The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ANTERO RESOURCES CORP | COM | 03674X106 | 1 | 76 | SH | SOLE | 76 | 0 | 0 | ||
ANTHEM INC | COM | 036752103 | 5 | 11 | SH | SOLE | 11 | 0 | 0 | ||
AVANTOR INC | 6.25 PFD CNV SR | 05352A209 | 14,276 | 110,481 | SH | SOLE | 110,481 | 0 | 0 | ||
BOX INC | CL A | 10316T104 | 1 | 44 | SH | SOLE | 44 | 0 | 0 | ||
CALLAWAY GOLF CO | COM | 131193104 | 2 | 57 | SH | SOLE | 57 | 0 | 0 | ||
CAMTEK LTD | ORD | M20791105 | 1 | 17 | SH | SOLE | 17 | 0 | 0 | ||
CENTENNIAL RESOURCE DEV INC | CL A | 15136A102 | 2 | 312 | SH | SOLE | 312 | 0 | 0 | ||
CHART INDS INC | COM | 16115Q308 | 4 | 22 | SH | SOLE | 22 | 0 | 0 | ||
CNX RES CORP | COM | 12653C108 | 2 | 128 | SH | SOLE | 128 | 0 | 0 | ||
CONMED CORP | COM | 207410101 | 3 | 21 | SH | SOLE | 21 | 0 | 0 | ||
CONSENSUS CLOUD SOLUTIONS IN | COM | 20848V105 | 1 | 23 | SH | SOLE | 23 | 0 | 0 | ||
COWEN INC | CL A NEW | 223622606 | 0 | 10 | SH | SOLE | 10 | 0 | 0 | ||
CUTERA INC | COM | 232109108 | 2 | 47 | SH | SOLE | 47 | 0 | 0 | ||
DANAHER CORPORATION | 4.75 MND CV PFD | 235851300 | 78,337 | 35,726 | SH | SOLE | 35,726 | 0 | 0 | ||
DANAHER CORPORATION | 4.75 MND CV PFD | 235851300 | 14,138 | 6,448 | SH | SOLE | 6,448 | 0 | 0 | ||
ENERGIZER HLDGS INC NEW | 7.5 MCNV PFD A | 29272W208 | 1,642 | 18,896 | SH | SOLE | 18,896 | 0 | 0 | ||
ENERGIZER HLDGS INC NEW | 7.5 MCNV PFD A | 29272W208 | 8,710 | 99,992 | SH | SOLE | 99,992 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 33739N108 | 64 | 1,129 | SH | SOLE | 1,129 | 0 | 0 | ||
FTI CONSULTING INC | COM | 302941109 | 2 | 15 | SH | SOLE | 15 | 0 | 0 | ||
GRANITE CONSTR INC | COM | 387328107 | 2 | 62 | SH | SOLE | 62 | 0 | 0 | ||
GREEN PLAINS INC | COM | 393222104 | 3 | 75 | SH | SOLE | 75 | 0 | 0 | ||
HANNON ARMSTRONG SUST INFR C | COM | 41068X100 | 1 | 26 | SH | SOLE | 26 | 0 | 0 | ||
HCI GROUP INC | NOTE 4.250% 3/0 | 40416EAD5 | 67 | 48,000 | PRN | SOLE | 48,000 | 0 | 0 | ||
HERCULES CAPITAL INC | COM | 427096508 | 1,110 | 66,900 | SH | Call | SOLE | 66,900 | 0 | 0 | |
IMAX CORP | COM | 45245E109 | 1 | 61 | SH | SOLE | 61 | 0 | 0 | ||
IMPINJ INC | COM | 453204109 | 5 | 53 | SH | SOLE | 53 | 0 | 0 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 3,017 | 25,942 | SH | SOLE | 25,942 | 0 | 0 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 1,199 | 11,163 | SH | SOLE | 11,163 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 8,853 | 82,407 | SH | SOLE | 82,407 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 4 | 23 | SH | SOLE | 23 | 0 | 0 | ||
KITE RLTY GROUP TR | COM NEW | 49803T300 | 1 | 48 | SH | SOLE | 48 | 0 | 0 | ||
LIVENT CORP | COM | 53814L108 | 2 | 69 | SH | SOLE | 69 | 0 | 0 | ||
MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 2 | 57 | SH | SOLE | 57 | 0 | 0 | ||
MITEK SYS INC | COM NEW | 606710200 | 2 | 89 | SH | SOLE | 89 | 0 | 0 | ||
NOVA LTD | COM | M7516K103 | 4 | 27 | SH | SOLE | 27 | 0 | 0 | ||
NOVAVAX INC | COM NEW | 670002401 | 1 | 7 | SH | SOLE | 7 | 0 | 0 | ||
PAR TECHNOLOGY CORP | COM | 698884103 | 2 | 45 | SH | SOLE | 45 | 0 | 0 | ||
REPLIGEN CORP | COM | 759916109 | 1 | 5 | SH | SOLE | 5 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 2 | 3 | SH | SOLE | 3 | 0 | 0 | ||
SMART GLOBAL HLDGS INC | SHS | G8232Y101 | 2 | 30 | SH | SOLE | 30 | 0 | 0 | ||
SPDR SER TR | NUVEEN BLOOMBERG | 78464A284 | 1,375 | 22,883 | SH | SOLE | 22,883 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG CONV | 78464A359 | 6,898 | 83,152 | SH | SOLE | 83,152 | 0 | 0 | ||
STARWOOD WAYPOINT HOMES | NOTE 3.500% 1/1 | 19625XAB8 | 76,515 | 38,314,000 | PRN | SOLE | 38,314,000 | 0 | 0 | ||
SUMMIT HOTEL PPTYS INC | COM | 866082100 | 1 | 125 | SH | SOLE | 125 | 0 | 0 | ||
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 3 | 17 | SH | SOLE | 17 | 0 | 0 | ||
TUATARA CAPITAL ACQUISITN CO | CL A SHS | G9118J101 | 49 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
TUATARA CAPITAL ACQUISITN CO | *W EXP 02/11/202 | G9118J119 | 1 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
UNDER ARMOUR INC | CL C | 904311206 | 19 | 1,026 | SH | SOLE | 1,026 | 0 | 0 | ||
VALARIS LIMITED | CL A | G9460G101 | 0 | 8 | SH | SOLE | 8 | 0 | 0 | ||
VANECK ETF TRUST | LONG MUNI ETF | 92189F536 | 41 | 1,873 | SH | SOLE | 1,873 | 0 | 0 | ||
VANECK ETF TRUST | VANECK SHRT MUNI | 92189F528 | 132 | 7,370 | SH | SOLE | 7,370 | 0 | 0 | ||
VERINT SYS INC | COM | 92343X100 | 0 | 5 | SH | SOLE | 5 | 0 | 0 | ||
WISDOMTREE INVTS INC | COM | 97717P104 | 3 | 493 | SH | SOLE | 493 | 0 | 0 |