The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 1,844 | 48,143 | SH | SOLE | 48,143 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 1,499 | 63,457 | SH | SOLE | 63,457 | 0 | 0 | ||
ARK ETF TR | INNOVATION ETF | 00214Q104 | 467 | 7,047 | SH | SOLE | 7,047 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 1,376 | 17,178 | SH | SOLE | 17,178 | 0 | 0 | ||
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 982 | 2,156 | SH | SOLE | 2,156 | 0 | 0 | ||
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 2,206 | 18,476 | SH | SOLE | 18,476 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 3,692 | 1,322 | SH | SOLE | 1,322 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,093 | 393 | SH | SOLE | 393 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 269 | 5,142 | SH | SOLE | 5,142 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 5,835 | 1,790 | SH | SOLE | 1,790 | 0 | 0 | ||
APOLLO COML REAL ESTATE FIN | NOTE 5.375%10/1 | 03762UAC9 | 274 | 275,000 | PRN | SOLE | 275,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 10,735 | 61,480 | SH | SOLE | 61,480 | 0 | 0 | ||
ARES CAPITAL CORP | COM | 04010L103 | 2,154 | 102,805 | SH | SOLE | 102,805 | 0 | 0 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 873 | 17,595 | SH | SOLE | 17,595 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 17,899 | 50,717 | SH | SOLE | 50,717 | 0 | 0 | ||
BLACKROCK CAP INVT CORP | NOTE 5.000% 6/1 | 092533AC2 | 312 | 310,000 | PRN | SOLE | 310,000 | 0 | 0 | ||
BLACKSTONE MORTGAGE TRUST IN | NOTE 4.375% 5/0 | 09257WAB6 | 201 | 200,000 | PRN | SOLE | 200,000 | 0 | 0 | ||
BLACKSTONE MORTGAGE TRUST IN | NOTE 4.750% 3/1 | 09257WAC4 | 240 | 235,000 | PRN | SOLE | 235,000 | 0 | 0 | ||
BLACKSTONE MORTGAGE TRUST IN | NOTE 5.500% 3/1 | 09257WAE0 | 199 | 200,000 | PRN | SOLE | 200,000 | 0 | 0 | ||
BLACKSTONE INC | COM | 09260D107 | 2,910 | 22,922 | SH | SOLE | 22,922 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 1,084 | 5,659 | SH | SOLE | 5,659 | 0 | 0 | ||
BOOKING HOLDINGS INC | COM | 09857L108 | 235 | 100 | SH | SOLE | 100 | 0 | 0 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 308 | 565 | SH | SOLE | 565 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 2,721 | 16,711 | SH | SOLE | 16,711 | 0 | 0 | ||
CHURCHILL DOWNS INC | COM | 171484108 | 487 | 2,195 | SH | SOLE | 2,195 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 1,573 | 25,369 | SH | SOLE | 25,369 | 0 | 0 | ||
DTE ENERGY CO | COM | 233331107 | 1,797 | 13,595 | SH | SOLE | 13,595 | 0 | 0 | ||
DT MIDSTREAM INC | COMMON STOCK | 23345M107 | 291 | 5,362 | SH | SOLE | 5,362 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 519 | 13,104 | SH | SOLE | 13,104 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 2,245 | 16,367 | SH | SOLE | 16,367 | 0 | 0 | ||
EVERSOURCE ENERGY | COM | 30040W108 | 279 | 3,162 | SH | SOLE | 3,162 | 0 | 0 | ||
META PLATFORMS INC | CL A | 30303M102 | 2,238 | 10,066 | SH | SOLE | 10,066 | 0 | 0 | ||
FORD MTR CO DEL | COM | 345370860 | 645 | 38,172 | SH | SOLE | 38,172 | 0 | 0 | ||
FORUM ENERGY TECHNOLOGIES IN | NOTE 9.000% 8/0 | 34984VAC4 | 10 | 10,043 | PRN | SOLE | 10,043 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM NEW | 369604301 | 1,134 | 12,388 | SH | SOLE | 12,388 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 2,497 | 7,563 | SH | SOLE | 7,563 | 0 | 0 | ||
GRAHAM HLDGS CO | COM CL B | 384637104 | 1,103 | 1,804 | SH | SOLE | 1,804 | 0 | 0 | ||
GREENLIGHT CAP RE LTD | NOTE 4.000% 8/0 | 395366AB3 | 735 | 770,000 | PRN | SOLE | 770,000 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 508 | 1,695 | SH | SOLE | 1,695 | 0 | 0 | ||
INGREDION INC | COM | 457187102 | 1,265 | 14,515 | SH | SOLE | 14,515 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 2,413 | 48,690 | SH | SOLE | 48,690 | 0 | 0 | ||
INVESCO ACTIVELY MANAGED ETF | ACTIVE US REAL | 46090A101 | 407 | 3,648 | SH | SOLE | 3,648 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 350 | 965 | SH | SOLE | 965 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P MDCP MOMNTUM | 46137V464 | 955 | 11,058 | SH | SOLE | 11,058 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P SMLCP MOMENT | 46137V498 | 1,099 | 21,157 | SH | SOLE | 21,157 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | S&P MIDCP LOW | 46138E198 | 943 | 16,895 | SH | SOLE | 16,895 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | FTSE RAFI EMNG | 46138E727 | 477 | 22,911 | SH | SOLE | 22,911 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | S&P SMLCP LOW | 46138G102 | 2,712 | 55,311 | SH | SOLE | 55,311 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 46138J841 | 332 | 15,772 | SH | SOLE | 15,772 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 CB | 46138J866 | 1,383 | 65,530 | SH | SOLE | 65,530 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2022 CB | 46138J882 | 1,453 | 68,357 | SH | SOLE | 68,357 | 0 | 0 | ||
IRON MTN INC NEW | COM | 46284V101 | 2,035 | 36,721 | SH | SOLE | 36,721 | 0 | 0 | ||
ISHARES INC | GLB ENR PROD ETF | 464286343 | 1,301 | 57,317 | SH | SOLE | 57,317 | 0 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 1,139 | 8,893 | SH | SOLE | 8,893 | 0 | 0 | ||
ISHARES TR | ISHARES BIOTECH | 464287556 | 1,790 | 13,736 | SH | SOLE | 13,736 | 0 | 0 | ||
ISHARES TR | MSCI USA MMENTM | 46432F396 | 392 | 2,327 | SH | SOLE | 2,327 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,842 | 13,510 | SH | SOLE | 13,510 | 0 | 0 | ||
JEFFERIES FINL GROUP INC | COM | 47233W109 | 1,553 | 47,275 | SH | SOLE | 47,275 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 2,663 | 15,026 | SH | SOLE | 15,026 | 0 | 0 | ||
KKR REAL ESTATE FIN TR INC | NOTE 6.125% 5/1 | 48251KAB6 | 169 | 165,000 | PRN | SOLE | 165,000 | 0 | 0 | ||
LANNET INC | COM | 516012101 | 10 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 258 | 900 | SH | SOLE | 900 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 1,779 | 4,030 | SH | SOLE | 4,030 | 0 | 0 | ||
LOEWS CORP | COM | 540424108 | 749 | 11,555 | SH | SOLE | 11,555 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 2,255 | 11,152 | SH | SOLE | 11,152 | 0 | 0 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 3,061 | 8,382 | SH | SOLE | 8,382 | 0 | 0 | ||
MERCADOLIBRE INC | COM | 58733R102 | 536 | 451 | SH | SOLE | 451 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 1,792 | 21,838 | SH | SOLE | 21,838 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 6,490 | 21,051 | SH | SOLE | 21,051 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 3,188 | 36,471 | SH | SOLE | 36,471 | 0 | 0 | ||
NEWMONT CORP | COM | 651639106 | 1,350 | 16,991 | SH | SOLE | 16,991 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 373 | 834 | SH | SOLE | 834 | 0 | 0 | ||
OMEGA HEALTHCARE INVS INC | COM | 681936100 | 1,323 | 42,455 | SH | SOLE | 42,455 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 2,546 | 30,774 | SH | SOLE | 30,774 | 0 | 0 | ||
PARATEK PHARMACEUTICALS INC | NOTE 4.750% 5/0 | 699374AB0 | 177 | 200,000 | PRN | SOLE | 200,000 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 2,760 | 53,312 | SH | SOLE | 53,312 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 229 | 1,498 | SH | SOLE | 1,498 | 0 | 0 | ||
PROSPECT CAP CORP | COM | 74348T102 | 540 | 65,221 | SH | SOLE | 65,221 | 0 | 0 | ||
PROSPECT CAP CORP | NOTE 6.375% 3/0 | 74348TAT9 | 834 | 779,000 | PRN | SOLE | 779,000 | 0 | 0 | ||
REDWOOD TR INC | COM | 758075402 | 1,129 | 107,212 | SH | SOLE | 107,212 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 1,612 | 2,308 | SH | SOLE | 2,308 | 0 | 0 | ||
S&P GLOBAL INC | COM | 78409V104 | 270 | 658 | SH | SOLE | 658 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,741 | 3,854 | SH | SOLE | 3,854 | 0 | 0 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 3,401 | 40,336 | SH | SOLE | 40,336 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 6,371 | 85,149 | SH | SOLE | 85,149 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 3,664 | 51,319 | SH | SOLE | 51,319 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 5,590 | 73,693 | SH | SOLE | 73,693 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 5,230 | 110,440 | SH | SOLE | 110,440 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 2,036 | 70,317 | SH | SOLE | 70,317 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 1,561 | 62,714 | SH | SOLE | 62,714 | 0 | 0 | ||
SEA LTD | SPONSORD ADS | 81141R100 | 617 | 5,148 | SH | SOLE | 5,148 | 0 | 0 | ||
SHOPIFY INC | CL A | 82509L107 | 415 | 614 | SH | SOLE | 614 | 0 | 0 | ||
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 1,933 | 14,507 | SH | SOLE | 14,507 | 0 | 0 | ||
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 242 | 750 | SH | SOLE | 750 | 0 | 0 | ||
SOUTH JERSEY INDS INC | COM | 838518108 | 1,716 | 49,656 | SH | SOLE | 49,656 | 0 | 0 | ||
SOUTHERN CO | COM | 842587107 | 979 | 13,505 | SH | SOLE | 13,505 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 2,240 | 24,623 | SH | SOLE | 24,623 | 0 | 0 | ||
TEGNA INC | COM | 87901J105 | 1,389 | 61,990 | SH | SOLE | 61,990 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 169 | 33,565 | SH | SOLE | 33,565 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 265 | 246 | SH | SOLE | 246 | 0 | 0 | ||
3M CO | COM | 88579Y101 | 315 | 2,114 | SH | SOLE | 2,114 | 0 | 0 | ||
TRUIST FINL CORP | COM | 89832Q109 | 661 | 11,659 | SH | SOLE | 11,659 | 0 | 0 | ||
US BANCORP DEL | COM NEW | 902973304 | 351 | 6,608 | SH | SOLE | 6,608 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 3,404 | 15,872 | SH | SOLE | 15,872 | 0 | 0 | ||
UNUM GROUP | COM | 91529Y106 | 1,620 | 51,419 | SH | SOLE | 51,419 | 0 | 0 | ||
VEECO INSTRS INC DEL | NOTE 2.700% 1/1 | 922417AD2 | 51 | 50,000 | PRN | SOLE | 50,000 | 0 | 0 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 6,628 | 31,790 | SH | SOLE | 31,790 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,972 | 38,706 | SH | SOLE | 38,706 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 1,298 | 5,855 | SH | SOLE | 5,855 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 2,397 | 16,095 | SH | SOLE | 16,095 | 0 | 0 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 284 | 1,791 | SH | SOLE | 1,791 | 0 | 0 | ||
WESTERN ASSET MORTGAGE CAPIT | NOTE 6.750%10/0 | 95790DAA3 | 714 | 714,000 | PRN | SOLE | 714,000 | 0 | 0 | ||
WISDOMTREE TR | US AI ENHANCED | 97717W406 | 337 | 3,397 | SH | SOLE | 3,397 | 0 | 0 | ||
WISDOMTREE TR | INTL EQUITY FD | 97717W703 | 892 | 16,916 | SH | SOLE | 16,916 | 0 | 0 | ||
WISDOMTREE TR | ITL HDG QTLY DIV | 97717X594 | 7,939 | 184,895 | SH | SOLE | 184,895 | 0 | 0 | ||
FERRARI N V | COM | N3167Y103 | 786 | 3,602 | SH | SOLE | 3,602 | 0 | 0 |