The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADAPTIVE ALPHA OPPORTUNITIES ETF | ADAPTIVE ALPHA | 85521B742 | 309,993 | 14,225 | SH | SOLE | 0 | 0 | 14,225 | ||
FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES & INCOME ETF | INSTL PFD SECS | 33739P855 | 178,002 | 10,627 | SH | SOLE | 0 | 0 | 10,627 | ||
FIRST TRUST MORNINGSTAR DIVIDEND LEADERS INDEX FUND | SHS | 336917109 | 211,225 | 5,950 | SH | SOLE | 0 | 0 | 5,950 | ||
FIRST TRUST PREFERRED SECURITIES & INCOME ETF | PFD SECS INC ETF | 33739E108 | 2,614,872 | 163,839 | SH | SOLE | 0 | 0 | 163,839 | ||
ISHARES CORE MSCI EAFE ETF | CORE MSCI EAFE | 46432F842 | 26,760,958 | 400,314 | SH | SOLE | 0 | 0 | 400,314 | ||
ISHARES CORE MSCI EMERGING MARKETS ETF | CORE MSCI EMKT | 46434G103 | 17,118,274 | 350,856 | SH | SOLE | 0 | 0 | 350,856 | ||
ISHARES CORE S&P MID CAP ETF | CORE S&P MCP ETF | 464287507 | 1,960,382 | 7,837 | SH | SOLE | 0 | 0 | 7,837 | ||
ISHARES CORE S&P SMALL CAP ETF | CORE S&P SCP ETF | 464287804 | 1,300,270 | 13,446 | SH | SOLE | 0 | 0 | 13,446 | ||
ISHARES INC MSCI EAFE MINIMUM VOLATILITY INDEX FD | MIN VOL EAFE ETF | 46429B689 | 2,768,596 | 40,925 | SH | SOLE | 0 | 0 | 40,925 | ||
ISHARES MSCI ACWI EX US | MSCI ACWI EX US | 464288240 | 591,137 | 12,121 | SH | SOLE | 0 | 0 | 12,121 | ||
ISHARES MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 2,031,419 | 28,404 | SH | SOLE | 0 | 0 | 28,404 | ||
ISHARES MSCI EAFE GROWTH INDEX ETF | EAFE GRWTH ETF | 464288885 | 3,759,574 | 40,132 | SH | SOLE | 0 | 0 | 40,132 | ||
ISHARES MSCI EAFE SMALL CAP ETF | EAFE SML CP ETF | 464288273 | 4,606,325 | 77,404 | SH | SOLE | 0 | 0 | 77,404 | ||
ISHARES MSCI EAFE VALUE INDEX ETF | EAFE VALUE ETF | 464288877 | 3,793,552 | 78,169 | SH | SOLE | 0 | 0 | 78,169 | ||
ISHARES MSCI EMERGING MARKETS ETF | MSCI EMG MKT ETF | 464287234 | 5,841,064 | 148,025 | SH | SOLE | 0 | 0 | 148,025 | ||
ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF | MIN VOL EMRG MKT | 464286533 | 12,195,712 | 223,487 | SH | SOLE | 0 | 0 | 223,487 | ||
ISHARES RUSSELL 1000 GROWTH ETF | RUS 1000 GRW ETF | 464287614 | 17,034,559 | 69,719 | SH | SOLE | 0 | 0 | 69,719 | ||
ISHARES RUSSELL 1000 VALUE ETF | RUS 1000 VAL ETF | 464287598 | 3,435,444 | 22,563 | SH | SOLE | 0 | 0 | 22,563 | ||
ISHARES RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 5,554,645 | 31,136 | SH | SOLE | 0 | 0 | 31,136 | ||
ISHARES RUSSELL 2000 GROWTH ETF | RUS 2000 GRW ETF | 464287648 | 304,100 | 1,341 | SH | SOLE | 0 | 0 | 1,341 | ||
ISHARES RUSSELL 2000 VALUE | RUS 2000 VAL ETF | 464287630 | 3,122,791 | 22,791 | SH | SOLE | 0 | 0 | 22,791 | ||
ISHARES RUSSELL 2500 ETF | RUSEL 2500 ETF | 46435G268 | 922,439 | 16,827 | SH | SOLE | 0 | 0 | 16,827 | ||
ISHARES RUSSELL MIDCAP GROWTH ETF | RUS MD CP GR ETF | 464287481 | 3,940,224 | 43,275 | SH | SOLE | 0 | 0 | 43,275 | ||
ISHARES RUSSELL MIDCAP VALUE INDEX | RUS MDCP VAL ETF | 464287473 | 5,468,751 | 51,495 | SH | SOLE | 0 | 0 | 51,495 | ||
ISHARES S&P 500 INDEX | CORE S&P500 ETF | 464287200 | 3,296,532 | 8,019 | SH | SOLE | 0 | 0 | 8,019 | ||
ISHARES S&P SMALLCAP 600 GROWTH ETF | S&P SML 600 GWT | 464287887 | 202,003 | 1,837 | SH | SOLE | 0 | 0 | 1,837 | ||
ISHARES S&P SMALLCAP 600 VALUE ETF | SP SMCP600VL ETF | 464287879 | 293,762 | 3,139 | SH | SOLE | 0 | 0 | 3,139 | ||
ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | MSCI MIN VOL ETF | 46429B697 | 4,796,254 | 65,937 | SH | SOLE | 0 | 0 | 65,937 | ||
ISHARES TR RUSSELL 1000 INDEX ETF | RUS 1000 ETF | 464287622 | 1,911,577 | 8,487 | SH | SOLE | 0 | 0 | 8,487 | ||
ISHARES TR RUSSELL MIDCAP INDEX FD | RUS MID CAP ETF | 464287499 | 1,950,879 | 27,902 | SH | SOLE | 0 | 0 | 27,902 | ||
ISHARES TRUST S&P GLOBAL INFRASTRUCTUR | GLB INFRASTR ETF | 464288372 | 973,002 | 20,398 | SH | SOLE | 0 | 0 | 20,398 | ||
POWERSHARES QQQ TR | UNIT SER 1 | 46090E103 | 324,579 | 1,011 | SH | SOLE | 0 | 0 | 1,011 | ||
SCHWAB EMERGING MARKET EQ ETF | EMRG MKTEQ ETF | 808524706 | 604,328 | 24,646 | SH | SOLE | 0 | 0 | 24,646 | ||
SCHWAB ETFS- US BROAD MARKET ETF | US BRD MKT ETF | 808524102 | 3,434,463 | 71,776 | SH | SOLE | 0 | 0 | 71,776 | ||
SCHWAB ETFS- US SMALL-CAP ETF | US SML CAP ETF | 808524607 | 2,675,534 | 63,810 | SH | SOLE | 0 | 0 | 63,810 | ||
SCHWAB FUNDAMENTAL INTL LG CO ETF | SCHWB FDT INT LG | 808524755 | 417,766 | 13,360 | SH | SOLE | 0 | 0 | 13,360 | ||
SCHWAB FUNDAMENTAL US LARGE CO. INDEX ETF | SCHWAB FDT US LG | 808524771 | 737,865 | 13,435 | SH | SOLE | 0 | 0 | 13,435 | ||
SCHWAB FUNDAMENTAL US SMALL CO. INDEX ETF | SCHWAB FDT US SC | 808524763 | 272,504 | 5,599 | SH | SOLE | 0 | 0 | 5,599 | ||
SCHWAB INTERNATIONAL EQUITY ETF | INTL EQTY ETF | 808524805 | 364,024 | 10,460 | SH | SOLE | 0 | 0 | 10,460 | ||
SCHWAB INTL SMALL CAP ETF | INTL SCEQT ETF | 808524888 | 22,832,522 | 677,322 | SH | SOLE | 0 | 0 | 677,322 | ||
SCHWAB STRATEGIC TR US LRG CAP ETF | US LRG CAP ETF | 808524201 | 1,748,463 | 36,148 | SH | SOLE | 0 | 0 | 36,148 | ||
SCHWAB U.S. MID-CAP ETF | US MID-CAP ETF | 808524508 | 2,853,275 | 42,053 | SH | SOLE | 0 | 0 | 42,053 | ||
SCHWAB US LARGE CAP GROWTH ETF | US LCAP GR ETF | 808524300 | 1,254,808 | 19,254 | SH | SOLE | 0 | 0 | 19,254 | ||
SCHWAB US LARGE CAP VALUE ETF | US LCAP VA ETF | 808524409 | 760,695 | 11,600 | SH | SOLE | 0 | 0 | 11,600 | ||
SPDR S&P 500 ETF TRUST | TR UNIT | 78462F103 | 1,887,505 | 4,611 | SH | SOLE | 0 | 0 | 4,611 | ||
SPDR SER TR S&P DIVID ETF | S&P DIVID ETF | 78464A763 | 483,660 | 3,910 | SH | SOLE | 0 | 0 | 3,910 | ||
VANGUARD DIVIDEND APPRECIATION ETF | DIV APP ETF | 921908844 | 271,982 | 1,766 | SH | SOLE | 0 | 0 | 1,766 | ||
VANGUARD EXTENDED MARKET ETF | EXTEND MKT ETF | 922908652 | 7,308,958 | 52,132 | SH | SOLE | 0 | 0 | 52,132 | ||
VANGUARD FTSE DEVELOPED MARKETS ETF | FTSE DEV MKT ETF | 921943858 | 3,401,373 | 75,302 | SH | SOLE | 0 | 0 | 75,302 | ||
VANGUARD FTSE EMERGING MARKETS ETF | FTSE EMR MKT ETF | 922042858 | 2,379,785 | 58,906 | SH | SOLE | 0 | 0 | 58,906 | ||
VANGUARD GROWTH ETF | GROWTH ETF | 922908736 | 20,907,285 | 83,817 | SH | SOLE | 0 | 0 | 83,817 | ||
VANGUARD HIGH DIVIDEND YIELD | HIGH DIV YLD | 921946406 | 1,534,275 | 14,543 | SH | SOLE | 0 | 0 | 14,543 | ||
VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETF | MCAP VL IDXVIP | 922908512 | 10,273,600 | 76,629 | SH | SOLE | 0 | 0 | 76,629 | ||
VANGUARD MID CAP | MID CAP ETF | 922908629 | 2,569,443 | 12,182 | SH | SOLE | 0 | 0 | 12,182 | ||
VANGUARD MID-CAP GROWTH ETF | MCAP GR IDXVIP | 922908538 | 2,052,373 | 10,531 | SH | SOLE | 0 | 0 | 10,531 | ||
VANGUARD S&P 500 ETF | S&P 500 ETF | 922908363 | 13,890,105 | 36,935 | SH | SOLE | 0 | 0 | 36,935 | ||
VANGUARD SMALL CAP ETF | SMALL CP ETF | 922908751 | 1,279,127 | 6,748 | SH | SOLE | 0 | 0 | 6,748 | ||
VANGUARD SMALL CAP VALUE ETF | SM CP VAL ETF | 922908611 | 2,909,057 | 18,324 | SH | SOLE | 0 | 0 | 18,324 | ||
VANGUARD TOTAL INTERNATIONAL STOCK ETF | VG TL INTL STK F | 921909768 | 452,774 | 8,201 | SH | SOLE | 0 | 0 | 8,201 | ||
VANGUARD TOTAL STK MKT | TOTAL STK MKT | 922908769 | 4,073,336 | 19,958 | SH | SOLE | 0 | 0 | 19,958 | ||
VANGUARD VALUE ETF | VALUE ETF | 922908744 | 4,364,915 | 31,605 | SH | SOLE | 0 | 0 | 31,605 |