UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF
THE SECURITIES EXCHANGE ACT OF 1934
The Alger ETF Trust
(Exact name of registrant as specified in its charter)
Massachusetts | See below | |
(State of incorporation or organization) | (I.R.S. Employer Identification No.) |
360 Park Avenue South New York, New York | 10010 | |
(Address of principal executive offices) | (zip code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered | Name of each exchange on which each class is to be registered | I.R.S. Employer Identification No. | ||
Alger 35 ETF | NYSE Arca, Inc. | 85-3681771 | ||
Alger Mid Cap 40 ETF | NYSE Arca, Inc. | 85-3694119 |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement or Regulation A offering statement file number to which this form relates:
333-248085 (if applicable)
Securities to be registered pursuant to Section 12(g) of the Act:
None
Item 1. Description of Registrant’s Securities to be Registered.
A description of the shares of beneficial interest, having a nominal or par value of $.001 per share, of each of Alger 35 ETF and Alger Mid Cap 40 ETF (collectively, the “Shares”) to be registered hereunder is set forth in Registrant’s Registration Statement on Form N-1A (File Nos. 333-248085 and 811-23603) as filed electronically with the Securities and Exchange Commission (the “Commission”) on August 18, 2020 (“Registration Statement on Form N-1A”), and as amended by Pre-Effective Amendment No. 1 to the Registration Statement on Form N-1A, as filed with the Commission on February 19, 2021 (“Pre-Effective Amendment No. 1 to the Registration Statement”).
Item 2. Exhibits.
(a) |
(b) |
(c) |
(d) |
(e) |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized, as of this 22nd day of February, 2021.
The Alger ETF Trust | ||
By: | /s/ Tina Payne | |
Tina Payne | ||
Secretary |