Eos Energy Enterprises (EOSE) Form 3 Eos Energy Enterprises / Balakrishnan Gopalan Iyer ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Iyer Balakrishnan Gopalan

(Last) (First) (Middle)

C/O EOS ENERGY ENTERPRISES, INC.

3920 PARK AVENUE

(Street)

EDISON NJ 08820

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
11/16/2020

3. Issuer Name and Ticker or Trading Symbol
Eos Energy Enterprises, Inc. [ EOSE ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chief Commercial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Options	(1)	04/20/2030	Common Stock	57,638	8.67	D
Options	(2)	04/20/2020	Common Stock	14,409	8.67	D
Options	(3)	04/20/2030	Common Stock	14,409	8.67	D

Explanation of Responses:

1. For so long as the reporting person remains in service, the shares of common stock subject to this option will vest as to 25% on 4/20/2021, with the remaining vesting in equal annual installments over a three year period.

2. For so long as the reporting person remains in service, and beginning on the date the issuer achieves 300MWh in booked orders (the "Vesting Date"), the shares of common stock subject to this option will vest as to 25% twelve months following the Vesting Date, with the remaining vesting in equal annual installments over a three year period.

3. For so long as the reporting person remains in service, and beginning on the date the issuer achieves 600MWh in booked orders (the "Vesting Date"), the shares of common stock subject to this option will vest as to 25% twelve months following the Vesting Date, with the remaining vesting in equal annual installments over a three year period.

	/s/ Dr. Balakrishnan G. Iyer	11/25/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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