLE | 427,000 | 0 | 0 | ||
BARCLAYS BANK PLC | IPTH SR B S&P | 06746P621 | 498 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 3,598 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 1,354 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ISHARES TR | NASDAQ BIOTECH | 464287906 | 271 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
ISHARES SILVER TR | ISHARES | 46428Q109 | 1,082 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
KIRKLANDS INC | COM | 497498105 | 148 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
KOHLS CORP | COM | 500255104 | 185 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
KRANESHARES TR | CSI CHI INTERNET | 500767306 | 1,023 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
KRANESHARES TR | CSI CHI INTERNET | 500767906 | 205 | 3,000 | SH | Call | SOLE | 3,000 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 1,244 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
MATINAS BIOPHARMA HLDGS INC | COM | 576810105 | 423 | 551,795 | SH | SOLE | 551,795 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 7,208 | 153,500 | SH | SOLE | 153,500 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112903 | 540 | 11,500 | SH | Call | SOLE | 11,500 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112953 | 1,174 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 526 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918954 | 2,103 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
NEKTAR THERAPEUTICS | COM | 640268108 | 528 | 31,800 | SH | SOLE | 31,800 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902904 | 338 | 86,500 | SH | Call | SOLE | 86,500 | 0 | 0 | |
NOKIA CORP | SPONSORED ADR | 654902204 | 1,017 | 260,000 | SH | SOLE | 260,000 | 0 | 0 | ||
NORTONLIFELOCK INC | COM | 668771108 | 625 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 437 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
OBSEVA SA | COM | H5861P103 | 124 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 5,075 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
ORACLE CORP | COM | 68389X905 | 896 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 294 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E953 | 7,224 | 26,000 | SH | Put | SOLE | 26,000 | 0 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 6,941 | 12,400 | SH | SOLE | 12,400 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886f907 | 392 | 700 | SH | Call | SOLE | 700 | 0 | 0 | |
SANGAMO THERAPEUTICS INC | COM | 800677106 | 382 | 40,400 | SH | SOLE | 40,400 | 0 | 0 | ||
SCORPIO TANKERS INC | SHS | Y7542C130 | 138 | 12,511 | SH | SOLE | 12,511 | 0 | 0 | ||
SEATTLE GENETICS INC | COM | 812578102 | 2,544 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462f953 | 15,070 | 45,000 | SH | Put | SOLE | 45,000 | 0 | 0 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 11,247 | 63,500 | SH | SOLE | 63,500 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V907 | 5,048 | 28,500 | SH | Call | SOLE | 28,500 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 787 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
TURNING PT BRANDS INC | COM | 90041L105 | 3,481 | 124,750 | SH | SOLE | 124,750 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 4,308 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F906 | 490 | 12,500 | SH | Call | SOLE | 12,500 | 0 | 0 | |
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 3,045 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
VBI VACCINES INC | COM NEW | 91822J103 | 76 | 26,500 | SH | SOLE | 26,500 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 3,807 | 64,000 | SH | SOLE | 64,000 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V904 | 595 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
VIR BIOTECHNOLOGY INC | COM | 92764N102 | 893 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 449 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
XENCOR INC | COM | 98401F105 | 7,312 | 188,500 | SH | SOLE | 188,500 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 2,059 | 19,750 | SH | SOLE | 19,750 | 0 | 0 |