Registration No. 333-
As filed with the Securities and Exchange Commission on August 16, 2023
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM S-8
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Lightning eMotors, Inc.
(Exact name of registrant as specified in its charter)
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| Delaware | 84-4605714 |
| (State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) |
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| 815 14th Street SW, Suite A100, Loveland, Colorado | 80537 |
| (Address of Principal Executive Offices) | (Zip Code) |
Lightning eMotors, Inc. 2021 Equity Incentive Plan
(Full title of the plan)
Timothy Reeser
Chief Executive Officer
Lightning eMotors, Inc.
815 14th Street SW, Suite A100
Loveland, Colorado 80537
(Name and address of agent for service)
(800) 223-0740
(Telephone number, including area code, of agent for service)
Copies to:
Michael B. Kirwan
John J. Wolfel
Foley & Lardner LLP
One Independent Drive, Suite 1300
Jacksonville, Florida 32202
(904) 359-2000
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
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| Large accelerated filer | ¨ | Accelerated filer | ¨ |
| Non-accelerated filer | x | Smaller Reporting Company | x |
| | Emerging Growth Company | x |
| | | |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ¨
EXPLANATORY NOTE
This Registration Statement on Form S-8 (this “Registration Statement”) is being filed for the purpose of registering an additional 224,607 shares of common stock, par value $0.0001 per share (the “Common Stock”), of Lightning eMotors, Inc. (the “Company”) pursuant to the Lightning eMotors, Inc. 2021 Equity Incentive Plan (the “Plan”). In accordance with Section E of the General Instructions to Form S-8, the contents of the registration statements on Form S-8 relating to the Plan that were previously filed by the Company with the Securities and Exchange Commission, or the Commission, on July 12, 2021 (File No. 333-257847) and March 31, 2022 (File No. 333-264045) are incorporated by reference into this Registration Statement, except that the provisions contained in Part II of such previously filed registration statements are modified as set forth in this Registration Statement.
PART I
INFORMATION REQUIRED IN THE SECTION 10(a) PROSPECTUS
The information specified in Item 1 and Item 2 of Part I of Form S-8 is not filed as part of this Registration Statement in accordance with the provisions of Rule 428 under the Securities Act of 1933, as amended, and the introductory note to Part I of Form S-8.
Part II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
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| Item 3. | Incorporation of Documents by Reference. |
The following documents, which previously have been filed by the Company with the Commission, are incorporated herein by reference and made a part hereof:
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| ● | The Company’s Current Reports on Form 8-K filed with the Commission on January 25, 2023, February 10, 2023, March 13, 2023, April 24, 2023; May 17, 2023, June 2, 2023, June 20, 2023, July 27, 2023, and August 4, 2023; and |
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| ● | The description of the Common Stock contained in the Company’s Registration Statement on Form 8-A filed with the Commission on May 4, 2020 pursuant to Section 12 of the Exchange Act, and all amendments or reports filed for the purpose of updating such description. |
All reports and other documents filed by the Company pursuant to Sections 13(a), 13(c), 14 or 15(d) of the Exchange Act subsequent to the date of this Registration Statement and prior to the filing of a post-effective amendment hereto that indicates that all securities offered hereunder have been sold or that deregisters all securities remaining unsold shall be deemed to be incorporated by reference in this Registration Statement and to be a part hereof from the date of filing of such documents.
For purposes of this Registration Statement, any statement contained in a document incorporated or deemed to be incorporated herein by reference shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein or in any other subsequently filed document that also is or is deemed to be incorporated herein by reference modifies or supersedes such statement. Any statement so modified
or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.
Nothing in this Registration Statement shall be deemed to incorporate information furnished but not filed with the Commission pursuant to Item 2.02 or Item 7.01 of Form 8-K.
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| Item 4. | Description of Securities. |
Not required to be filed with this Registration Statement in accordance with Section E of the General Instructions to Form S-8.
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| Item 5. | Interests of Named Experts and Counsel. |
Not required to be filed with this Registration Statement in accordance with Section E of the General Instructions to Form S-8.
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| Item 6. | Indemnification of Directors and Officers. |
Not required to be filed with this Registration Statement in accordance with Section E of the General Instructions to Form S-8.
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| Item 7. | Exemption From Registration Claimed. |
Not applicable.
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| Exhibit | Description |
| 3.1 | |
| 3.2 | |
| 3.3 | |
| 4.1 | |
| 5.1* | |
| 10 | 2021 Equity Incentive Plan (incorporated by reference to Exhibit 10.7 of the Company’s Current Report on Form 8-K filed with the Commission on May 12, 2021) |
| 23.1* | Consent of Foley & Lardner LLP (contained in Exhibit 5.1) |
| 23.2* | |
| 24* | Power of Attorney (included on signature page) |
| 107* | |
* Filed herewith
Not required to be filed with this Registration Statement in accordance with Section E of the General Instructions to Form S-8.
SIGNATURES
Pursuant to the requirements of the Securities Act, the Company certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Loveland, State of Colorado, on August 16, 2023.
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| Lightning eMotors, Inc. |
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| By: | /s/ Timothy Reeser |
| | Name: | Timothy Reeser |
| | Title: | Chief Executive Officer and President |
POWER OF ATTORNEY
Each person whose signature appears below constitutes and appoints Timothy Reeser and David Agatston and each or any one of them, his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments to this Form S-8, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the United States Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitutes or substitute, may lawfully do or cause to be done by virtue hereof.
This Power of Attorney may be executed in multiple counterparts, each of which shall be deemed an original, but which taken together shall constitute one instrument.
Pursuant to the requirements of the Securities Act, this Form S-8 Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
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| Name | | Title | | Date |
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| /s/ Timothy Reeser | | Chief Executive Officer and Director | | August 16, 2023 |
| Timothy Reeser | | (Principal Executive Officer) | | |
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| /s/ David Agatston | | Chief Financial Officer | | August 16, 2023 |
| David Agatston | | (Principal Financial and Accounting Officer) | | |
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| /s/ Robert Fenwick-Smith | | Director | | August 16, 2023 |
| Robert Fenwick-Smith | | | | |
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| /s/ Thaddeus Senko | | Director | | August 16, 2023 |
| Thaddeus Senko | | | | |
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| /s/ Diana Tremblay | | Director | | August 16, 2023 |
| Diana Tremblay | | | | |
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| /s/ Bruce Coventry | | Director | | August 16, 2023 |
| Bruce Coventry | | | | |
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| /s/ Kenneth Jack | | Director | | August 16, 2023 |
| Kenneth Jack | | | | |
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| /s/ Wanda Jackson-Davis | | Director | | August 16, 2023 |
| Wanda Jackson-Davis | | | | |
