SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 05/18/2020 | 3. Issuer Name and Ticker or Trading Symbol QUIDEL CORP /DE/ [ QDEL ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 4,390 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Options (Right to Buy) | (1) | 02/05/2025 | Common Stock | 1,954 | 23.41 | D | |
Non-Qualified Stock Options (Right to Buy) | (2) | 02/10/2026 | Common Stock | 3,910 | 15.4 | D | |
Non-Qualified Stock Options (Right to Buy) | (3) | 02/15/2027 | Common Stock | 1,349 | 21.08 | D | |
Non-Qualified Stock Options (Right to Buy) | (4) | 01/16/2028 | Common Stock | 1,727 | 46.41 | D | |
Non-Qualified Stock Options (Right to Buy) | (5) | 02/04/2029 | Common Stock | 3,322 | 59.12 | D | |
Non-Qualified Stock Options (Right to Buy) | (6) | 02/03/2030 | Common Stock | 2,609 | 77.16 | D | |
Non-Qualified Stock Options (Right to Buy) | (7) | 03/30/2030 | Common Stock | 1,737 | 103.64 | D | |
Restricted Stock Units | 02/15/2021 | 02/15/2021 | Common Stock | 675 | 0.00(8) | D | |
Restricted Stock Units | 06/12/2021 | 06/12/2021 | Common Stock | 2,000 | 0.00(8) | D | |
Restricted Stock Units | 01/16/2022 | 01/16/2022 | Common Stock | 1,727 | 0.00(8) | D | |
Restricted Stock Units | 02/04/2023 | 02/04/2023 | Common Stock | 1,661 | 0.00(8) | D | |
Restricted Stock Units | (9) | (9) | Common Stock | 2,609 | 0.00(8) | D | |
Restricted Stock Units | (10) | (10) | Common Stock | 1,736 | 0.00(8) | D |
Explanation of Responses: |
1. 977 shares vested on 02/05/2018 and 977 shares vested on 02/05/2019. |
2. 1,956 shares vested on 02/10/2018; 977 shares vested on 02/10/2019; and 977 shares vested on 02/10/2020. |
3. 675 shares vested on 02/15/2019; 337 shares vested on 02/15/2020; and 337 shares will vest on 02/15/2021. |
4. 864 shares will vest on 01/16/2021 and 863 shares will vest on 01/16/2022. |
5. 1,662 shares will vest on 02/04/2021; 830 shares will vest on 02/04/2022; and 830 shares will vest on 02/04/2023. |
6. 653 shares will vest on 02/03/2021; 652 shares will vest on 02/03/2022; 652 shares will vest on 02/03/2023; and 652 shares will vest on 02/03/2024. |
7. 435 shares will vest on 03/30/2021; 434 shares will vest on 03/30/2022; 434 shares will vest on 03/30/3023; and 434 shares will vest on 03/30/2024. |
8. Each restricted stock unit represents the right to receive one share of Quidel Corporation common stock. |
9. 653 shares will vest on 02/03/2021; 652 shares will vest on 02/03/2022; 652 shares will vest on 02/03/2023; and 652 shares will vest on 02/03/2024. |
10. 434 shares will vest on 03/30/2021; 434 shares will vest on 03/30/2022; 434 shares will vest on 03/30/2023; and 434 shares will vest on 03/30/2024. |
Remarks: |
Robert J. Bujarski, attorney-in-fact for William J. Ferenczy | 05/27/2020 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |