The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Ajax I | COM | G0190X100 | 1,026 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
Alexion Pharmaceuticals Inc | COM | 015351109 | 55,430 | 362,500 | SH | SOLE | 362,500 | 0 | 0 | ||
Alibaba Group Holding Ltd | ADR | 01609W102 | 5,668 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
Alussa Energy Acquisition Corp | COM | G0232J101 | 800 | 80,000 | SH | Call | SOLE | 80,000 | 0 | 0 | |
Amazon.com Inc | COM | 023135106 | 2,321 | 750 | SH | SOLE | 750 | 0 | 0 | ||
ARK Innovation ETF | Exchange Traded Fund | 00214Q104 | 8,996 | 75,000 | SH | Put | SOLE | 75,000 | 0 | 0 | |
Artius Acquisition Inc | COM | 04316G105 | 1,061 | 105,000 | SH | Call | SOLE | 105,000 | 0 | 0 | |
Ascendant Digital Acquisition Corp | COM | G05155109 | 1,238 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
Athlon Acquisition Corp | UNIT | 04748A205 | 989 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Atlas Crest Investment Corp | COM | 049284102 | 1,055 | 105,000 | SH | Call | SOLE | 105,000 | 0 | 0 | |
Avanti Acquisition Corp | COM | G0682V109 | 1,221 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
Baidu Inc | ADR | 056752108 | 3,807 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
BHP Group PLC | ADR | 05545E209 | 18,805 | 325,000 | SH | SOLE | 325,000 | 0 | 0 | ||
Biogen Inc | COM | 09062X103 | 1,748 | 6,250 | SH | SOLE | 6,250 | 0 | 0 | ||
Biomarin Pharmaceutical Inc | COM | 09061G101 | 2,832 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
Blade Air Mobility Inc | COM | 092667104 | 1,080 | 105,000 | SH | Call | SOLE | 105,000 | 0 | 0 | |
Boingo Wireless Inc | COM | 09739C102 | 15,751 | 1,119,473 | SH | SOLE | 1,119,473 | 0 | 0 | ||
Boston Private Financial Holdings Inc | COM | 101119105 | 9,990 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
BowX Acquisition Corp | COM | 103085106 | 1,226 | 105,000 | SH | Call | SOLE | 105,000 | 0 | 0 | |
Box Inc | COM | 10316T104 | 1,722 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
Bright Lights Acquisition Corp | UNIT | 10920K200 | 989 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Burgundy Technology Acquisition Corp | COM | G1702T116 | 495 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Caesars Entertainment Inc | COM | 12769G100 | 2,186 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
Cantel Medical Corp | COM | 138098108 | 14,172 | 177,500 | SH | SOLE | 177,500 | 0 | 0 | ||
Carnival Corp | COM | 143658300 | 2,654 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CC Neuberger Principal Holdings II | COM | G3166T103 | 1,726 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
CF Finance Acquisition III Corp | COM | 12529D108 | 1,425 | 142,500 | SH | Call | SOLE | 142,500 | 0 | 0 | |
Change Healthcare Inc | COM | 15912K100 | 3,315 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
Churchill Capital Corp VII | UNIT | 17144M201 | 1,496 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
CITIC Capital Acquisition Corp | COM | G21513109 | 500 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Coherent Inc | COM | 192479103 | 18,967 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
Cohn Robbins Holdings Corp | COM | G23726105 | 492 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Cooper Tire & Rubber Co | COM | 216831107 | 6,438 | 115,000 | SH | SOLE | 115,000 | 0 | 0 | ||
Corelogic Inc | COM | 21871D103 | 28,728 | 362,500 | SH | SOLE | 362,500 | 0 | 0 | ||
Cubic Corp | COM | 229669106 | 6,338 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
Danimer Scientific Inc | COM | 236272100 | 944 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
Decarbonization Plus Acquisition Corp | COM | 242797108 | 1,101 | 105,000 | SH | Call | SOLE | 105,000 | 0 | 0 | |
Deep Lake Capital Acquisition Corp | COM | G27029100 | 490 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Duddell Street Acquisition Corp. | COM | G28553108 | 2,192 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
E.Merge Technology Acquisition Corp | COM | 26873Y104 | 731 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
Extended Stay America Inc | UNIT | 30224P200 | 14,813 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
FirstMark Horizon Acquisition Corp | COM | 33765Y101 | 500 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
FLY Leasing Ltd | ADR | 34407D109 | 3,370 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
Forest Road Acquisition Corp | COM | 34619R102 | 1,063 | 105,000 | SH | Call | SOLE | 105,000 | 0 | 0 | |
Forum Merger III Corp | COM | 349885103 | 548 | 55,000 | SH | Call | SOLE | 55,000 | 0 | 0 | |
GasLog Ltd | COM | G37585109 | 6,473 | 1,121,908 | SH | SOLE | 1,121,908 | 0 | 0 | ||
Glu Mobile Inc | COM | 379890106 | 36,503 | 2,924,950 | SH | SOLE | 2,924,950 | 0 | 0 | ||
GO Acquisition Corp | COM | 362019101 | 493 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Gold Fields Ltd | ADR | 38059T106 | 8,541 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
GW Pharmaceuticals PLC | ADR | 36197T103 | 6,507 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
IHS Markit Ltd | COM | G47567105 | 24,679 | 255,000 | SH | SOLE | 255,000 | 0 | 0 | ||
II-VI Inc | COM | 902104108 | 3,419 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
Invesco QQQ Trust Series 1 | Exchange Traded Fund | 46090E103 | 23,935 | 75,000 | SH | Call | SOLE | 75,000 | 0 | 0 | |
Invesco QQQ Trust Series 1 | Exchange Traded Fund | 46090E103 | 31,913 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
iShares iBoxx $ High Yield Corporate Bond Fund | Exchange Traded Fund | 464288513 | 50,129 | 575,000 | SH | Put | SOLE | 575,000 | 0 | 0 | |
iShares MSCI Emerging Markets ETF | Exchange Traded Fund | 464287234 | 5,334 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
iShares Russell 2000 ETF | Exchange Traded Fund | 464287655 | 11,047 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
Jaws Mustang Acquisition Corp | UNIT | G50737116 | 1,523 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
Lefteris Acquisition Corp | COM | 52470X109 | 1,230 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
Maxim Integrated Products Inc | COM | 57772K101 | 9,137 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Michaels Companies Inc | COM | 59408Q106 | 21,940 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
MTS Systems Corp | COM | 553777103 | 6,297 | 108,200 | SH | SOLE | 108,200 | 0 | 0 | ||
NIC Inc | COM | 62914B100 | 15,693 | 462,500 | SH | SOLE | 462,500 | 0 | 0 | ||
OCA Acquisition Corp | UNIT | 670865203 | 749 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
Omega Alpha SPAC | COM | G6749V107 | 495 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Peridot Acquisition Corp | COM | G7008A115 | 1,118 | 105,000 | SH | Call | SOLE | 105,000 | 0 | 0 | |
Pivotal Investment Corp III | UNIT | 72582M205 | 1,250 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
PNM Resources Inc | COM | 69349H107 | 13,489 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
Power & Digital Infrastructure Acquisition Corp | UNIT | 739190205 | 348 | 34,595 | SH | SOLE | 34,595 | 0 | 0 | ||
Property Solutions Acquisition Corp | COM | 74348Q108 | 1,266 | 105,000 | SH | Call | SOLE | 105,000 | 0 | 0 | |
Purecycle Technologies Inc | COM | 74623V103 | 638 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
Qiagen NV | COM | N72482123 | 4,869 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
RealPage Inc | COM | 75606N109 | 54,500 | 625,000 | SH | SOLE | 625,000 | 0 | 0 | ||
Reinvent Technology Partners | COM | G7483N129 | 1,066 | 105,000 | SH | Call | SOLE | 105,000 | 0 | 0 | |
RMG Acquisition Corp III | UNIT | G76088114 | 498 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Scion Tech Growth I | COM | G31067104 | 490 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SCVX Corp | COM | G79448208 | 493 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Slack Technologies Inc | COM | 83088V102 | 27,425 | 675,000 | SH | SOLE | 675,000 | 0 | 0 | ||
Social Leverage Acquisition Corp I | UNIT | 83363K201 | 995 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Spartan Acquisition III Corp | UNIT | 84677R205 | 502 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SPDR S&P 500 ETF Trust | Exchange Traded Fund | 78462F103 | 49,541 | 125,000 | SH | Put | SOLE | 125,000 | 0 | 0 | |
Sports Ventures Acquisition Corp | UNIT | G8372A111 | 988 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Spotify Technology SA | COM | L8681T102 | 1,340 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
Supernova Partners Acquisition Company Inc | COM | 86846V108 | 809 | 80,000 | SH | Call | SOLE | 80,000 | 0 | 0 | |
Talend SA | ADR | 874224207 | 19,888 | 312,500 | SH | SOLE | 312,500 | 0 | 0 | ||
Teladoc Health Inc | COM | 87918A105 | 3,636 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
Tencent Music Entertainment Group | ADR | 88034P109 | 2,049 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Thunder Bridge Capital Partners III Inc | UNIT | 88605T209 | 1,236 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
Tortoise Acquisition II Corp | COM | G89554102 | 1,150 | 105,000 | SH | Call | SOLE | 105,000 | 0 | 0 | |
Tuscan Holdings Corp | COM | 90069K104 | 1,292 | 105,000 | SH | Call | SOLE | 105,000 | 0 | 0 | |
Tuscan Holdings Corp II | COM | 90070A103 | 1,009 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
TWC Tech Holdings II Corp | COM | 90117G105 | 984 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Twitter Inc | COM | 90184L102 | 3,182 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Varian Medical Systems Inc | COM | 92220P105 | 44,133 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
Vertex Pharmaceuticals Inc | COM | 92532F100 | 6,447 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
Viatris Inc | COM | 92556V106 | 3,493 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
W R Grace & Co | COM | 38388F108 | 5,387 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
Walt Disney Co | COM | 254687106 | 5,997 | 32,500 | SH | SOLE | 32,500 | 0 | 0 | ||
Willis Towers Watson PLC | COM | G96629103 | 74,386 | 325,000 | SH | SOLE | 325,000 | 0 | 0 | ||
Xilinx Inc | COM | 983919101 | 55,755 | 450,000 | SH | SOLE | 450,000 | 0 | 0 |