As filed with the Securities and Exchange Commission on July 7, 2020
File No. 024-11227
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 1-A
(Amendment No. 2)
REGULATION A OFFERING CIRCULAR
UNDER THE SECURITIES ACT OF 1933
MASTERWORKS 016, LLC
(Exact name of issuer as specified in its charter)
Delaware
(State of other jurisdiction of incorporation or organization)
497 Broome Street
New York, New York 10013
Phone: (203) 518-5172
(Address, including zip code, and telephone number,
including area code of issuer’s principal executive office)
Joshua B. Goldstein
General Counsel and Secretary
Masterworks 016, LLC
497 Broome Street
New York, New York 10013
Phone: (203) 518-5172
(Name, address, including zip code, and telephone number,
including area code, of agent for service)
Copy to:
Laura Anthony, Esq.
Craig D. Linder, Esq.
Anthony L.G., PLLC
625 N. Flagler Drive, Suite 600
West Palm Beach, FL 33401
Phone: (561) 514-0936
Fax: (561) 514-0832
7380 | 85-1144500 | |
(Primary Standard Industrial Classification Code Number) | (I.R.S. Employer Identification Number) |
EXPLANATORY NOTE
This Amendment No. 2 (“Amendment No. 2”) to the offering statement on Form 1-A (the “Form 1-A”) of Masterworks 016, LLC (the “Company”) has been filed pursuant to Rule 252(f)(1)(iii) promulgated under the Securities Act of 1933, as amended, for the purpose of filing Exhibit 6.3. No other changes have been made to the Company’s offering statement on Form 1-A, as amended, including to Part I or Part II of Form 1-A since the filing of Amendment No. 1 to the offering statement on Form 1-A filed on July 6, 2020, other than updating the name of the underwriter in Part I, in accordance with the underwriter’s recent name change from SDDco Brokerage Advisors LLC to Independent Brokerage Solutions LLC.
PART III – EXHIBITS
Index to Exhibits
* Filed Previously
** Filed herewith
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Pursuant to the requirements of Regulation A, the registrant has duly caused this Amendment No. 2 to Form 1-A to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on July 7, 2020.
Masterworks 016, LLC | ||
By: | /s/ Joshua B. Goldstein | |
Joshua B. Goldstein | ||
General Counsel and Secretary |
Pursuant to the requirements of Regulation A, this Amendment No. 2 to Form 1-A has been signed by the following persons in the capacities indicated on July 7, 2020.
Name | Title | |
* | Chief Executive Officer of Masterworks 016, LLC | |
Nigel S. Glenday | (Principal Executive Officer) | |
* | Chief Financial Officer and Member of the Board of Managers of Masterworks 016, LLC | |
Nigel S. Glenday | (Principal Financial Officer and Principal Accounting Officer) | |
/s/ Joshua B. Goldstein | General Counsel, | |
Joshua B. Goldstein | Secretary and Member of the Board of Managers of Masterworks 016, LLC | |
* | Member of Board of Managers; | |
Eli D. Broverman | Independent Manager of Masterworks 016, LLC |
* By: | /s/ Joshua B. Goldstein | |
Joshua B. Goldstein | ||
Attorney-in-fact |
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