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Item 2(d). | Title of Class of Securities |
Common Stock, par value $0.001 per share (the “Shares”).
Item 2(e). | CUSIP Number: 76135L101 |
Item 3. | If This Statement is Filed Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing is a: |
This Item 3 is not applicable.
Item 4(a) | Amount Beneficially Owned: |
As of January 14, 2022, each of Linden Advisors and Mr. Wong may be deemed the beneficial owner of 795,382 Shares. This 795,382 amount consists of 744,661 Shares held by Linden Capital and 50,721 Shares held by the Managed Accounts. As of January 14, 2022, each of Linden GP and Linden Capital may be deemed the beneficial owner of the 744,661 Shares held by Linden Capital. All of the Shares beneficially held by the Reporting Persons are Shares obtainable upon exercise of warrants.
Item 4(b) | Percent of Class: |
As of January 14, 2022, each of Linden Advisors and Mr. Wong may be deemed the beneficial owner of approximately 5.8% of Shares outstanding, and each of Linden GP and Linden Capital may be deemed the beneficial owner of approximately 5.4% of Shares outstanding. These percentages are derived from the 12,944,213 Shares outstanding based on the Issuer’s Current Report on Form 8-K filed on January 14, 2022.
Item 4(c) | Number of Shares as to which such person has: |
As of January 14, 2022:
| | | | |
Linden Capital and Linden GP: | | | | |
(i) Sole power to vote or direct the vote: | | | 0 | |
(ii) Shared power to vote or direct the vote: | | | 744,661 | |
(iii) Sole power to dispose or direct the disposition of: | | | 0 | |
(iv) Shared power to dispose or direct the disposition of: | | | 744,661 | |
Linden Advisors and Mr. Wong: | | | | |
(i) Sole power to vote or direct the vote: | | | 0 | |
(ii) Shared power to vote or direct the vote: | | | 795,382 | |
(iii) Sole power to dispose or direct the disposition of: | | | 0 | |
(iv) Shared power to dispose or direct the disposition of: | | | 795,382 | |