The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ENERGY SELECT SECTOR SPDR | ENERGY | 81369Y506 | 346 | 4,840 | SH | SOLE | 0 | 0 | 4,840 | ||
FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES AND INCOME ETF | INSTL PFD SECS | 33739P855 | 1,007 | 56,811 | SH | SOLE | 0 | 0 | 56,811 | ||
FIRST TRUST PREFERRED SECURITIES AND INCOME ETF | PFD SECS INC ETF | 33739E108 | 22,323 | 1,295,565 | SH | SOLE | 0 | 0 | 1,295,565 | ||
ISHARES CORE MSCI EAFE ETF | CORE MSCI EAFE | 46432F842 | 11,810 | 200,685 | SH | SOLE | 0 | 0 | 200,685 | ||
ISHARES CORE MSCI EMERGING MARKETS ETF | CORE MSCI EMKT | 46434G103 | 6,361 | 129,659 | SH | SOLE | 0 | 0 | 129,659 | ||
ISHARES CORE S&P MID CAP ETF | CORE S&P MCP ETF | 464287507 | 1,237 | 5,468 | SH | SOLE | 0 | 0 | 5,468 | ||
ISHARES INC MSCI EAFE MINIMUM VOLATILITY INDEX FD | MIN VOL EAFE ETF | 46429B689 | 3,329 | 52,582 | SH | SOLE | 0 | 0 | 52,582 | ||
ISHARES MSCI ACWI EX US | MSCI ACWI EX US | 464288240 | 303 | 6,742 | SH | SOLE | 0 | 0 | 6,742 | ||
ISHARES MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 1,410 | 22,564 | SH | SOLE | 0 | 0 | 22,564 | ||
ISHARES MSCI EAFE GROWTH INDEX ETF | EAFE GRWTH ETF | 464288885 | 8,575 | 106,530 | SH | SOLE | 0 | 0 | 106,530 | ||
ISHARES MSCI EAFE SMALL CAP ETF | EAFE SML CP ETF | 464288273 | 17,523 | 321,002 | SH | SOLE | 0 | 0 | 321,002 | ||
ISHARES MSCI EAFE VALUE INDEX ETF | EAFE VALUE ETF | 464288877 | 8,972 | 206,723 | SH | SOLE | 0 | 0 | 206,723 | ||
ISHARES MSCI EMERGING MARKETS ETF | MSCI EMG MKT ETF | 464287234 | 10,930 | 272,579 | SH | SOLE | 0 | 0 | 272,579 | ||
ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF | MIN VOL EMRG MKT | 464286533 | 18,154 | 327,520 | SH | SOLE | 0 | 0 | 327,520 | ||
ISHARES RUSSELL 1000 GROWTH ETF | RUS 1000 GRW ETF | 464287614 | 12,754 | 58,318 | SH | SOLE | 0 | 0 | 58,318 | ||
ISHARES RUSSELL 1000 VALUE ETF | RUS 1000 VAL ETF | 464287598 | 8,696 | 59,983 | SH | SOLE | 0 | 0 | 59,983 | ||
ISHARES RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 5,542 | 32,721 | SH | SOLE | 0 | 0 | 32,721 | ||
ISHARES RUSSELL 2000 GROWTH ETF | RUS 2000 GRW ETF | 464287648 | 804 | 3,895 | SH | SOLE | 0 | 0 | 3,895 | ||
ISHARES RUSSELL 2000 VALUE | RUS 2000 VAL ETF | 464287630 | 6,846 | 50,281 | SH | SOLE | 0 | 0 | 50,281 | ||
ISHARES RUSSELL 2500 ETF | RUSEL 2500 ETF | 46435G268 | 565 | 10,941 | SH | SOLE | 0 | 0 | 10,941 | ||
ISHARES RUSSELL MIDCAP GROWTH ETF | RUS MD CP GR ETF | 464287481 | 3,395 | 42,860 | SH | SOLE | 0 | 0 | 42,860 | ||
ISHARES RUSSELL MIDCAP VALUE INDEX | RUS MDCP VAL ETF | 464287473 | 4,314 | 42,472 | SH | SOLE | 0 | 0 | 42,472 | ||
ISHARES S&P 500 INDEX | CORE S&P500 ETF | 464287200 | 1,536 | 4,051 | SH | SOLE | 0 | 0 | 4,051 | ||
ISHARES S&P SMALL-CAP FUND | CORE S&P SCP ETF | 464287804 | 384 | 4,160 | SH | SOLE | 0 | 0 | 4,160 | ||
ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | MSCI MIN VOL ETF | 46429B697 | 5,466 | 77,846 | SH | SOLE | 0 | 0 | 77,846 | ||
ISHARES TR RUSSELL 1000 INDEX ETF | RUS 1000 ETF | 464287622 | 1,710 | 8,232 | SH | SOLE | 0 | 0 | 8,232 | ||
ISHARES TR RUSSELL MIDCAP INDEX FD | RUS MID CAP ETF | 464287499 | 2,685 | 41,531 | SH | SOLE | 0 | 0 | 41,531 | ||
ISHARES TRUST S&P GLOBAL INFRASTRUCTUR | GLB INFRASTR ETF | 464288372 | 803 | 17,178 | SH | SOLE | 0 | 0 | 17,178 | ||
SCHWAB EMERGING MARKET EQ ETF | EMRG MKTEQ ETF | 808524706 | 599 | 23,586 | SH | SOLE | 0 | 0 | 23,586 | ||
SCHWAB ETFS- US BROAD MARKET ETF | US BRD MKT ETF | 808524102 | 2,324 | 52,602 | SH | SOLE | 0 | 0 | 52,602 | ||
SCHWAB ETFS- US SMALL-CAP ETF | US SML CAP ETF | 808524607 | 2,620 | 67,186 | SH | SOLE | 0 | 0 | 67,186 | ||
SCHWAB FUNDAMENTAL INTL LG CO ETF | SCHWB FDT INT LG | 808524755 | 311 | 10,998 | SH | SOLE | 0 | 0 | 10,998 | ||
SCHWAB FUNDAMENTAL U.S. LARGE COMPANY INDEX ETF | SCHWAB FDT US LG | 808524771 | 1,030 | 20,228 | SH | SOLE | 0 | 0 | 20,228 | ||
SCHWAB FUNDAMENTAL U.S. SMALL COMPANY INDEX ETF | SCHWAB FDT US SC | 808524763 | 251 | 5,543 | SH | SOLE | 0 | 0 | 5,543 | ||
SCHWAB INTERNATIONAL EQUITY ETF | INTL EQTY ETF | 808524805 | 236 | 7,520 | SH | SOLE | 0 | 0 | 7,520 | ||
SCHWAB INTL SMALL CAP ETF | INTL SCEQT ETF | 808524888 | 9,681 | 309,985 | SH | SOLE | 0 | 0 | 309,985 | ||
SCHWAB STRATEGIC TR US LRG CAP ETF | US LRG CAP ETF | 808524201 | 962 | 21,550 | SH | SOLE | 0 | 0 | 21,550 | ||
SCHWAB U.S. MID-CAP ETF | US MID-CAP ETF | 808524508 | 2,967 | 47,295 | SH | SOLE | 0 | 0 | 47,295 | ||
SCHWAB US LARGE CAP GROWTH ETF | US LCAP GR ETF | 808524300 | 837 | 14,435 | SH | SOLE | 0 | 0 | 14,435 | ||
SCHWAB US LARGE CAP VALUE ETF | US LCAP VA ETF | 808524409 | 624 | 10,002 | SH | SOLE | 0 | 0 | 10,002 | ||
SPDR S&P 500 ETF | TR UNIT | 78462F103 | 1,877 | 4,975 | SH | SOLE | 0 | 0 | 4,975 | ||
SPDR SER TR S&P DIVID ETF | S&P DIVID ETF | 78464A763 | 437 | 3,680 | SH | SOLE | 0 | 0 | 3,680 | ||
VANGUARD EXTENDED MARKET ETF | EXTEND MKT ETF | 922908652 | 6,711 | 51,189 | SH | SOLE | 0 | 0 | 51,189 | ||
VANGUARD FTSE ALL-WORLD EX-US | ALLWRLD EX US | 922042775 | 847 | 16,946 | SH | SOLE | 0 | 0 | 16,946 | ||
VANGUARD FTSE DEVELOPED MARKETS ETF | FTSE DEV MKT ETF | 921943858 | 4,093 | 100,319 | SH | SOLE | 0 | 0 | 100,319 | ||
VANGUARD FTSE EMERGING MARKETS ETF | FTSE EMR MKT ETF | 922042858 | 3,140 | 75,388 | SH | SOLE | 0 | 0 | 75,388 | ||
VANGUARD GROWTH ETF | GROWTH ETF | 922908736 | 20,867 | 93,620 | SH | SOLE | 0 | 0 | 93,620 | ||
VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETF | MCAP VL IDXVIP | 922908512 | 10,493 | 81,017 | SH | SOLE | 0 | 0 | 81,017 | ||
VANGUARD MID CAP | MID CAP ETF | 922908629 | 1,532 | 7,779 | SH | SOLE | 0 | 0 | 7,779 | ||
VANGUARD MID-CAP GROWTH INDEX FUND | MCAP GR IDXVIP | 922908538 | 1,164 | 6,637 | SH | SOLE | 0 | 0 | 6,637 | ||
VANGUARD S&P 500 ETF | S&P 500 ETF | 922908363 | 12,657 | 36,489 | SH | SOLE | 0 | 0 | 36,489 | ||
VANGUARD SMALL CAP ETF | SMALL CP ETF | 922908751 | 272 | 1,542 | SH | SOLE | 0 | 0 | 1,542 | ||
VANGUARD SMALL CAP VALUE ETF | SM CP VAL ETF | 922908611 | 479 | 3,200 | SH | SOLE | 0 | 0 | 3,200 | ||
VANGUARD TOTAL STK MKT | TOTAL STK MKT | 922908769 | 4,225 | 22,398 | SH | SOLE | 0 | 0 | 22,398 | ||
VANGUARD VALUE ETF | VALUE ETF | 922908744 | 2,063 | 15,642 | SH | SOLE | 0 | 0 | 15,642 |