The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 8,679 | 81,000 | SH | SOLE | 81,000 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 2,535 | 286,417 | SH | SOLE | 286,417 | 0 | 0 | ||
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 135 | 31,236 | SH | SOLE | 31,236 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 5,044 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 473 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 2,344 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,629 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | CALL | 01609W902 | 349 | 1,500 | SH | Call | SOLE | 1,500 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 2,599 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 11,825 | 6,750 | SH | SOLE | 6,750 | 0 | 0 | ||
ALTERYX INC | COM CL A | 02156B103 | 731 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
ALTERYX INC | CALL | 02156B903 | 304 | 2,500 | SH | Call | SOLE | 2,500 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 929 | 190,000 | SH | SOLE | 190,000 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 2,587 | 11,250 | SH | SOLE | 11,250 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 862 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
APTINYX INC | COM | 03836N103 | 453 | 131,000 | SH | SOLE | 131,000 | 0 | 0 | ||
APTIV PLC | SHS | G6095L109 | 977 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 461 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 7,058 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 3,883 | 135,000 | SH | SOLE | 135,000 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 2,502 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 464 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 5,077 | 167,500 | SH | SOLE | 167,500 | 0 | 0 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 1,299 | 116,593 | SH | SOLE | 116,593 | 0 | 0 | ||
BOX INC | CL A | 10316T104 | 722 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 2,481 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 4,316 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
CVS HEALTH CORP | CALL | 126650900 | 683 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 1,013 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 174 | 28,200 | SH | SOLE | 28,200 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 1,001 | 38,500 | SH | SOLE | 38,500 | 0 | 0 | ||
FIBROGEN INC | COM | 31572Q808 | 1,150 | 31,000 | SH | SOLE | 31,000 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 520 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
FRESENIUS MED CARE AG&CO KGA | SPONSORED ADR | 358029106 | 3,013 | 72,500 | SH | SOLE | 72,500 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 2,290 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
GENERAL MTRS CO | CALL | 37045V900 | 521 | 12,500 | SH | Call | SOLE | 12,500 | 0 | 0 | |
GENMAB A/S | SPONSORED ADS | 372303206 | 407 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 1,660 | 28,500 | SH | SOLE | 28,500 | 0 | 0 | ||
IDERA PHARMACEUTICALS INC | COM PAR | 45168K405 | 69 | 18,755 | SH | SOLE | 18,755 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 5,436 | 62,500 | SH | SOLE | 62,500 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 2,441 | 49,000 | SH | SOLE | 49,000 | 0 | 0 | ||
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 13,499 | 424,500 | SH | SOLE | 424,500 | 0 | 0 | ||
BARCLAYS BANK PLC | IPTH SR B S&P | 06746P621 | 420 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 3,626 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ISHARES TR | PUT | 464287956 | 3,030 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
ISHARES SILVER TR | ISHARES | 46428Q109 | 860 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
ISHARES TR | PUT | 464287955 | 1,961 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 787 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
JOHNSON & JOHNSON | CALL | 478160904 | 1,574 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
KINDRED BIOSCIENCES INC | COM | 494577109 | 172 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
KIRKLANDS INC | COM | 497498105 | 192 | 10,750 | SH | SOLE | 10,750 | 0 | 0 | ||
KOHLS CORP | COM | 500255104 | 407 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
KRANESHARES TR | CSI CHI INTERNET | 500767306 | 2,688 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
LENSAR INC | COM | 52634L108 | 1,140 | 157,250 | SH | SOLE | 157,250 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 1,204 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
MATINAS BIOPHARMA HLDGS INC | COM | 576810105 | 415 | 305,299 | SH | SOLE | 305,299 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 12,029 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 556 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 1,542 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
NEKTAR THERAPEUTICS | COM | 640268108 | 532 | 31,300 | SH | SOLE | 31,300 | 0 | 0 | ||
NOKIA CORP | CALL | 654902904 | 338 | 86,500 | SH | Call | SOLE | 86,500 | 0 | 0 | |
NOKIA CORP | SPONSORED ADR | 654902204 | 1,134 | 290,000 | SH | SOLE | 290,000 | 0 | 0 | ||
NORTONLIFELOCK INC | COM | 668771108 | 623 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 557 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
OBSEVA SA | COM | H5861P103 | 104 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 5,951 | 92,000 | SH | SOLE | 92,000 | 0 | 0 | ||
ORACLE CORP | CALL | 68389X905 | 647 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 381 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
PROSHARES TR II | ULTRA VIX SHORT | 74347W148 | 266 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
PROSHARES TR II | CALL | 74347W908 | 612 | 57,500 | SH | Call | SOLE | 57,500 | 0 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 5,991 | 12,400 | SH | SOLE | 12,400 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 223 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
SANGAMO THERAPEUTICS INC | COM | 800677106 | 218 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
SEATTLE GENETICS INC | COM | 812578102 | 2,329 | 13,300 | SH | SOLE | 13,300 | 0 | 0 | ||
SELECT SECTOR SPDR TR | PUT | 81369Y953 | 12,027 | 92,500 | SH | Put | SOLE | 92,500 | 0 | 0 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 10,880 | 61,000 | SH | SOLE | 61,000 | 0 | 0 | ||
SPDR GOLD TR | CALL | 78463V907 | 4,905 | 27,500 | SH | Call | SOLE | 27,500 | 0 | 0 | |
SPDR GOLD TR | PUT | 78463V957 | 4,905 | 27,500 | SH | Put | SOLE | 27,500 | 0 | 0 | |
SPDR DOW JONES INDL AVERAGE | PUT | 78467X959 | 22,323 | 73,000 | SH | Put | SOLE | 73,000 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 883 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
TERADATA CORP DEL | COM | 88076W103 | 955 | 42,500 | SH | SOLE | 42,500 | 0 | 0 | ||
TURNING PT BRANDS INC | COM | 90041L105 | 5,559 | 124,750 | SH | SOLE | 124,750 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 4,322 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
VANECK VECTORS ETF TR | CALL | 92189F906 | 901 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 3,119 | 57,500 | SH | SOLE | 57,500 | 0 | 0 | ||
VBI VACCINES INC | COM NEW | 91822J103 | 99 | 36,000 | SH | SOLE | 36,000 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,629 | 44,750 | SH | SOLE | 44,750 | 0 | 0 | ||
VIR BIOTECHNOLOGY INC | COM | 92764N102 | 562 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
VIRGIN GALACTIC HOLDINGS INC | COM | 92766K106 | 831 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
XENCOR INC | COM | 98401F105 | 8,715 | 199,750 | SH | SOLE | 199,750 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 1,666 | 11,750 | SH | SOLE | 11,750 | 0 | 0 |