The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 221 | 1,265 | SH | SOLE | 0 | 0 | 1,265 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 621 | 2,378 | SH | SOLE | 0 | 0 | 2,378 | ||
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 20,728 | 41,446 | SH | SOLE | 0 | 0 | 41,446 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,772 | 1,011 | SH | SOLE | 0 | 0 | 1,011 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 333 | 190 | SH | SOLE | 0 | 0 | 190 | ||
AMAZON COM INC | COM | 023135106 | 13,858 | 4,255 | SH | SOLE | 0 | 0 | 4,255 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 388 | 1,728 | SH | SOLE | 0 | 0 | 1,728 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 387 | 1,989 | SH | SOLE | 0 | 0 | 1,989 | ||
ANTARES PHARMA INC | COM | 036642106 | 56 | 14,000 | SH | SOLE | 0 | 0 | 14,000 | ||
APPLE INC | COM | 037833100 | 15,799 | 119,070 | SH | SOLE | 0 | 0 | 119,070 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,756 | 7,572 | SH | SOLE | 0 | 0 | 7,572 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 1,005 | 15,500 | SH | SOLE | 0 | 0 | 15,500 | ||
BOEING CO | COM | 097023105 | 346 | 1,615 | SH | SOLE | 0 | 0 | 1,615 | ||
CHEWY INC | CL A | 16679L109 | 402 | 4,470 | SH | SOLE | 0 | 0 | 4,470 | ||
CHUBB LIMITED | COM | H1467J104 | 439 | 2,855 | SH | SOLE | 0 | 0 | 2,855 | ||
COHEN & STEERS QUALITY INCOM | COM | 19247L106 | 266 | 21,425 | SH | SOLE | 0 | 0 | 21,425 | ||
COHEN & STEERS TOTAL RETURN | COM | 19247R103 | 263 | 19,809 | SH | SOLE | 0 | 0 | 19,809 | ||
COLONY CAP INC NEW | CL A COM | 19626G108 | 63 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
COMCAST CORP NEW | CL A | 20030N101 | 662 | 12,629 | SH | SOLE | 0 | 0 | 12,629 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 601 | 1,594 | SH | SOLE | 0 | 0 | 1,594 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 456 | 2,865 | SH | SOLE | 0 | 0 | 2,865 | ||
D R HORTON INC | COM | 23331A109 | 133 | 1,932 | SH | SOLE | 0 | 0 | 1,932 | ||
D R HORTON INC | COM | 23331A109 | 67 | 2,000 | SH | Call | SOLE | 0 | 0 | 2,000 | |
DANAHER CORPORATION | COM | 235851102 | 565 | 2,542 | SH | SOLE | 0 | 0 | 2,542 | ||
DIGITAL RLTY TR INC | COM | 253868103 | 987 | 7,075 | SH | SOLE | 0 | 0 | 7,075 | ||
DISNEY WALT CO | COM | 254687106 | 943 | 5,205 | SH | SOLE | 0 | 0 | 5,205 | ||
DOCUSIGN INC | COM | 256163106 | 1,957 | 8,804 | SH | SOLE | 0 | 0 | 8,804 | ||
DOLLAR GEN CORP NEW | COM | 256677105 | 209 | 995 | SH | SOLE | 0 | 0 | 995 | ||
DOLLAR TREE INC | COM | 256746108 | 305 | 2,825 | SH | SOLE | 0 | 0 | 2,825 | ||
EATON CORP PLC | SHS | G29183103 | 332 | 2,767 | SH | SOLE | 0 | 0 | 2,767 | ||
EATON VANCE TAX ADVT DIV INC | COM | 27828G107 | 1,774 | 75,018 | SH | SOLE | 0 | 0 | 75,018 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 279 | 14,254 | SH | SOLE | 0 | 0 | 14,254 | ||
ETF SER SOLUTIONS | NATIONWIDE RSK | 26922A172 | 2,382 | 86,608 | SH | SOLE | 0 | 0 | 86,608 | ||
FACEBOOK INC | CL A | 30303M102 | 1,292 | 4,728 | SH | SOLE | 0 | 0 | 4,728 | ||
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 424 | 2,996 | SH | SOLE | 0 | 0 | 2,996 | ||
FIRST TR EXCH TRADED FD III | INSTL PFD SECS | 33739P855 | 2,590 | 127,110 | SH | SOLE | 0 | 0 | 127,110 | ||
FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 | 499 | 24,722 | SH | SOLE | 0 | 0 | 24,722 | ||
FIRST TR EXCH TRD ALPHDX FD | EUROPE ALPHADEX | 33737J117 | 330 | 8,645 | SH | SOLE | 0 | 0 | 8,645 | ||
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 1,198 | 12,604 | SH | SOLE | 0 | 0 | 12,604 | ||
FIRST TR EXCHANGE TRADED FD | ENERGY ALPHADX | 33734X127 | 257 | 32,400 | SH | SOLE | 0 | 0 | 32,400 | ||
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 281 | 2,603 | SH | SOLE | 0 | 0 | 2,603 | ||
FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 | 378 | 3,376 | SH | SOLE | 0 | 0 | 3,376 | ||
FIRST TR EXCHANGE-TRADED ALP | MID CP GR ALPH | 33737M102 | 413 | 6,313 | SH | SOLE | 0 | 0 | 6,313 | ||
FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 | 5,455 | 80,818 | SH | SOLE | 0 | 0 | 80,818 | ||
FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 | 1,620 | 7,632 | SH | SOLE | 0 | 0 | 7,632 | ||
FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 | 15,300 | 254,824 | SH | SOLE | 0 | 0 | 254,824 | ||
FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 | 683 | 13,272 | SH | SOLE | 0 | 0 | 13,272 | ||
FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 | 332 | 6,986 | SH | SOLE | 0 | 0 | 6,986 | ||
FIRST TR EXCHNG TRADED FD VI | LOW DUR STRTGC | 33740F870 | 924 | 45,175 | SH | SOLE | 0 | 0 | 45,175 | ||
FIRST TR LRG CP VL ALPHADEX | COM SHS | 33735J101 | 200 | 3,641 | SH | SOLE | 0 | 0 | 3,641 | ||
FIRST TR LRGE CP CORE ALPHA | COM SHS | 33734K109 | 936 | 12,747 | SH | SOLE | 0 | 0 | 12,747 | ||
FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 | 222 | 2,671 | SH | SOLE | 0 | 0 | 2,671 | ||
FIRST TR MORNINGSTAR DIVID L | SHS | 336917109 | 323 | 10,900 | SH | SOLE | 0 | 0 | 10,900 | ||
FIRST TR NAS100 EQ WEIGHTED | SHS | 337344105 | 242 | 2,398 | SH | SOLE | 0 | 0 | 2,398 | ||
FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 | 3,864 | 110,183 | SH | SOLE | 0 | 0 | 110,183 | ||
FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 33735K108 | 702 | 7,264 | SH | SOLE | 0 | 0 | 7,264 | ||
FLAHERTY & CRUMRINE DYN PFD | SHS | 33848W106 | 3,861 | 132,850 | SH | SOLE | 0 | 0 | 132,850 | ||
FLEETCOR TECHNOLOGIES INC | COM | 339041105 | 582 | 2,133 | SH | SOLE | 0 | 0 | 2,133 | ||
FLEXSHARES TR | READY ACC VARI | 33939L886 | 236 | 3,100 | SH | SOLE | 0 | 0 | 3,100 | ||
FORD MTR CO DEL | COM | 345370860 | 229 | 26,000 | SH | SOLE | 0 | 0 | 26,000 | ||
FORD MTR CO DEL | COM | 345370860 | 47 | 11,000 | SH | Call | SOLE | 0 | 0 | 11,000 | |
GLOBAL PMTS INC | COM | 37940X102 | 413 | 1,918 | SH | SOLE | 0 | 0 | 1,918 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,250 | 4,740 | SH | SOLE | 0 | 0 | 4,740 | ||
HOME DEPOT INC | COM | 437076102 | 959 | 3,612 | SH | SOLE | 0 | 0 | 3,612 | ||
HONEYWELL INTL INC | COM | 438516106 | 395 | 1,858 | SH | SOLE | 0 | 0 | 1,858 | ||
INDEXIQ ACTIVE ETF TR | IQ MACKAY INTRME | 45409F827 | 1,428 | 53,440 | SH | SOLE | 0 | 0 | 53,440 | ||
INTEL CORP | COM | 458140100 | 2,064 | 41,439 | SH | SOLE | 0 | 0 | 41,439 | ||
INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | 485 | 4,208 | SH | SOLE | 0 | 0 | 4,208 | ||
INVESCO EXCH TRADED FD TR II | KBW PREM YIELD | 46138E594 | 302 | 14,100 | SH | SOLE | 0 | 0 | 14,100 | ||
ISHARES INC | MSCI STH KOR ETF | 464286772 | 975 | 11,327 | SH | SOLE | 0 | 0 | 11,327 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 216 | 1,100 | SH | SOLE | 0 | 0 | 1,100 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 253 | 3,960 | SH | SOLE | 0 | 0 | 3,960 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 348 | 2,740 | SH | SOLE | 0 | 0 | 2,740 | ||
KB HOME | COM | 48666K109 | 724 | 21,608 | SH | SOLE | 0 | 0 | 21,608 | ||
KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | 595 | 41,261 | SH | SOLE | 0 | 0 | 41,261 | ||
LAUDER ESTEE COS INC | CL A | 518439104 | 318 | 1,193 | SH | SOLE | 0 | 0 | 1,193 | ||
LOWES COS INC | COM | 548661107 | 446 | 2,778 | SH | SOLE | 0 | 0 | 2,778 | ||
MEDTRONIC PLC | SHS | G5960L103 | 586 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
MICROSOFT CORP | COM | 594918104 | 2,668 | 11,996 | SH | SOLE | 0 | 0 | 11,996 | ||
MONDELEZ INTL INC | CL A | 609207105 | 333 | 5,687 | SH | SOLE | 0 | 0 | 5,687 | ||
MONSTER BEVERAGE CORP NEW | COM | 61174X109 | 652 | 7,050 | SH | SOLE | 0 | 0 | 7,050 | ||
NIKE INC | CL B | 654106103 | 298 | 2,108 | SH | SOLE | 0 | 0 | 2,108 | ||
NUVEEN ARIZONA QLTY MUN INC | COM | 67061W104 | 1,253 | 78,944 | SH | SOLE | 0 | 0 | 78,944 | ||
NUVEEN GEORGIA QLTY MUN INC | COM | 67072B107 | 398 | 30,453 | SH | SOLE | 0 | 0 | 30,453 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 5,464 | 355,518 | SH | SOLE | 0 | 0 | 355,518 | ||
NUVEEN REAL ASSET INCOME & G | COM | 67074Y105 | 374 | 27,768 | SH | SOLE | 0 | 0 | 27,768 | ||
NVIDIA CORPORATION | COM | 67066G104 | 205 | 392 | SH | SOLE | 0 | 0 | 392 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 566 | 3,560 | SH | SOLE | 0 | 0 | 3,560 | ||
OREILLY AUTOMOTIVE INC | COM | 67103H107 | 394 | 870 | SH | SOLE | 0 | 0 | 870 | ||
PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | 1,030 | 43,746 | SH | SOLE | 0 | 0 | 43,746 | ||
PARKER-HANNIFIN CORP | COM | 701094104 | 385 | 1,413 | SH | SOLE | 0 | 0 | 1,413 | ||
PIONEER NAT RES CO | COM | 723787107 | 245 | 2,150 | SH | SOLE | 0 | 0 | 2,150 | ||
PRA HEALTH SCIENCES INC | COM | 69354M108 | 1,553 | 12,380 | SH | SOLE | 0 | 0 | 12,380 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 300 | 4,200 | SH | SOLE | 0 | 0 | 4,200 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 296 | 1,182 | SH | SOLE | 0 | 0 | 1,182 | ||
ROYCE VALUE TR INC | COM | 780910105 | 582 | 36,039 | SH | SOLE | 0 | 0 | 36,039 | ||
SALESFORCE COM INC | COM | 79466L302 | 324 | 1,458 | SH | SOLE | 0 | 0 | 1,458 | ||
SHERWIN WILLIAMS CO | COM | 824348106 | 249 | 339 | SH | SOLE | 0 | 0 | 339 | ||
SYNOPSYS INC | COM | 871607107 | 337 | 1,300 | SH | SOLE | 0 | 0 | 1,300 | ||
TESLA INC | COM | 88160R101 | 1,482 | 2,100 | SH | SOLE | 0 | 0 | 2,100 | ||
TESLA INC | COM | 88160R101 | 3,462 | 5,500 | SH | Call | SOLE | 0 | 0 | 5,500 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 705 | 1,513 | SH | SOLE | 0 | 0 | 1,513 | ||
TJX COS INC NEW | COM | 872540109 | 2,407 | 35,246 | SH | SOLE | 0 | 0 | 35,246 | ||
TWO HBRS INVT CORP | COM NEW | 90187B408 | 80 | 12,566 | SH | SOLE | 0 | 0 | 12,566 | ||
UNITED STS OIL FD LP | UNITS | 91232N207 | 0 | 48,000 | SH | Call | SOLE | 0 | 0 | 48,000 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 939 | 2,678 | SH | SOLE | 0 | 0 | 2,678 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 552 | 2,062 | SH | SOLE | 0 | 0 | 2,062 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 514 | 3,639 | SH | SOLE | 0 | 0 | 3,639 | ||
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 235 | 2,568 | SH | SOLE | 0 | 0 | 2,568 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 296 | 5,033 | SH | SOLE | 0 | 0 | 5,033 | ||
VISA INC | COM CL A | 92826C839 | 2,248 | 10,279 | SH | SOLE | 0 | 0 | 10,279 | ||
VULCAN MATLS CO | COM | 929160109 | 960 | 6,470 | SH | SOLE | 0 | 0 | 6,470 | ||
WALMART INC | COM | 931142103 | 206 | 1,431 | SH | SOLE | 0 | 0 | 1,431 | ||
WESTERN ASSET MANAGED MUNS F | COM | 95766M105 | 257 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 633 | 1,878 | SH | SOLE | 0 | 0 | 1,878 | ||
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 1,404 | 6,000 | SH | Call | SOLE | 0 | 0 | 6,000 |