The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 11,038 | 102,000 | SH | SOLE | 102,000 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 812 | 7,500 | SH | Call | SOLE | 7,500 | 0 | 0 | |
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 2,692 | 282,505 | SH | SOLE | 282,505 | 0 | 0 | ||
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 768 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
ADT INC DEL | COM | 00090Q103 | 118 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 4,318 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 589 | 7,500 | SH | Call | SOLE | 7,500 | 0 | 0 | |
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 1,653 | 92,500 | SH | SOLE | 92,500 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 1,835 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,587 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 567 | 2,500 | SH | Call | SOLE | 2,500 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 2,824 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 13,446 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
ALTERYX INC | COM CL A | 02156B103 | 550 | 6,625 | SH | SOLE | 6,625 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 1,099 | 177,000 | SH | SOLE | 177,000 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 2,799 | 11,250 | SH | SOLE | 11,250 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 733 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 611 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
APTINYX INC | COM | 03836N103 | 390 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
APTIV PLC | SHS | G6095L109 | 1,034 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 347 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 6,609 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 3,784 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 1,726 | 7,099 | SH | SOLE | 7,099 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 608 | 2,500 | SH | Call | SOLE | 2,500 | 0 | 0 | |
BK OF AMERICA CORP | COM | 060505104 | 5,804 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 1,371 | 109,022 | SH | SOLE | 109,022 | 0 | 0 | ||
BOX INC | CL A | 10316T104 | 918 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
BOX INC | CL A | 10316T104 | 287 | 12,500 | SH | Call | SOLE | 12,500 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 2,525 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 4,729 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 1,617 | 21,500 | SH | SOLE | 21,500 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 2,102 | 11,250 | SH | SOLE | 11,250 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 485 | 17,286 | SH | SOLE | 17,286 | 0 | 0 | ||
FIBROGEN INC | COM | 31572Q808 | 594 | 17,125 | SH | SOLE | 17,125 | 0 | 0 | ||
FORD MTR CO DEL | COM | 345370860 | 245 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 329 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FRESENIUS MED CARE AG&CO KGA | SPONSORED ADR | 358029106 | 1,601 | 43,400 | SH | SOLE | 43,400 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 5,746 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GENMAB A/S | SPONSORED ADS | 372303206 | 328 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 323 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 646 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
ILLINOIS TOOL WKS INC | COM | 452308109 | 775 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 5,283 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 866 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 14,403 | 424,500 | SH | SOLE | 424,500 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 3,191 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 7,340 | 23,000 | SH | Put | SOLE | 23,000 | 0 | 0 | |
ISHARES GOLD TR | ISHARES | 464285105 | 3,252 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 5,270 | 35,000 | SH | Put | SOLE | 35,000 | 0 | 0 | |
ISHARES TR | NASDAQ BIOTECH | 464287556 | 753 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
ISHARES SILVER TR | ISHARES | 46428Q109 | 1,192 | 52,500 | SH | SOLE | 52,500 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 373 | 8,000 | SH | Call | SOLE | 8,000 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 822 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
KINDRED BIOSCIENCES INC | COM | 494577109 | 999 | 201,000 | SH | SOLE | 201,000 | 0 | 0 | ||
KIRKLANDS INC | COM | 497498105 | 295 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
KOHLS CORP | COM | 500255104 | 596 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
KRANESHARES TR | CSI CHI INTERNET | 500767306 | 1,336 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
LENSAR INC | COM | 52634L108 | 1,832 | 252,325 | SH | SOLE | 252,325 | 0 | 0 | ||
LINEAGE CELL THERAPEUTICS IN | COM | 53566P109 | 49 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 1,426 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 857 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
MATINAS BIOPHARMA HLDGS INC | COM | 576810105 | 420 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 14,114 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 1,103 | 12,500 | SH | Call | SOLE | 12,500 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 3,749 | 42,500 | SH | Put | SOLE | 42,500 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 589 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 1,747 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
NEKTAR THERAPEUTICS | COM | 640268108 | 626 | 31,300 | SH | SOLE | 31,300 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 669 | 169,000 | SH | SOLE | 169,000 | 0 | 0 | ||
NORTONLIFELOCK INC | COM | 668771108 | 638 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 534 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 214 | 400 | SH | Call | SOLE | 400 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 705 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
OBSEVA SA | COM | H5861P103 | 86 | 26,500 | SH | SOLE | 26,500 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 7,368 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 994 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
OVID THERAPEUTICS INC | COM | 690469101 | 438 | 109,001 | SH | SOLE | 109,001 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 543 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
PROSHARES TR II | ULTRA VIX SHORT | 74347W148 | 75 | 13,250 | SH | SOLE | 13,250 | 0 | 0 | ||
PROSHARES TR II | ULTRA VIX SHORT | 74347W148 | 206 | 36,500 | SH | Call | SOLE | 36,500 | 0 | 0 | |
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 207 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,016 | 7,500 | SH | Put | SOLE | 7,500 | 0 | 0 | |
PROTHENA CORP PLC | SHS | G72800108 | 1,152 | 45,856 | SH | SOLE | 45,856 | 0 | 0 | ||
QUOTIENT LTD | SHS | G73268107 | 484 | 131,500 | SH | SOLE | 131,500 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 6,387 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 265 | 1,250 | SH | SOLE | 1,250 | 0 | 0 | ||
SANGAMO THERAPEUTICS INC | COM | 800677106 | 175 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
SEAGEN INC | COM | 81181C104 | 1,875 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,982 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 6,798 | 42,500 | SH | SOLE | 42,500 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 2,399 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 990 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
TERADATA CORP DEL | COM | 88076W103 | 289 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
TURNING PT BRANDS INC | COM | 90041L105 | 6,378 | 122,250 | SH | SOLE | 122,250 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 4,144 | 127,500 | SH | SOLE | 127,500 | 0 | 0 | ||
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 2,588 | 57,500 | SH | SOLE | 57,500 | 0 | 0 | ||
VBI VACCINES INC CDA | COM NEW | 91822J103 | 81 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 5,088 | 87,500 | SH | SOLE | 87,500 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 727 | 12,500 | SH | Call | SOLE | 12,500 | 0 | 0 | |
VIR BIOTECHNOLOGY INC | COM | 92764N102 | 369 | 7,192 | SH | SOLE | 7,192 | 0 | 0 | ||
VIRGIN GALACTIC HOLDINGS INC | COM | 92766K106 | 567 | 18,500 | SH | SOLE | 18,500 | 0 | 0 | ||
XENCOR INC | COM | 98401F105 | 8,181 | 190,000 | SH | SOLE | 190,000 | 0 | 0 |