The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AAON INC | COM PAR $0.004 | 000360206 | 402 | 5,062 | SH | SOLE | 0 | 0 | 5,062 | ||
APPLE INC | COM | 037833100 | 5,922 | 33,349 | SH | SOLE | 0 | 0 | 33,349 | ||
ISHARES INC | MSCI GBL MIN VOL | 464286525 | 4,030 | 37,215 | SH | SOLE | 0 | 0 | 37,215 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 833 | 7,302 | SH | SOLE | 0 | 0 | 7,302 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 728 | 5,060 | SH | SOLE | 0 | 0 | 5,060 | ||
AFFILIATED MANAGERS GROUP IN | COM | 008252108 | 361 | 2,194 | SH | DFND | 1,2 | 0 | 0 | 2,194 | |
AMAZON COM INC | COM | 023135106 | 207 | 62 | SH | SOLE | 0 | 0 | 62 | ||
ARAMARK | COM | 03852U106 | 373 | 10,114 | SH | DFND | 1,2 | 0 | 0 | 10,114 | |
APTARGROUP INC | COM | 038336103 | 267 | 2,182 | SH | DFND | 1,2 | 0 | 0 | 2,182 | |
AMERICAN EXPRESS CO | COM | 025816109 | 448 | 2,737 | SH | SOLE | 0 | 0 | 2,737 | ||
BOEING CO | COM | 097023105 | 512 | 2,544 | SH | SOLE | 0 | 0 | 2,544 | ||
STONECASTLE FINL CORP | COM | 861780104 | 471 | 21,443 | SH | SOLE | 0 | 0 | 21,443 | ||
VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | 4,146 | 47,313 | SH | SOLE | 0 | 0 | 47,313 | ||
BROOKDALE SR LIVING INC | COM | 112463104 | 222 | 43,050 | SH | SOLE | 0 | 0 | 43,050 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 2,704 | 6 | SH | SOLE | 0 | 0 | 6 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 686 | 2,295 | SH | SOLE | 0 | 0 | 2,295 | ||
BROWN &BROWN INC | COM | 115236101 | 382 | 5,437 | SH | DFND | 1,2 | 0 | 0 | 5,437 | |
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 3,186 | 39,420 | SH | SOLE | 0 | 0 | 39,420 | ||
CHOICE HOTELS INTL INC | COM | 169905106 | 320 | 2,051 | SH | DFND | 1,2 | 0 | 0 | 2,051 | |
CALAMOS CONV &HIGH INCOME F | COM SHS | 12811P108 | 603 | 37,253 | SH | SOLE | 0 | 0 | 37,253 | ||
CHIMERA INVT CORP | COM NEW | 16934Q208 | 6,909 | 458,188 | SH | SOLE | 0 | 0 | 458,188 | ||
INVESCO EXCH TRADED FD TR II | TREAS COLATERL | 46138G888 | 3,003 | 28,435 | SH | SOLE | 0 | 0 | 28,435 | ||
CONOCOPHILLIPS | COM | 20825C104 | 226 | 3,136 | SH | SOLE | 0 | 0 | 3,136 | ||
CISCO SYS INC | COM | 17275R102 | 222 | 3,508 | SH | SOLE | 0 | 0 | 3,508 | ||
CARLISLE COS INC | COM | 142339100 | 674 | 2,717 | SH | DFND | 1,2 | 0 | 0 | 2,717 | |
CHEVRON CORP NEW | COM | 166764100 | 298 | 2,543 | SH | SOLE | 0 | 0 | 2,543 | ||
DISNEY WALT CO | COM | 254687106 | 261 | 1,685 | SH | SOLE | 0 | 0 | 1,685 | ||
DOLBY LABORATORIES INC | COM CL A | 25659T107 | 2 | 20 | SH | SOLE | 0 | 0 | 20 | ||
DOLBY LABORATORIES INC | COM CL A | 25659T107 | 284 | 2,981 | SH | DFND | 1,2 | 0 | 0 | 2,981 | |
DEVON ENERGY CORP NEW | COM | 25179M103 | 553 | 12,559 | SH | SOLE | 0 | 0 | 12,559 | ||
EAGLE PT CR CO LLC | COM | 269808101 | 8,724 | 623,128 | SH | SOLE | 0 | 0 | 623,128 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 132 | 16,099 | SH | SOLE | 0 | 0 | 16,099 | ||
FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 | 359 | 17,671 | SH | SOLE | 0 | 0 | 17,671 | ||
FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 | 2,152 | 93,341 | SH | SOLE | 0 | 0 | 93,341 | ||
FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 | 531 | 12,343 | SH | SOLE | 0 | 0 | 12,343 | ||
FIVE STAR SENIOR LIVING INC | COM NEW | 33832D205 | 796 | 269,868 | SH | SOLE | 0 | 0 | 269,868 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 628 | 3,676 | SH | SOLE | 0 | 0 | 3,676 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 414 | 143 | SH | SOLE | 0 | 0 | 143 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 652 | 225 | SH | SOLE | 0 | 0 | 225 | ||
GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 | 2,592 | 27,249 | SH | SOLE | 0 | 0 | 27,249 | ||
HOME DEPOT INC | COM | 437076102 | 498 | 1,200 | SH | SOLE | 0 | 0 | 1,200 | ||
STRATEGY SHS | NS 7HANDL IDX | 86280R506 | 1,618 | 62,289 | SH | SOLE | 0 | 0 | 62,289 | ||
HEXCEL CORP NEW | COM | 428291108 | 207 | 3,991 | SH | DFND | 1,2 | 0 | 0 | 3,991 | |
ISHARES TR | US BR DEL SE ETF | 464288794 | 4,808 | 43,633 | SH | SOLE | 0 | 0 | 43,633 | ||
ISHARES TR | US REGNL BKS ETF | 464288778 | 4,546 | 73,603 | SH | SOLE | 0 | 0 | 73,603 | ||
ISHARES GOLD TR | ISHARES NEW | 464285204 | 1,681 | 48,289 | SH | SOLE | 0 | 0 | 48,289 | ||
ISHARES TR | IBONDS DEC2022 | 46435G755 | 266 | 10,198 | SH | SOLE | 0 | 0 | 10,198 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 1,345 | 22,462 | SH | SOLE | 0 | 0 | 22,462 | ||
IDEX CORP | COM | 45167R104 | 205 | 867 | SH | DFND | 1,2 | 0 | 0 | 867 | |
ISHARES TR | EXPND TEC SC ETF | 464287549 | 612 | 1,394 | SH | SOLE | 0 | 0 | 1,394 | ||
ISHARES TR | EXPANDED TECH | 464287515 | 451 | 1,135 | SH | SOLE | 0 | 0 | 1,135 | ||
ISHARES TR | U.S. MED DVC ETF | 464288810 | 644 | 9,786 | SH | SOLE | 0 | 0 | 9,786 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 11,737 | 102,501 | SH | SOLE | 0 | 0 | 102,501 | ||
ISHARES TR | MORNINGSTR US EQ | 464287127 | 491 | 7,396 | SH | SOLE | 0 | 0 | 7,396 | ||
ISHARES TR | US HOME CONS ETF | 464288752 | 5,345 | 64,458 | SH | SOLE | 0 | 0 | 64,458 | ||
ISHARES TR | US CONSUM DISCRE | 464287580 | 6,680 | 79,521 | SH | SOLE | 0 | 0 | 79,521 | ||
ISHARES TR | U.S. ENERGY ETF | 464287796 | 226 | 7,500 | SH | SOLE | 0 | 0 | 7,500 | ||
ISHARES TR | U.S. FINLS ETF | 464287788 | 662 | 7,640 | SH | SOLE | 0 | 0 | 7,640 | ||
ISHARES TR | US INDUSTRIALS | 464287754 | 4,548 | 40,339 | SH | SOLE | 0 | 0 | 40,339 | ||
ISHARES TR | US TRSPRTION | 464287192 | 5,857 | 21,183 | SH | SOLE | 0 | 0 | 21,183 | ||
ISHARES TR | U.S. TECH ETF | 464287721 | 7,150 | 62,272 | SH | SOLE | 0 | 0 | 62,272 | ||
HUNT J B TRANS SVCS INC | COM | 445658107 | 525 | 2,567 | SH | DFND | 1,2 | 0 | 0 | 2,567 | |
JONES LANG LASALLE INC | COM | 48020Q107 | 238 | 883 | SH | DFND | 1,2 | 0 | 0 | 883 | |
JOHNSON &JOHNSON | COM | 478160104 | 205 | 1,200 | SH | SOLE | 0 | 0 | 1,200 | ||
SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 | 227 | 2,091 | SH | SOLE | 0 | 0 | 2,091 | ||
JPMORGAN CHASE &CO | COM | 46625H100 | 323 | 2,042 | SH | SOLE | 0 | 0 | 2,042 | ||
SPDR SER TR | S&P REGL BKG | 78464A698 | 5,816 | 82,082 | SH | SOLE | 0 | 0 | 82,082 | ||
KAYNE ANDERSON ENERGY INFRST | COM | 486606106 | 3,186 | 409,049 | SH | SOLE | 0 | 0 | 409,049 | ||
LENNOX INTL INC | COM | 526107107 | 235 | 723 | SH | DFND | 1,2 | 0 | 0 | 723 | |
LKQ CORP | COM | 501889208 | 250 | 4,167 | SH | DFND | 1,2 | 0 | 0 | 4,167 | |
LANDSTAR SYS INC | COM | 515098101 | 298 | 1,665 | SH | DFND | 1,2 | 0 | 0 | 1,665 | |
MCDONALDS CORP | COM | 580135101 | 306 | 1,141 | SH | SOLE | 0 | 0 | 1,141 | ||
MGM RESORTS INTERNATIONAL | COM | 552953101 | 515 | 11,476 | SH | SOLE | 0 | 0 | 11,476 | ||
MARKEL CORP | COM | 570535104 | 325 | 263 | SH | DFND | 1,2 | 0 | 0 | 263 | |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 1,192 | 25,672 | SH | SOLE | 0 | 0 | 25,672 | ||
MORNINGSTAR INC | COM | 617700109 | 343 | 1,003 | SH | DFND | 1,2 | 0 | 0 | 1,003 | |
MICROSOFT CORP | COM | 594918104 | 599 | 1,781 | SH | SOLE | 0 | 0 | 1,781 | ||
MATCH GROUP INC NEW | COM | 57667L107 | 328 | 2,481 | SH | SOLE | 0 | 0 | 2,481 | ||
ISHARES TR | MSCI USA MMENTM | 46432F396 | 4,810 | 26,454 | SH | SOLE | 0 | 0 | 26,454 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 2,648 | 22,776 | SH | SOLE | 0 | 0 | 22,776 | ||
NORDSON CORP | COM | 655663102 | 258 | 1,010 | SH | DFND | 1,2 | 0 | 0 | 1,010 | |
NOV INC | COM | 62955J103 | 501 | 36,938 | SH | SOLE | 0 | 0 | 36,938 | ||
ENVISTA HOLDINGS CORPORATION | COM | 29415F104 | 461 | 10,239 | SH | DFND | 1,2 | 0 | 0 | 10,239 | |
ONE GAS INC | COM | 68235P108 | 1,320 | 17,014 | SH | SOLE | 0 | 0 | 17,014 | ||
ONEOK INC NEW | COM | 682680103 | 5,237 | 89,124 | SH | SOLE | 0 | 0 | 89,124 | ||
PEPSICO INC | COM | 713448108 | 3,495 | 20,119 | SH | SOLE | 0 | 0 | 20,119 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 785 | 19,902 | SH | SOLE | 0 | 0 | 19,902 | ||
POOL CORP | COM | 73278L105 | 257 | 454 | SH | DFND | 1,2 | 0 | 0 | 454 | |
AMMO INC | COM | 00175J107 | 303 | 55,550 | SH | SOLE | 0 | 0 | 55,550 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 255 | 640 | SH | SOLE | 0 | 0 | 640 | ||
RING ENERGY INC | COM | 76680V108 | 83 | 36,300 | SH | SOLE | 0 | 0 | 36,300 | ||
B. RILEY FINANCIAL INC | COM | 05580M108 | 240 | 2,700 | SH | SOLE | 0 | 0 | 2,700 | ||
RPM INTL INC | COM | 749685103 | 378 | 3,739 | SH | DFND | 1,2 | 0 | 0 | 3,739 | |
SERVICE CORP INTL | COM | 817565104 | 287 | 4,038 | SH | SOLE | 0 | 0 | 4,038 | ||
SERVICE CORP INTL | COM | 817565104 | 169 | 2,387 | SH | DFND | 1,2 | 0 | 0 | 2,387 | |
SPDR SER TR | S&P DIVID ETF | 78464A763 | 16,154 | 125,111 | SH | SOLE | 0 | 0 | 125,111 | ||
SEI INVTS CO | COM | 784117103 | 274 | 4,491 | SH | DFND | 1,2 | 0 | 0 | 4,491 | |
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 755 | 8,831 | SH | SOLE | 0 | 0 | 8,831 | ||
ISHARES TR | 0-5YR HI YL CP | 46434V407 | 5,592 | 123,447 | SH | SOLE | 0 | 0 | 123,447 | ||
SCHLUMBERGER LTD | COM STK | 806857108 | 268 | 8,938 | SH | SOLE | 0 | 0 | 8,938 | ||
ISHARES TR | ISHARES SEMICDTR | 464287523 | 7,276 | 13,417 | SH | SOLE | 0 | 0 | 13,417 | ||
SPDR SER TR | PORTFOLIO SHORT | 78464A474 | 207 | 6,677 | SH | SOLE | 0 | 0 | 6,677 | ||
SPDR SER TR | PRTFLO S&P500 GW | 78464A409 | 696 | 9,600 | SH | SOLE | 0 | 0 | 9,600 | ||
PROSHARES TR | PSHS ULT S&P 500 | 74347R107 | 753 | 5,147 | SH | SOLE | 0 | 0 | 5,147 | ||
BIO-TECHNE CORP | COM | 09073M104 | 273 | 528 | SH | DFND | 1,2 | 0 | 0 | 528 | |
TERMINIX GLOBAL HOLDINGS INC | COM | 88087E100 | 232 | 5,120 | SH | DFND | 1,2 | 0 | 0 | 5,120 | |
ULTA BEAUTY INC | COM | 90384S303 | 220 | 534 | SH | DFND | 1,2 | 0 | 0 | 534 | |
ULTA BEAUTY INC | COM | 90384S303 | 3 | 6 | SH | SOLE | 0 | 0 | 6 | ||
VISA INC | COM CL A | 92826C839 | 505 | 2,330 | SH | SOLE | 0 | 0 | 2,330 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 832 | 3,682 | SH | SOLE | 0 | 0 | 3,682 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 1,108 | 13,637 | SH | SOLE | 0 | 0 | 13,637 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 10,690 | 110,699 | SH | SOLE | 0 | 0 | 110,699 | ||
VANGUARD WORLD FDS | INDUSTRIAL ETF | 92204A603 | 6,052 | 29,818 | SH | SOLE | 0 | 0 | 29,818 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 973 | 8,388 | SH | SOLE | 0 | 0 | 8,388 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 285 | 654 | SH | SOLE | 0 | 0 | 654 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 280 | 1,161 | SH | SOLE | 0 | 0 | 1,161 | ||
VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 | 4,741 | 52,794 | SH | SOLE | 0 | 0 | 52,794 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 323 | 1,008 | SH | SOLE | 0 | 0 | 1,008 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 700 | 14,147 | SH | SOLE | 0 | 0 | 14,147 | ||
WELLTOWER INC | COM | 95040Q104 | 1,020 | 11,896 | SH | SOLE | 0 | 0 | 11,896 | ||
WEX INC | COM | 96208T104 | 255 | 1,819 | SH | DFND | 1,2 | 0 | 0 | 1,819 | |
WILLIAMS COS INC | COM | 969457100 | 1,155 | 44,348 | SH | SOLE | 0 | 0 | 44,348 | ||
BERKLEY W R CORP | COM | 084423102 | 516 | 6,258 | SH | DFND | 1,2 | 0 | 0 | 6,258 | |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 5,604 | 27,412 | SH | SOLE | 0 | 0 | 27,412 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,146 | 18,727 | SH | SOLE | 0 | 0 | 18,727 | ||
SPDR SER TR | S&P TRANSN ETF | 78464A532 | 413 | 4,378 | SH | SOLE | 0 | 0 | 4,378 | ||
YUM BRANDS INC | COM | 988498101 | 3,335 | 24,020 | SH | SOLE | 0 | 0 | 24,020 | ||
YUM CHINA HLDGS INC | COM | 98850P109 | 1,503 | 30,162 | SH | SOLE | 0 | 0 | 30,162 |