J Rex Farrior Iii Form 3 H-CYTE / J REX FARRIOR III ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

FARRIOR J REX III

(Last) (First) (Middle)

1306 W KENNEDY BOULEVARD

(Street)

TAMPA FL 33606

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
11/15/2019

3. Issuer Name and Ticker or Trading Symbol
H-CYTE, INC. [ HCYT ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
SERIES D PREFERRED STOCK	11/15/2019	(1)	COMMON STOCK	14,699,757	0.4082(2)	I	See Footnote(3)
WARRANT	11/15/2019	11/15/2029	COMMON STOCK	14,699,757	0.75(2)	I	See Footnote(3)

1. Name and Address of Reporting Person^*

FARRIOR J REX III

(Last) (First) (Middle)

1306 W KENNEDY BOULEVARD

(Street)

TAMPA FL 33606

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

FWHC HOLDINGS, LLC

(Last) (First) (Middle)

1306 W KENNEDY BOULEVARD

(Street)

TAMPA FL 33606

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

HOA CAPITAL LLC

(Last) (First) (Middle)

1306 W KENNEDY BOULEVARD

(Street)

TAMPA FL 33606

(City) (State) (Zip)

Explanation of Responses:

1. No Expiration Date

2. Subject to adjustment as per the terms of the definitive agreements / instruments.

3. The Series D Preferred Stock and Warrant reported herein are held directly by FWHC Holdings, LLC (FHWC), and indirectly by HOA Capital LLC (HOA), the sole manager of FHWC, and J. Rex Farrior, III, the sole manager of HOA. Each of the reporting persons disclaims beneficial ownership of the common stock underlying the Series D Preferred Stock and Warrant except to the extent of its or his pecuniary interest therein.

	/s/ J. Rex Farrior, III	02/24/2020
	/s/ J. Rex Farrior, III, o/b/o FWHC Holdings, LLC	02/24/2020
	/s/ J. Rex Farrior, III, o/b/o HOA Capital LLC	02/24/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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