The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AAON INC | COM PAR $0.004 | 000360206 | 354 | 5,062 | SH | SOLE | 0 | 0 | 5,062 | ||
AFFILIATED MANAGERS GROUP INC COM | COM | 008252108 | 300 | 2,016 | SH | DFND | 1,2 | 0 | 0 | 2,016 | |
ALLIANCE RESOURCE PARTNERS L P UT LTD PART | UT LTD PART | 01877R108 | 235 | 40,599 | SH | SOLE | 0 | 0 | 40,599 | ||
ALPHABET INC CAP STK CL A | CAP STK CL A | 02079K305 | 485 | 235 | SH | SOLE | 0 | 0 | 235 | ||
ALPHABET INC CAP STK CL C | CAP STK CL C | 02079K107 | 337 | 163 | SH | SOLE | 0 | 0 | 163 | ||
AMAZON.COM INC | COM | 023135106 | 325 | 105 | SH | SOLE | 0 | 0 | 105 | ||
AMERICAN EXPRESS CO COM USD0.20 | COM | 025816109 | 441 | 3,115 | SH | SOLE | 0 | 0 | 3,115 | ||
AMMO INC COM ISIN #US00175J1079 | COM | 00175J107 | 984 | 166,175 | SH | SOLE | 0 | 0 | 166,175 | ||
APPLE INC | COM | 037833100 | 4,208 | 34,446 | SH | SOLE | 0 | 0 | 34,446 | ||
APTARGROUP INC | COM | 038336103 | 319 | 2,255 | SH | SOLE | 1,2 | 0 | 0 | 2,255 | |
ARAMARK COM | COM | 03852U106 | 396 | 10,479 | SH | DFND | 1,2 | 0 | 0 | 10,479 | |
AT&T INC COM USD1 | COM | 00206R102 | 206 | 6,797 | SH | SOLE | 0 | 0 | 6,797 | ||
BERKLEY W R CORP COM | COM | 084423102 | 488 | 6,470 | SH | DFND | 1,2 | 0 | 0 | 6,470 | |
BERKSHIRE HATHAWAY INC COM USD0.0033 CLASS B | CL B NEW | 084670702 | 663 | 2,595 | SH | SOLE | 0 | 0 | 2,595 | ||
BIO-TECHNE CORP COM | COM | 09073M104 | 209 | 547 | SH | DFND | 1,2 | 0 | 0 | 547 | |
BOEING CO COM USD5.00 | COM | 097023105 | 718 | 2,820 | SH | SOLE | 0 | 0 | 2,820 | ||
BRISTOL-MYERS SQUIBB CO COM | COM | 110122108 | 210 | 3,324 | SH | SOLE | 0 | 0 | 3,324 | ||
BROOKDALE SENIOR LIVING INC COM USD0.01 | COM | 112463104 | 260 | 43,050 | SH | SOLE | 0 | 0 | 43,050 | ||
BURLINGTON STORES INC | COM | 122017106 | 222 | 742 | SH | DFND | 1,2 | 0 | 0 | 742 | |
CALAMOS CONVERTIBLE & HIGH INCOME FUND | COM SHS | 12811P108 | 601 | 40,312 | SH | SOLE | 0 | 0 | 40,312 | ||
CARLISLE COMPANIES INC | COM | 142339100 | 457 | 2,776 | SH | DFND | 1,2 | 0 | 0 | 2,776 | |
CHEVRON CORP NEW COM | COM | 166764100 | 252 | 2,409 | SH | SOLE | 0 | 0 | 2,409 | ||
CHIMERA INVESTMENT CORP | COM NEW | 16934Q208 | 4,962 | 390,720 | SH | SOLE | 0 | 0 | 390,720 | ||
CHOICE HOTELS INTERNATIONAL INC | COM | 169905106 | 227 | 2,119 | SH | DFND | 1,2 | 0 | 0 | 2,119 | |
COCA-COLA CO | COM | 191216100 | 281 | 5,335 | SH | SOLE | 0 | 0 | 5,335 | ||
COLUMBIA SPORTSWEAR CO | COM | 198516106 | 206 | 1,952 | SH | DFND | 1,2 | 0 | 0 | 1,952 | |
CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | SBI CONS DISCR | 81369Y407 | 4,392 | 26,131 | SH | SOLE | 0 | 0 | 26,131 | ||
DENTSPLY SIRONA INC COM | COM | 24906P109 | 282 | 4,414 | SH | DFND | 1,2 | 0 | 0 | 4,414 | |
DEVON ENERGY CORP NEW | COM | 25179M103 | 328 | 15,026 | SH | SOLE | 0 | 0 | 15,026 | ||
DISNEY WALT CO COM | COM | 254687106 | 328 | 1,779 | SH | SOLE | 0 | 0 | 1,779 | ||
DOLBY LABORATORIES INC COM CL A | COM CL A | 25659T107 | 2 | 20 | SH | SOLE | 0 | 0 | 20 | ||
DOLBY LABORATORIES INC COM CL A | COM CL A | 25659T107 | 248 | 2,507 | SH | DFND | 1,2 | 0 | 0 | 2,507 | |
EAGLE PT CR CO LLC COM | COM | 269808101 | 6,329 | 528,314 | SH | SOLE | 0 | 0 | 528,314 | ||
ENERGY TRANSFER LP COM UT LTD PTN | COM UT LTD PTN | 29273V100 | 128 | 16,725 | SH | SOLE | 0 | 0 | 16,725 | ||
ENVISTA HOLDINGS CORPORATION COM | COM | 29415F104 | 432 | 10,591 | SH | DFND | 1,2 | 0 | 0 | 10,591 | |
ETF SER SOLUTIONS US GLB JETS | US GLB JETS | 26922A842 | 245 | 9,100 | SH | SOLE | 0 | 0 | 9,100 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 222 | 1,685 | SH | SOLE | 0 | 0 | 1,685 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,049 | 18,784 | SH | SOLE | 0 | 0 | 18,784 | ||
FAIR ISAAC CORP | COM | 303250104 | 104 | 214 | SH | DFND | 1,2 | 0 | 0 | 214 | |
FAIR ISAAC CORP | COM | 303250104 | 559 | 1,150 | SH | SOLE | 0 | 0 | 1,150 | ||
FIRST TR EXCHANGE TRADED FD III FIRST TR PFD SECS & INCOME ETF | PFD SECS INC ETF | 33739E108 | 286 | 14,177 | SH | SOLE | 0 | 0 | 14,177 | ||
FIRST TR EXCHANGE-TRADED FD VII FIRST GLOBAL TACTICAL COMMODITY STRATEGY FD | FST TR GLB FD | 33739H101 | 1,518 | 72,514 | SH | SOLE | 0 | 0 | 72,514 | ||
FIRST TR VALUE LINE DIVID INDE SHS | SHS | 33734H106 | 375 | 9,869 | SH | SOLE | 0 | 0 | 9,869 | ||
FIVE STAR SENIOR LIVING INC COM NEW | COM NEW | 33832D205 | 1,673 | 273,348 | SH | SOLE | 0 | 0 | 273,348 | ||
FLAHERTY &CRUMRINE PFD INCOME COM | COM | 338480106 | 701 | 39,577 | SH | SOLE | 0 | 0 | 39,577 | ||
GARTNER INC COM USD0.0005 | COM | 366651107 | 230 | 1,261 | SH | DFND | 1,2 | 0 | 0 | 1,261 | |
GOLDMAN SACHS ETF TR ACTIVEBETA US LG | ACTIVEBETA US LG | 381430503 | 7,812 | 98,738 | SH | SOLE | 0 | 0 | 98,738 | ||
HEXCEL CORP | COM | 428291108 | 231 | 4,127 | SH | DFND | 1,2 | 0 | 0 | 4,127 | |
HOME DEPOT INC | COM | 437076102 | 389 | 1,274 | SH | SOLE | 0 | 0 | 1,274 | ||
HUNT J.B. TRANSPORT SERVICES INC COM USD0.01 | COM | 445658107 | 445 | 2,647 | SH | DFND | 1,2 | 0 | 0 | 2,647 | |
IAA INC COM | COM | 449253103 | 212 | 3,843 | SH | DFND | 1,2 | 0 | 0 | 3,843 | |
INVESCO EXCH TRADED FD TR II TREAS COLATERL | TREAS COLATERL | 46138G888 | 3,811 | 36,058 | SH | SOLE | 0 | 0 | 36,058 | ||
INVESCO QQQ TR UNIT SER 1 | UNIT SER 1 | 46090E103 | 531 | 1,663 | SH | SOLE | 0 | 0 | 1,663 | ||
ISHARES CORE S&P SMALL-CAP E | CORE S&P SCP ETF | 464287804 | 9,628 | 88,713 | SH | SOLE | 0 | 0 | 88,713 | ||
ISHARES CORE US AGGREGATE BOND ETF | CORE US AGGBD ET | 464287226 | 3,222 | 28,306 | SH | SOLE | 0 | 0 | 28,306 | ||
ISHARES DOW JONES US ENERGY SECTOR FUND | U.S. ENERGY ETF | 464287796 | 4,007 | 152,747 | SH | SOLE | 0 | 0 | 152,747 | ||
ISHARES GOLD TRUST ISHARES ISIN #US4642851053 SEDOL B0SF3S5 | ISHARES | 464285105 | 2,119 | 130,350 | SH | SOLE | 0 | 0 | 130,350 | ||
ISHARES IBONDS DEC 2022 TERM MUNI BOND ETF | IBONDS DEC2022 | 46435G755 | 266 | 10,094 | SH | SOLE | 0 | 0 | 10,094 | ||
ISHARES INC CORE MSCI EMERGING MKTS ETF | CORE MSCI EMKT | 46434G103 | 1,230 | 19,115 | SH | SOLE | 0 | 0 | 19,115 | ||
ISHARES INC MSCI GBL MIN VOL | MSCI GBL MIN VOL | 464286525 | 3,263 | 33,073 | SH | SOLE | 0 | 0 | 33,073 | ||
ISHARES MORNINGSTAR US EQUITY ETF | MORNINGSTR US EQ | 464287127 | 454 | 2,022 | SH | SOLE | 0 | 0 | 2,022 | ||
ISHARES NATIONAL MUNI BOND ETF | NATIONAL MUN ETF | 464288414 | 2,416 | 20,815 | SH | SOLE | 0 | 0 | 20,815 | ||
ISHARES PHLX SEMICONDUCTOR ETF | PHLX SEMICND ETF | 464287523 | 9,822 | 23,165 | SH | SOLE | 0 | 0 | 23,165 | ||
ISHARES TR EXPANDED TECH | EXPANDED TECH | 464287515 | 615 | 1,801 | SH | SOLE | 0 | 0 | 1,801 | ||
ISHARES TR EXPND TEC SC ETF | EXPND TEC SC ETF | 464287549 | 502 | 1,392 | SH | SOLE | 0 | 0 | 1,392 | ||
ISHARES TR MSCI USA MMENTM | MSCI USA MMENTM | 46432F396 | 4,399 | 27,348 | SH | SOLE | 0 | 0 | 27,348 | ||
ISHARES TR PFD AND INCM SEC | PFD AND INCM SEC | 464288687 | 342 | 8,899 | SH | SOLE | 0 | 0 | 8,899 | ||
ISHARES TR U.S. MED DVC ETF | U.S. MED DVC ETF | 464288810 | 537 | 1,626 | SH | SOLE | 0 | 0 | 1,626 | ||
ISHARES TR US HOME CONS ETF | US HOME CONS ETF | 464288752 | 4,120 | 60,711 | SH | SOLE | 0 | 0 | 60,711 | ||
ISHARES TR US INDUSTRIALS | US INDUSTRIALS | 464287754 | 3,954 | 37,413 | SH | SOLE | 0 | 0 | 37,413 | ||
ISHARES TR US OIL EQ&SV ETF | US OIL EQ&SV ETF | 464288844 | 3,732 | 278,288 | SH | SOLE | 0 | 0 | 278,288 | ||
ISHARES TR US REGNL BKS ETF | US REGNL BKS ETF | 464288778 | 3,623 | 63,938 | SH | SOLE | 0 | 0 | 63,938 | ||
ISHARES TRUST 0-5YR HIGH YIELD CORP BD ISIN #US46434V4077 SEDOL #BFS2LL0 | 0-5YR HI YL CP | 46434V407 | 4,119 | 89,905 | SH | SOLE | 0 | 0 | 89,905 | ||
ISHARES TRUST 1-3 YEAR TREASURY BOND ETF | 1 3 YR TREAS BD | 464287457 | 6,932 | 80,374 | SH | SOLE | 0 | 0 | 80,374 | ||
ISHARES TRUST DJ US FINANCIAL | U.S. FINLS ETF | 464287788 | 624 | 8,330 | SH | SOLE | 0 | 0 | 8,330 | ||
ISHARES TRUST DJ US TECHNOLOGY | U.S. TECH ETF | 464287721 | 5,396 | 61,522 | SH | SOLE | 0 | 0 | 61,522 | ||
ISHARES TRUST TRANSPORTATION AVERAGE ETF FD | TRANS AVG ETF | 464287192 | 9,381 | 36,411 | SH | SOLE | 0 | 0 | 36,411 | ||
ISHARES TRUST US CONSUMER SERVICES ETF USD DIS | U.S. CNSM SV ETF | 464287580 | 5,660 | 75,638 | SH | SOLE | 0 | 0 | 75,638 | ||
JOHNSON &JOHNSON COM USD1.00 | COM | 478160104 | 210 | 1,278 | SH | SOLE | 0 | 0 | 1,278 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 319 | 2,097 | SH | SOLE | 0 | 0 | 2,097 | ||
KAYNE ANDERSON ENERGY INFRSTR COM | COM | 486606106 | 2,288 | 319,050 | SH | SOLE | 0 | 0 | 319,050 | ||
LANDSTAR SYSTEM INC | COM | 515098101 | 212 | 1,285 | SH | DFND | 1,2 | 0 | 0 | 1,285 | |
LENNOX INTERNATIONAL INC COM USD0.01 | COM | 526107107 | 233 | 747 | SH | DFND | 1,2 | 0 | 0 | 747 | |
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP | COM UNIT RP LP | 559080106 | 1,063 | 24,512 | SH | SOLE | 0 | 0 | 24,512 | ||
MANHATTAN ASSOCIATES INC COM | COM | 562750109 | 239 | 2,040 | SH | DFND | 1,2 | 0 | 0 | 2,040 | |
MARATHON PETROLEUM CORP COM USD0.01 | COM | 56585A102 | 551 | 10,309 | SH | SOLE | 0 | 0 | 10,309 | ||
MARKEL CORP COM NPV | COM | 570535104 | 217 | 190 | SH | DFND | 1,2 | 0 | 0 | 190 | |
MATCH GROUP INC NEW COM | COM | 57667L107 | 381 | 2,775 | SH | SOLE | 0 | 0 | 2,775 | ||
MCDONALD S CORP | COM | 580135101 | 284 | 1,267 | SH | SOLE | 0 | 0 | 1,267 | ||
MGM RESORTS INTERNATIONAL COM USD0.01 | COM | 552953101 | 531 | 13,975 | SH | SOLE | 0 | 0 | 13,975 | ||
MICROSOFT CORP | COM | 594918104 | 504 | 2,137 | SH | SOLE | 0 | 0 | 2,137 | ||
MORNINGSTAR INC | COM | 617700109 | 234 | 1,041 | SH | DFND | 1,2 | 0 | 0 | 1,041 | |
NORDSON CORP | COM | 655663102 | 207 | 1,043 | SH | DFND | 1,2 | 0 | 0 | 1,043 | |
ONE GAS INC COM USD0.01 | COM | 68235P108 | 1,323 | 17,204 | SH | SOLE | 0 | 0 | 17,204 | ||
ONEOK INC COM USD0.01 | COM | 682680103 | 4,717 | 93,104 | SH | SOLE | 0 | 0 | 93,104 | ||
PEPSICO INC | COM | 713448108 | 3,396 | 24,010 | SH | SOLE | 0 | 0 | 24,010 | ||
PROSHARES ULTRA S&P500 | PSHS ULT S&P 500 | 74347R107 | 7,357 | 71,907 | SH | SOLE | 0 | 0 | 71,907 | ||
RPM INTERNATIONAL INC | COM | 749685103 | 287 | 3,129 | SH | DFND | 1,2 | 0 | 0 | 3,129 | |
SEI INVTS CO COM | COM | 784117103 | 229 | 3,759 | SH | DFND | 1,2 | 0 | 0 | 3,759 | |
SELECT SECTOR SPDR TR ENERGY | ENERGY | 81369Y506 | 820 | 16,724 | SH | SOLE | 0 | 0 | 16,724 | ||
SERVICE CORPORATION INTERNATIONAL COM USD1.00 | COM | 817565104 | 80 | 1,562 | SH | DFND | 1,2 | 0 | 0 | 1,562 | |
SERVICE CORPORATION INTERNATIONAL COM USD1.00 | COM | 817565104 | 204 | 3,993 | SH | SOLE | 0 | 0 | 3,993 | ||
SOUTHWEST AIRLINES CO | COM | 844741108 | 215 | 3,518 | SH | SOLE | 0 | 0 | 3,518 | ||
SPDR GOLD TR GOLD SHS | GOLD SHS | 78463V107 | 4,378 | 27,370 | SH | SOLE | 0 | 0 | 27,370 | ||
SPDR PORTFOLIO S&P 500 GROWTH ETF | PRTFLO S&P500 GW | 78464A409 | 657 | 11,654 | SH | SOLE | 0 | 0 | 11,654 | ||
SPDR PORTFOLIO SHORT TERM CORPORATE BOND ETF | PORTFOLIO SHORT | 78464A474 | 207 | 6,613 | SH | SOLE | 0 | 0 | 6,613 | ||
SPDR SER TR BLOOMBERG BRCLYS | BLOOMBERG BRCLYS | 78468R622 | 220 | 2,019 | SH | SOLE | 0 | 0 | 2,019 | ||
SPDR SER TR S&P BIOTECH | S&P BIOTECH | 78464A870 | 228 | 1,679 | SH | SOLE | 0 | 0 | 1,679 | ||
SPDR SER TR S&P DIVID ETF | S&P DIVID ETF | 78464A763 | 15,663 | 132,706 | SH | SOLE | 0 | 0 | 132,706 | ||
SPDR SER TR S&P REGL BKG | S&P REGL BKG | 78464A698 | 4,762 | 71,788 | SH | SOLE | 0 | 0 | 71,788 | ||
SPDR SER TR S&P TRANSN ETF | S&P TRANSN ETF | 78464A532 | 382 | 4,364 | SH | SOLE | 0 | 0 | 4,364 | ||
SPDR SER TR SPDR BLOOMBERG | SPDR BLOOMBERG | 78468R663 | 329 | 3,600 | SH | SOLE | 0 | 0 | 3,600 | ||
STONECASTLE FINL CORP COM | COM | 861780104 | 392 | 19,808 | SH | SOLE | 0 | 0 | 19,808 | ||
TERMINIX GLOBAL HOLDINGS INC COM | COM | 88087E100 | 326 | 6,837 | SH | DFND | 1,2 | 0 | 0 | 6,837 | |
TRIMBLE INC COM | COM | 896239100 | 231 | 2,975 | SH | DFND | 1,2 | 0 | 0 | 2,975 | |
TRUIST FINL CORP COM | COM | 89832Q109 | 414 | 7,104 | SH | SOLE | 0 | 0 | 7,104 | ||
UNITED AIRLS HLDGS INC COM | COM | 910047109 | 510 | 8,865 | SH | SOLE | 0 | 0 | 8,865 | ||
VANGUARD BD INDEX FDS INTERMED TERM | INTERMED TERM | 921937819 | 3,830 | 43,164 | SH | SOLE | 0 | 0 | 43,164 | ||
VANGUARD BD INDEX FDS SHORT TRM BOND | SHORT TRM BOND | 921937827 | 2,920 | 35,526 | SH | SOLE | 0 | 0 | 35,526 | ||
VANGUARD FINANCIALS ETF | FINANCIALS ETF | 92204A405 | 356 | 4,218 | SH | SOLE | 0 | 0 | 4,218 | ||
VANGUARD IDX FUND | TOTAL STK MKT | 922908769 | 209 | 1,009 | SH | SOLE | 0 | 0 | 1,009 | ||
VANGUARD INDEX FDS VANGUARD GROWTH ETF | GROWTH ETF | 922908736 | 305 | 1,188 | SH | SOLE | 0 | 0 | 1,188 | ||
VANGUARD INDEX FUNDS S&P 500 ETF USD | S&P 500 ETF SHS | 922908363 | 242 | 663 | SH | SOLE | 0 | 0 | 663 | ||
VANGUARD INDUSTRIALS ETF | INDUSTRIAL ETF | 92204A603 | 5,436 | 28,719 | SH | SOLE | 0 | 0 | 28,719 | ||
VANGUARD REAL ESTATE ETF | REAL ESTATE ETF | 922908553 | 757 | 8,241 | SH | SOLE | 0 | 0 | 8,241 | ||
VANGUARD RUSSELL 2000 ETF | VNG RUS2000IDX | 92206C664 | 5,084 | 28,521 | SH | SOLE | 0 | 0 | 28,521 | ||
VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD ETF SHS | SHRT TRM CORP BD | 92206C409 | 1,748 | 21,189 | SH | SOLE | 0 | 0 | 21,189 | ||
VANGUARD SMALL-CAP INDEX FUND | SMALL CP ETF | 922908751 | 363 | 1,696 | SH | SOLE | 0 | 0 | 1,696 | ||
VISA INC | COM CL A | 92826C839 | 497 | 2,347 | SH | SOLE | 0 | 0 | 2,347 | ||
WELLTOWER INC COM | COM | 95040Q104 | 959 | 13,392 | SH | SOLE | 0 | 0 | 13,392 | ||
WEX INC | COM | 96208T104 | 415 | 1,983 | SH | DFND | 1,2 | 0 | 0 | 1,983 | |
WILLIAMS COS INC COM | COM | 969457100 | 1,074 | 45,317 | SH | SOLE | 0 | 0 | 45,317 | ||
YUM CHINA HLDGS INC COM | COM | 98850P109 | 1,786 | 30,160 | SH | SOLE | 0 | 0 | 30,160 | ||
YUM! BRANDS INC | COM | 988498101 | 2,598 | 24,018 | SH | SOLE | 0 | 0 | 24,018 | ||
ZOOM VIDEO COMMUNICATIONS INC CL A | CL A | 98980L101 | 291 | 905 | SH | SOLE | 0 | 0 | 905 |