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S-8 Filing
Rocket Companies (RKT) S-8Registration of securities for employees
Filed: 28 Jun 22, 4:15pm
Security Type | Security Class Title | Fee Calculation Rule | Amount Registered(1) | Proposed Maximum Offering Price Per Unit | Maximum Aggregate Offering Price | Fee Rate | Amount of Registration Fee | ||||||||||||||||
Equity | Class A common stock, par value $0.00001 per share, issuable pursuant to the Rocket Companies, Inc. 2020 Omnibus Incentive Plan | Rule 457(c) and Rule 457(h) | 41,858,854 shares(2) | $6.63 | $277,524,202.02(4) | $92.70 per $1,000,000 | $25,726.50 | ||||||||||||||||
Equity | Class A common stock, par value $0.00001 per share, issuable pursuant to the Amended and Restated Rocket Companies, Inc. 2020 Team Member Stock Purchase Plan | Rule 457(c) and Rule 457(h) | 5,000,000 shares(3) | $6.63 | $33,150,000.00(4) | $92.70 per $1,000,000 | $3,073.00 | ||||||||||||||||
Total Offering Amounts | $310,674,202.02 | $28,799.50 | |||||||||||||||||||||
Total Fee Offsets | — | ||||||||||||||||||||||
Net Fee Due | $28,799.50 |
(1) | Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement shall be deemed to cover any additional securities to be offered or issued from stock splits, stock dividends or similar transactions. | ||||
(2) | This Registration Statement on Form S-8 registers 41,858,854 shares of Rocket Companies, Inc.’s Class A Common Stock issuable under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan. | ||||
(3) | This Registration Statement on Form S-8 registers 5,000,000 shares of Rocket Companies, Inc.’s Class A Common Stock issuable under the Amended and Restated Rocket Companies, Inc. 2020 Team Member Stock Purchase Plan. | ||||
(4) | Pursuant to Rule 457(c) and Rule 457(h) under the Securities Act, the proposed maximum offering price per share was determined based on the average of the high and low prices of Rocket Companies, Inc.’s shares of Class A Common Stock reported by the New York Stock Exchange on June 21, 2022. |