UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number 811-23567
BBR ALO FUND, LLC
(Exact name of registrant as specified in charter)
140 East 45th Street, 26th Floor
New York, New York 10017
(Address of principal executive offices) (Zip code)
Matthew Shapiro
c/o BBR Partners, LLC
140 East 45th Street, 26th Floor
New York, New York 10017
(Name and address of agent for service)
Registrant's telephone number, including area code: (212) 313-9870
With a copy to:
Nicole M. Runyan, Esq.
Brad A. Green, Esq.
Proskauer Rose LLP
Eleven Times Square
New York, New York 10036
(212) 969-3000
Date of fiscal year end: March 31
Date of reporting period: July 1, 2019 through June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss.239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
Item 1. Proxy Voting Record
For the BBR ALO Fund, LLC
| BBR ALO FUND- Proxy Voting Record 5/1/2020 - 6/30/2020 | |||||||
| NAME OF ISSUER | TICKER SYMBOL | CUSIP NUMBER | SHARE-HOLDER MEETING DATE | MATTER VOTED ON | DID FUND VOTE | WHAT VOTE WAS CAST | FOR OR AGAINST MANAGEMENT |
| RELX Plc | REL | G7493L105 | 05/26/2020 | Approve Increase in Borrowing Limit Under the Company's Articles of Association | Yes | For | For |
| ICON plc | ICLR | G4705A100 | 07/21/2020 | Elect Director Mary Pendergast | Yes | For | For |
| ICON plc | ICLR | G4705A100 | 07/21/2020 | Elect Director Hugh Brady | Yes | For | For |
| ICON plc | ICLR | G4705A100 | 07/21/2020 | Elect Director Ronan Murphy | Yes | For | For |
| ICON plc | ICLR | G4705A100 | 07/21/2020 | Elect Director Julie O'Neill | Yes | For | For |
| ICON plc | ICLR | G4705A100 | 07/21/2020 | Accept Financial Statements and Statutory Reports | Yes | For | For |
| ICON plc | ICLR | G4705A100 | 07/21/2020 | Authorize Board to Fix Remuneration of Auditors | Yes | For | For |
| ICON plc | ICLR | G4705A100 | 07/21/2020 | Authorize Issue of Equity | Yes | For | For |
| ICON plc | ICLR | G4705A100 | 07/21/2020 | Authorize Issue of Equity without Pre-emptive Rights | Yes | For | For |
| ICON plc | ICLR | G4705A100 | 07/21/2020 | Authorize Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Yes | For | For |
| ICON plc | ICLR | G4705A100 | 07/21/2020 | Authorize Share Repurchase Program | Yes | For | For |
| ICON plc | ICLR | G4705A100 | 07/21/2020 | Approve the Price Range for the Reissuance of Shares | Yes | For | For |
| BBR ALO FUND- Proxy Voting Record 5/1/2020 - 6/30/2020 | |||||||
| NAME OF ISSUER | TICKER SYMBOL | CUSIP NUMBER | SHARE-HOLDER MEETING DATE | MATTER VOTED ON | DID FUND VOTE | WHAT VOTE WAS CAST | FOR OR AGAINST MANAGEMENT |
| Credit Acceptance Corporation | CACC | 225310101 | 7/15/2020 | 7/14/2020 | Yes | DIRECTOR | For |
| 1) Glenda J. Flanagan | |||||||
| 2) Brett A. Roberts | |||||||
| 3) Thomas N. Tryforos | |||||||
| 4) Scott J. Vassalluzzo | |||||||
| Advisory vote to approve named executive officer compensation. | For | ||||||
| Ratification of the selection of Grant Thornton LLP as Credit Acceptance | For | ||||||
| Corporation's independent registered public accounting firm for 2020. | |||||||
| Veeva Systems Inc. | VEEV | 922475108 | 6/25/2020 | 5/28/2020 | Yes | DIRECTOR | For |
| 1) Mark Carges | |||||||
| 2) Paul E. Chamberlain | |||||||
| 3) Paul Sekhri | |||||||
| Ratify the appointment of KPMG LLP as Veeva Systems Inc.'s independent registered | For | ||||||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| BBR ALO FUND, LLC | |||
| By: | /s/ Barry M. Klayman | ||
| Name: | Barry M. Klayman | ||
| Title: | Principal Executive Officer | ||
| August 27, 2020 | |||
