The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 11,502 | 75,100 | SH | SOLE | 75,100 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 2,077 | 257,000 | SH | SOLE | 257,000 | 0 | 0 | ||
ADAM NAT RES FD INC | COM | 00548F105 | 263 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 2,294 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 1,254 | 167,165 | SH | SOLE | 167,165 | 0 | 0 | ||
AIR T INC | COM | 009207101 | 225 | 13,650 | SH | SOLE | 13,650 | 0 | 0 | ||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 729 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 8,422 | 3,850 | SH | SOLE | 3,850 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 272 | 2,500 | SH | Put | SOLE | 2,500 | 0 | 0 | |
ALTIMMUNE INC | COM NEW | 02155H200 | 3,922 | 335,180 | SH | SOLE | 335,180 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 219 | 147,000 | SH | SOLE | 147,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 3,999 | 29,250 | SH | SOLE | 29,250 | 0 | 0 | ||
APTINYX INC | COM | 03836N103 | 27 | 48,529 | SH | SOLE | 48,529 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 9,472 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 1,991 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 4,529 | 145,500 | SH | SOLE | 145,500 | 0 | 0 | ||
BURFORD CAP LTD | ORD SHS | G17977110 | 303 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 640 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 3,679 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 299 | 6,500 | SH | Call | SOLE | 6,500 | 0 | 0 | |
EQUILLIUM INC | COM | 29446K106 | 233 | 114,027 | SH | SOLE | 114,027 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | NOTE 4.000%11/1 | 29664WAB1 | 408 | 750,000 | PRN | SOLE | 750,000 | 0 | 0 | ||
META PLATFORMS INC | CL A | 30303M102 | 1,101 | 6,825 | SH | SOLE | 6,825 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 2,675 | 8,250 | SH | SOLE | 8,250 | 0 | 0 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 2,304 | 230,900 | SH | SOLE | 230,900 | 0 | 0 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 45 | 4,500 | SH | Call | SOLE | 4,500 | 0 | 0 | |
FORD MTR CO DEL | COM | 345370860 | 1,369 | 123,000 | SH | SOLE | 123,000 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 2,382 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
IMPEL PHARMACEUTICALS INC | COM | 45258K109 | 4,087 | 438,566 | SH | SOLE | 438,566 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 3,343 | 44,000 | SH | SOLE | 44,000 | 0 | 0 | ||
INTRA-CELLULAR THERAPIES INC | COM | 46116X101 | 11,792 | 206,588 | SH | SOLE | 206,588 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 9,530 | 34,000 | SH | Put | SOLE | 34,000 | 0 | 0 | |
INVESCO DB MULTI-SECTOR COMM | AGRICULTURE FD | 46140H106 | 255 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
ISHARES GOLD TR | ISHARES NEW | 464285204 | 3,431 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ISHARES SILVER TR | ISHARES | 46428Q109 | 839 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
ISHARES SILVER TR | ISHARES | 46428Q109 | 186 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
ISHARES TR | ISHARES BIOTECH | 464287556 | 353 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
KIRKLANDS INC | COM | 497498105 | 315 | 89,532 | SH | SOLE | 89,532 | 0 | 0 | ||
KRANESHARES TR | CSI CHI INTERNET | 500767306 | 1,966 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
KRANESHARES TR | CSI CHI INTERNET | 500767306 | 491 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
KRANESHARES TR | CSI CHI INTERNET | 500767306 | 213 | 6,500 | SH | Put | SOLE | 6,500 | 0 | 0 | |
LENSAR INC | COM | 52634L108 | 1,930 | 296,523 | SH | SOLE | 296,523 | 0 | 0 | ||
MARVELL TECHNOLOGY INC | COM | 573874104 | 1,132 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 9,674 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 940 | 17,000 | SH | Call | SOLE | 17,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 332 | 6,000 | SH | Put | SOLE | 6,000 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 1,364 | 7,800 | SH | SOLE | 7,800 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 692 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 | 78 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ONCOCYTE CORP | COM | 68235C107 | 23 | 25,149 | SH | SOLE | 25,149 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 2,725 | 39,000 | SH | SOLE | 39,000 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 958 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
OVID THERAPEUTICS INC | COM | 690469101 | 305 | 141,701 | SH | SOLE | 141,701 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 698 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PAYSAFE LIMITED | ORD | G6964L107 | 122 | 62,500 | SH | SOLE | 62,500 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 1,901 | 36,250 | SH | SOLE | 36,250 | 0 | 0 | ||
PROTHENA CORP PLC | SHS | G72800108 | 1,842 | 67,856 | SH | SOLE | 67,856 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 7,507 | 12,700 | SH | SOLE | 12,700 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 355 | 600 | SH | Call | SOLE | 600 | 0 | 0 | |
REVANCE THERAPEUTICS INC | COM | 761330109 | 166 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
SALESFORCE INC | COM | 79466L302 | 206 | 1,250 | SH | SOLE | 1,250 | 0 | 0 | ||
SALESFORCE INC | COM | 79466L302 | 248 | 1,500 | SH | Call | SOLE | 1,500 | 0 | 0 | |
SEAGEN INC | COM | 81181C104 | 2,654 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 5,475 | 32,500 | SH | SOLE | 32,500 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 842 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 674 | 4,000 | SH | Put | SOLE | 4,000 | 0 | 0 | |
SPDR SER TR | S&P BIOTECH | 78464A870 | 743 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SPDR SER TR | S&P OILGAS EXP | 78468R556 | 2,091 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
SRH TOTAL RETURN FUND INC | COM | 101507101 | 705 | 59,000 | SH | SOLE | 59,000 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 497 | 6,500 | SH | Call | SOLE | 6,500 | 0 | 0 | |
TURNING PT BRANDS INC | COM | 90041L105 | 2,236 | 82,436 | SH | SOLE | 82,436 | 0 | 0 | ||
VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | 3,149 | 115,000 | SH | SOLE | 115,000 | 0 | 0 | ||
VANECK ETF TRUST | JUNIOT GOLD MINE | 92189F791 | 1,760 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 3,469 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
WARNER BROS DISCOVERY INC | COM SER A | 934423104 | 169 | 12,581 | SH | SOLE | 12,581 | 0 | 0 | ||
XENCOR INC | COM | 98401F105 | 6,837 | 249,800 | SH | SOLE | 249,800 | 0 | 0 |