The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities |
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1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
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0001811927 |
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Name of Issuer | |||||||||||||||
Legendary A-1 Bonds, LLC | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
DELAWARE | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
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Legendary A-1 Bonds, LLC | |||
Street Address 1 | Street Address 2 | ||
1635 43RD STREET S, SUITE 205 | |||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
FARGO | NORTH DAKOTA | 58103 | 701-630-6500 |
3. Related Persons
Last Name | First Name | Middle Name |
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Maple | Corey | R. |
Street Address 1 | Street Address 2 | |
1635 43rd Street S, Suite 205 | ||
City | State/Province/Country | ZIP/PostalCode |
Fargo | NORTH DAKOTA | 58103 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Chief Executive Officer and Secretary of the Issuer, and manager of Legendary Capital, LLC, the Sole Member of the IssuerLast Name | First Name | Middle Name |
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Legendary Capital, LLC | N/A | |
Street Address 1 | Street Address 2 | |
1635 43rd Street S, Suite 205 | ||
City | State/Province/Country | ZIP/PostalCode |
Fargo | NORTH DAKOTA | 58103 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Sole Member of the IssuerLast Name | First Name | Middle Name |
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Leslie | Norman | |
Street Address 1 | Street Address 2 | |
1635 43rd Street S, Suite 205 | ||
City | State/Province/Country | ZIP/PostalCode |
Fargo | NORTH DAKOTA | 58103 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Chief Investment Officer and Treasurer of the Issuer, and manager of Legendary Capital, LLC, the Sole Member of the Issuer.4. Industry Group
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5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range | ||
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No Revenues | No Aggregate Net Asset Value | |||
$1 - $1,000,000 | $1 - $5,000,000 | |||
$1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 | |||
$5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 | |||
$25,000,001 - $100,000,000 | $50,000,001 - $100,000,000 | |||
Over $100,000,000 | Over $100,000,000 | |||
X | Decline to Disclose | Decline to Disclose | ||
Not Applicable | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
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7. Type of Filing
New Notice | Date of First Sale | X | First Sale Yet to Occur | |||||
X | Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? |
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9. Type(s) of Securities Offered (select all that apply)
Equity | Pooled Investment Fund Interests | ||
X | Debt | Tenant-in-Common Securities | |
Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities | ||
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | Other (describe) | ||
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
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Clarification of Response (if Necessary):
11. Minimum Investment
Minimum investment accepted from any outside investor | $10,000 | USD |
12. Sales Compensation
Recipient |
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M&A Group LLC | 144909 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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900 IDS Center | 80th South 8th Street | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Minneapolis | MINNESOTA | 55402 | |||||
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Recipient |
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CENTER STREET SECURITIES INC | 26898 | ||||||||||||||
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None | None | ||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||
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2 INTERNATIONAL PLAZA | SUITE 301 | ||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||
NASHVILLE | TENNESSEE | 37217 | |||||||||||||
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Recipient |
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GREAT POINT CAPITAL LLC | 114203 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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200 WEST JACKSON BLVD. | SUITE 1000 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
CHICAGO | ILLINOIS | 60606 | |||||
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Recipient |
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WHITEHALL-PARKER SECURITIES INC | 10608 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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117 PAUL DRIVE | SUITE B | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
SAN RAFAEL | CALIFORNIA | 94903 | |||||
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Recipient |
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IBN FINANCIAL SERVICES, INC. | 42360 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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404 OLD LIVERPOOL RD | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
LIVERPOOL | NEW YORK | 13088 | |||||
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Recipient |
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JRL CAPITAL CORPORATION | 10225 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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20371 IRVINE AVE | SUITE A-140 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
NEWPORT BEACH | CALIFORNIA | 92660 | |||||
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Recipient |
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NEWBRIDGE SECURITIES CORPORATION | 104065 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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1200 NORTH FEDERAL HIGHWAY | SUITE 400 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
BOCA RATON | FLORIDA | 33432 | |||||
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Recipient |
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NI ADVISORS | 134502 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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1138 CADILLAC COURT | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
MILPITAS | CALIFORNIA | 95035 | |||||
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Recipient |
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TITAN SECURITIES | 131392 | |||||||
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None | None | |||||||
Street Address 1 | Street Address 2 | |||||||
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16775 ADDISON ROAD | SUITE 525 | |||||||
City | State/Province/Country | ZIP/Postal Code | ||||||
ADDISON | TEXAS | 75001 | ||||||
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Recipient |
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LANDOLT SECURITIES INC | 28352 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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41412 N. HWY 83 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
ANTIOCH | ILLINOIS | 60002 | |||||
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Recipient |
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INVICTA CAPITAL LLC | 288101 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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2790 MOSSIDE BOULEVARD | SUITE 530 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
MONROEVILLE | PENNSYLVANIA | 15146 | |||||
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Recipient |
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AMERICAN TRUST INVESTMENT SERVICES, INC. | 3001 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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1244 119TH STREET | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
WHITING | INDIANA | 46394 | |||||
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Recipient |
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DEMPSEY LORD SMITH LLC | 141238 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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901 N BROAD STREET | 141,238 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
ROME | GEORGIA | 30161 | |||||
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Recipient |
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LION STREET FINANCIAL LLC | 165828 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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515 CONGRESS AVE | SUITE 2500 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
AUSTIN | TEXAS | 78701 | |||||
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Recipient |
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WESTPARK CAPITAL INC | 39914 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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1900 AVENUE OF THE STARS | SUITE 310 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
LOS ANGELES | CALIFORNIA | 90067 | |||||
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Recipient |
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PEAK BROKERAGE SERVICES LLC | 157045 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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1070 EAST INDIANTOWN ROAD | SUITE 208 - 210 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
JUPITER | FLORIDA | 33477 | |||||
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Recipient |
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INFINITY FINANCIAL SERVICES | 144302 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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212 9TH STREET | SUITE 202 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
OAKLAND | CALIFORNIA | 94607 | |||||
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13. Offering and Sales Amounts
Total Offering Amount | $50,000,000 | USD |
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Total Amount Sold | $13,383,930 | USD | ||||
Total Remaining to be Sold | $36,616,070 | USD |
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Clarification of Response (if Necessary):
14. Investors
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |||
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
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15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $3,000,000 | USD |
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Finders' Fees | $0 | USD |
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Clarification of Response (if Necessary):
Estimate of sales commissions, dealer manager fee, and due diligence fee.16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
$250,000 | USD |
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Clarification of Response (if Necessary):
Estimate of organizational expenses that may accrue to one or more Related Persons.Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
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Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
Issuer | Signature | Name of Signer | Title | Date |
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Legendary A-1 Bonds, LLC | Corey R. Maple | Corey R. Maple | Manager of Legendary Capital LLC, sole member of Issuer | 2021-04-09 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.