The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGF INVTS TR | AGFIQ US MK ANTI | 00110G408 | 384 | 19,552 | SH | SOLE | 0 | 0 | 0 | 19,552 | |
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H109 | 534 | 19,054 | SH | SOLE | 0 | 0 | 0 | 19,054 | |
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H307 | 514 | 18,656 | SH | SOLE | 0 | 0 | 0 | 18,656 | |
AIM ETF PRODUCTS TRUST | US LRG CP BUFR10 | 00888H703 | 514 | 19,857 | SH | SOLE | 0 | 0 | 0 | 19,857 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 313 | 1,330 | SH | SOLE | 0 | 0 | 0 | 1,330 | |
ALPS ETF TR | RIVERFRONT DYM | 00162Q536 | 5,196 | 227,663 | SH | SOLE | 0 | 0 | 0 | 227,663 | |
ALPS ETF TR | RIVERFRNT DYMC | 00162Q528 | 4,688 | 102,175 | SH | SOLE | 0 | 0 | 0 | 102,175 | |
ALPS ETF TR | RIVERFRNT FLEX | 00162Q510 | 791 | 18,155 | SH | SOLE | 0 | 0 | 0 | 18,155 | |
ALPS ETF TR | RIVRFRNT STR INC | 00162Q783 | 217 | 9,390 | SH | SOLE | 0 | 0 | 0 | 9,390 | |
AMAZON COM INC | COM | 023135106 | 525 | 211 | SH | SOLE | 0 | 0 | 0 | 211 | |
AMERICAN CENTY ETF TR | US SML CP VALU | 025072877 | 551 | 7,281 | SH | SOLE | 0 | 0 | 0 | 7,281 | |
AMERICAN CENTY ETF TR | US EQT ETF | 025072885 | 2,386 | 33,338 | SH | SOLE | 0 | 0 | 0 | 33,338 | |
AMERICAN CENTY ETF TR | INTL EQT ETF | 025072703 | 1,064 | 18,906 | SH | SOLE | 0 | 0 | 0 | 18,906 | |
AMERICAN CENTY ETF TR | INTL SMCP VLU | 025072802 | 224 | 3,792 | SH | SOLE | 0 | 0 | 0 | 3,792 | |
AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 025072604 | 402 | 7,195 | SH | SOLE | 0 | 0 | 0 | 7,195 | |
APPLE INC | COM | 037833100 | 867 | 5,487 | SH | SOLE | 0 | 0 | 0 | 5,487 | |
ARK ETF TR | NEXT GNRTN INTER | 00214Q401 | 229 | 3,403 | SH | SOLE | 0 | 0 | 0 | 3,403 | |
BARINGS BDC INC | COM | 06759L103 | 941 | 94,451 | SH | SOLE | 0 | 0 | 0 | 94,451 | |
BLACKROCK INCOME TR INC | COM | 09247F100 | 1,775 | 380,019 | SH | SOLE | 0 | 0 | 0 | 380,019 | |
BOEING CO | COM | 097023105 | 424 | 2,854 | SH | SOLE | 0 | 0 | 0 | 2,854 | |
CISCO SYS INC | COM | 17275R102 | 429 | 8,603 | SH | SOLE | 0 | 0 | 0 | 8,603 | |
DISNEY WALT CO | COM | 254687106 | 289 | 2,545 | SH | SOLE | 0 | 0 | 0 | 2,545 | |
DNP SELECT INCOME FD INC | COM | 23325P104 | 11,421 | 1,023,347 | SH | SOLE | 0 | 0 | 0 | 1,023,347 | |
DTE ENERGY CO | COM | 233331107 | 262 | 2,037 | SH | SOLE | 0 | 0 | 0 | 2,037 | |
FIRST TR EXCH TRADED FD III | RIVRFRNT DYN DEV | 33739P608 | 1,419 | 23,338 | SH | SOLE | 0 | 0 | 0 | 23,338 | |
FIRST TR EXCHANGE TRAD FD VI | ALT ABSLT STRG | 33740Y101 | 255 | 7,349 | SH | SOLE | 0 | 0 | 0 | 7,349 | |
FIRST TR EXCHANGE-TRADED FD | MNGD FUTRS STRGY | 33739G103 | 269 | 5,173 | SH | SOLE | 0 | 0 | 0 | 5,173 | |
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | 223 | 8,404 | SH | SOLE | 0 | 0 | 0 | 8,404 | |
FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740U885 | 558 | 18,500 | SH | SOLE | 0 | 0 | 0 | 18,500 | |
FIRST TR EXCHNG TRADED FD VI | CBOE VEST US BUF | 33740F748 | 695 | 19,459 | SH | SOLE | 0 | 0 | 0 | 19,459 | |
FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQ | 33740F755 | 3,319 | 147,896 | SH | SOLE | 0 | 0 | 0 | 147,896 | |
FIRST TR EXCHNG TRADED FD VI | VEST US EQTY BUF | 33740F664 | 522 | 15,743 | SH | SOLE | 0 | 0 | 0 | 15,743 | |
FIRST TR EXCHNG TRADED FD VI | CBOE VEST US DEP | 33740U802 | 512 | 16,750 | SH | SOLE | 0 | 0 | 0 | 16,750 | |
FIRST TR EXCHNG TRADED FD VI | CBOE EQT BUFER | 33740F847 | 1,289 | 36,046 | SH | SOLE | 0 | 0 | 0 | 36,046 | |
FIRST TR EXCHNG TRADED FD VI | FT CBOE VEST US | 33740F615 | 396 | 12,735 | SH | SOLE | 0 | 0 | 0 | 12,735 | |
FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740U208 | 650 | 19,044 | SH | SOLE | 0 | 0 | 0 | 19,044 | |
FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740F698 | 250 | 7,800 | SH | SOLE | 0 | 0 | 0 | 7,800 | |
FIRST TR EXCHNG TRADED FD VI | US EQT BUFFER | 33740F763 | 1,474 | 40,722 | SH | SOLE | 0 | 0 | 0 | 40,722 | |
FIRST TR EXCHNG TRADED FD VI | FT CBOE EQTY BFR | 33740U505 | 780 | 24,320 | SH | SOLE | 0 | 0 | 0 | 24,320 | |
FIRST TR EXCHNG TRADED FD VI | VEST US DEEP | 33740F854 | 540 | 16,166 | SH | SOLE | 0 | 0 | 0 | 16,166 | |
FIRST TR EXCHNG TRADED FD VI | FT CBOE VEST BFR | 33740F623 | 330 | 10,000 | SH | SOLE | 0 | 0 | 0 | 10,000 | |
FORD MTR CO DEL | COM | 345370860 | 157 | 10,997 | SH | SOLE | 0 | 0 | 0 | 10,997 | |
GLOBAL X FDS | S&P 500 COVERED | 37954Y475 | 7,291 | 155,495 | SH | SOLE | 0 | 0 | 0 | 155,495 | |
GLOBAL X FDS | NASDAQ 100 COVER | 37954Y483 | 7,963 | 406,300 | SH | SOLE | 0 | 0 | 0 | 406,300 | |
GLOBAL X FDS | ALTERNATIVE INCM | 37954Y806 | 249 | 20,319 | SH | SOLE | 0 | 0 | 0 | 20,319 | |
INNOVATOR ETFS TR | US SML CP PWR B | 45782C599 | 239 | 9,500 | SH | SOLE | 0 | 0 | 0 | 9,500 | |
INNOVATOR ETFS TR | US EQTY PWR BUF | 45782C573 | 1,061 | 36,333 | SH | SOLE | 0 | 0 | 0 | 36,333 | |
INNOVATOR ETFS TR | US EQTY ULTRA BU | 45782C565 | 329 | 11,728 | SH | SOLE | 0 | 0 | 0 | 11,728 | |
INNOVATOR ETFS TR | US EQT ULTRA BF | 45782C375 | 285 | 9,760 | SH | SOLE | 0 | 0 | 0 | 9,760 | |
INNOVATOR ETFS TR | US EQTY PWR BUF | 45782C508 | 254 | 8,159 | SH | SOLE | 0 | 0 | 0 | 8,159 | |
INNOVATOR ETFS TR | US SML CP PWR B | 45782C474 | 246 | 8,300 | SH | SOLE | 0 | 0 | 0 | 8,300 | |
INVESCO ACTIVELY MANAGED ETF | MDRTLY CNSRTIV | 46090A507 | 212 | 14,832 | SH | SOLE | 0 | 0 | 0 | 14,832 | |
INVESCO ACTIVLY MANGD ETC FD | OPTIMUM YIELD | 46090F100 | 1,123 | 59,231 | SH | SOLE | 0 | 0 | 0 | 59,231 | |
INVESCO EXCH TRD SLF IDX FD | RAFI STRATGIC US | 46138J742 | 355 | 9,240 | SH | SOLE | 0 | 0 | 0 | 9,240 | |
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 366 | 2,477 | SH | SOLE | 0 | 0 | 0 | 2,477 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 298 | 937 | SH | SOLE | 0 | 0 | 0 | 937 | |
INVESTMENT MANAGERS SER TR I | AXS ASTORIA INFL | 46141T117 | 450 | 16,474 | SH | SOLE | 0 | 0 | 0 | 16,474 | |
ISHARES INC | ESG AWR MSCI EM | 46434G863 | 781 | 22,805 | SH | SOLE | 0 | 0 | 0 | 22,805 | |
ISHARES SILVER TR | ISHARES | 46428Q109 | 2,271 | 108,828 | SH | SOLE | 0 | 0 | 0 | 108,828 | |
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 220 | 2,120 | SH | SOLE | 0 | 0 | 0 | 2,120 | |
ISHARES TR | TIPS BD ETF | 464287176 | 5,823 | 49,186 | SH | SOLE | 0 | 0 | 0 | 49,186 | |
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 429 | 5,865 | SH | SOLE | 0 | 0 | 0 | 5,865 | |
ISHARES TR | 10-20 YR TRS ETF | 464288653 | 317 | 2,595 | SH | SOLE | 0 | 0 | 0 | 2,595 | |
ISHARES TR | US DIVID BYBCK | 46435U861 | 235 | 5,948 | SH | SOLE | 0 | 0 | 0 | 5,948 | |
ISHARES TR | CORE TOTAL USD | 46434V613 | 1,522 | 32,162 | SH | SOLE | 0 | 0 | 0 | 32,162 | |
ISHARES TR | CORE MSCI TOTAL | 46432F834 | 217 | 3,504 | SH | SOLE | 0 | 0 | 0 | 3,504 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 779 | 7,777 | SH | SOLE | 0 | 0 | 0 | 7,777 | |
ISHARES TR | US TREAS BD ETF | 46429B267 | 1,869 | 77,975 | SH | SOLE | 0 | 0 | 0 | 77,975 | |
ISHARES TR | MSCI USA VALUE | 46432F388 | 575 | 5,785 | SH | SOLE | 0 | 0 | 0 | 5,785 | |
ISHARES TR | U.S. ENERGY ETF | 464287796 | 679 | 16,772 | SH | SOLE | 0 | 0 | 0 | 16,772 | |
ISHARES TR | PFD AND INCM SEC | 464288687 | 328 | 9,858 | SH | SOLE | 0 | 0 | 0 | 9,858 | |
ISHARES TR | CORE S&P US GWT | 464287671 | 427 | 4,555 | SH | SOLE | 0 | 0 | 0 | 4,555 | |
ISHARES TR | S&P 500 VAL ETF | 464287408 | 14,601 | 98,687 | SH | SOLE | 0 | 0 | 0 | 98,687 | |
ISHARES TR | CORE DIV GRWTH | 46434V621 | 324 | 6,398 | SH | SOLE | 0 | 0 | 0 | 6,398 | |
ISHARES TR | ESG AWR MSCI USA | 46435G425 | 5,773 | 62,305 | SH | SOLE | 0 | 0 | 0 | 62,305 | |
ISHARES TR | FALN ANGLS USD | 46435G474 | 487 | 18,611 | SH | SOLE | 0 | 0 | 0 | 18,611 | |
ISHARES TR | MBS ETF | 464288588 | 458 | 4,696 | SH | SOLE | 0 | 0 | 0 | 4,696 | |
ISHARES TR | EAFE VALUE ETF | 464288877 | 2,551 | 53,756 | SH | SOLE | 0 | 0 | 0 | 53,756 | |
ISHARES TR | U.S. REAL ES ETF | 464287739 | 239 | 2,360 | SH | SOLE | 0 | 0 | 0 | 2,360 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 6,537 | 15,706 | SH | SOLE | 0 | 0 | 0 | 15,706 | |
ISHARES TR | GLOBAL TECH ETF | 464287291 | 417 | 8,015 | SH | SOLE | 0 | 0 | 0 | 8,015 | |
ISHARES TR | EAFE GRWTH ETF | 464288885 | 1,343 | 15,255 | SH | SOLE | 0 | 0 | 0 | 15,255 | |
ISHARES U S ETF TR | GSCI CMDTY STGY | 46431W853 | 674 | 16,032 | SH | SOLE | 0 | 0 | 0 | 16,032 | |
JOHNSON & JOHNSON | COM | 478160104 | 492 | 2,752 | SH | SOLE | 0 | 0 | 0 | 2,752 | |
MICROSOFT CORP | COM | 594918104 | 1,091 | 3,836 | SH | SOLE | 0 | 0 | 0 | 3,836 | |
PACER FDS TR | SWAN SOS FD OF | 69374H568 | 5,664 | 263,676 | SH | SOLE | 0 | 0 | 0 | 263,676 | |
PACER FDS TR | SWAN SOS FLEX AP | 69374H477 | 491 | 22,500 | SH | SOLE | 0 | 0 | 0 | 22,500 | |
PAYCHEX INC | COM | 704326107 | 494 | 3,869 | SH | SOLE | 0 | 0 | 0 | 3,869 | |
PEPSICO INC | COM | 713448108 | 303 | 1,804 | SH | SOLE | 0 | 0 | 0 | 1,804 | |
PROSHARES TR | SHORT QQQ NEW | 74347B714 | 6,329 | 486,452 | SH | SOLE | 0 | 0 | 0 | 486,452 | |
PROSHARES TR | SHORT S&P 500 NE | 74347B425 | 6,219 | 406,974 | SH | SOLE | 0 | 0 | 0 | 406,974 | |
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 438 | 5,768 | SH | SOLE | 0 | 0 | 0 | 5,768 | |
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 339 | 5,845 | SH | SOLE | 0 | 0 | 0 | 5,845 | |
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 917 | 19,067 | SH | SOLE | 0 | 0 | 0 | 19,067 | |
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 237 | 5,442 | SH | SOLE | 0 | 0 | 0 | 5,442 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 210 | 2,756 | SH | SOLE | 0 | 0 | 0 | 2,756 | |
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 | 332 | 1,003 | SH | SOLE | 0 | 0 | 0 | 1,003 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 2,802 | 16,138 | SH | SOLE | 0 | 0 | 0 | 16,138 | |
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 1,231 | 33,986 | SH | SOLE | 0 | 0 | 0 | 33,986 | |
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 1,918 | 60,324 | SH | SOLE | 0 | 0 | 0 | 60,324 | |
SPDR INDEX SHS FDS | S&P INTL SMLCP | 78463X871 | 370 | 11,450 | SH | SOLE | 0 | 0 | 0 | 11,450 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,991 | 7,217 | SH | SOLE | 0 | 0 | 0 | 7,217 | |
SPDR SER TR | BLOOMBERG 1 10 Y | 78468R861 | 349 | 17,477 | SH | SOLE | 0 | 0 | 0 | 17,477 | |
SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 | 597 | 6,527 | SH | SOLE | 0 | 0 | 0 | 6,527 | |
SPDR SER TR | PRTFLO S&P500 GW | 78464A409 | 429 | 7,329 | SH | SOLE | 0 | 0 | 0 | 7,329 | |
SPDR SER TR | PORTFOLIO S&P600 | 78468R853 | 1,265 | 32,387 | SH | SOLE | 0 | 0 | 0 | 32,387 | |
SPDR SER TR | PORTFOLIO S&P400 | 78464A847 | 583 | 13,238 | SH | SOLE | 0 | 0 | 0 | 13,238 | |
SPDR SER TR | BLOOMBERG INVT | 78468R200 | 3,639 | 119,359 | SH | SOLE | 0 | 0 | 0 | 119,359 | |
SPDR SER TR | PORTFOLIO S&P500 | 78464A854 | 1,972 | 40,450 | SH | SOLE | 0 | 0 | 0 | 40,450 | |
SPDR SER TR | PORTFOLIO LN TSR | 78464A664 | 438 | 12,990 | SH | SOLE | 0 | 0 | 0 | 12,990 | |
SSGA ACTIVE ETF TR | MULT ASS RLRTN | 78467V103 | 375 | 12,380 | SH | SOLE | 0 | 0 | 0 | 12,380 | |
SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 | 272 | 6,161 | SH | SOLE | 0 | 0 | 0 | 6,161 | |
SSGA ACTIVE TR | SPDR SSGA US SCT | 78470P408 | 2,293 | 54,735 | SH | SOLE | 0 | 0 | 0 | 54,735 | |
SSGA ACTIVE TR | SPDR DBLELN SHRT | 78470P200 | 296 | 6,277 | SH | SOLE | 0 | 0 | 0 | 6,277 | |
SSGA ACTIVE TR | SPDR SSGA FXD | 78470P507 | 863 | 31,621 | SH | SOLE | 0 | 0 | 0 | 31,621 | |
TRUIST FINL CORP | COM | 89832Q109 | 202 | 4,137 | SH | SOLE | 0 | 0 | 0 | 4,137 | |
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | 227 | 4,480 | SH | SOLE | 0 | 0 | 0 | 4,480 | |
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 418 | 2,124 | SH | SOLE | 0 | 0 | 0 | 2,124 | |
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 1,523 | 6,001 | SH | SOLE | 0 | 0 | 0 | 6,001 | |
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 1,343 | 9,541 | SH | SOLE | 0 | 0 | 0 | 9,541 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 492 | 11,358 | SH | SOLE | 0 | 0 | 0 | 11,358 | |
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,487 | 33,336 | SH | SOLE | 0 | 0 | 0 | 33,336 | |
WISDOMTREE TR | US HGH YLD CORP | 97717X172 | 336 | 7,174 | SH | SOLE | 0 | 0 | 0 | 7,174 | |
WISDOMTREE TR | MORTGAGE PLUS BD | 97717Y725 | 375 | 8,107 | SH | SOLE | 0 | 0 | 0 | 8,107 | |
WISDOMTREE TR | ENHNCD CMMDTY ST | 97717Y683 | 473 | 18,441 | SH | SOLE | 0 | 0 | 0 | 18,441 | |
WISDOMTREE TR | YIELD ENHANCD US | 97717X511 | 1,872 | 41,414 | SH | SOLE | 0 | 0 | 0 | 41,414 | |
WISDOMTREE TR | US LARGECAP FUND | 97717W588 | 989 | 22,159 | SH | SOLE | 0 | 0 | 0 | 22,159 | |
WISDOMTREE TR | EM EX ST-OWNED | 97717X578 | 819 | 27,009 | SH | SOLE | 0 | 0 | 0 | 27,009 | |
WISDOMTREE TR | INTL SMCAP DIV | 97717W760 | 628 | 9,729 | SH | SOLE | 0 | 0 | 0 | 9,729 | |
WISDOMTREE TR | FUTRE STRAT FD | 97717W125 | 483 | 13,663 | SH | SOLE | 0 | 0 | 0 | 13,663 | |
WISDOMTREE TR | US MULTIFACTOR | 97717Y857 | 507 | 13,021 | SH | SOLE | 0 | 0 | 0 | 13,021 | |
WISDOMTREE TR | US EFFICIENT COR | 97717Y790 | 931 | 25,579 | SH | SOLE | 0 | 0 | 0 | 25,579 | |
WISDOMTREE TR | CBOE S&P 500 | 97717X560 | 350 | 10,301 | SH | SOLE | 0 | 0 | 0 | 10,301 | |
WISDOMTREE TR | US S CAP QTY DIV | 97717X651 | 470 | 11,193 | SH | SOLE | 0 | 0 | 0 | 11,193 |