UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23582
Modern Capital Funds Trust
(Exact name of registrant as specified in charter)
1050 Johnnie Dobbs Blvd., Suite 2470, Mt. Pleasant, SC 29465
(Address of principal executive offices) (Zip code)
The Corporation Trust Company
Corporation Trust Center, 1209 Orange Street
Wilmington, DE 19801
(Name and address of agent for service)
Registrant's telephone number, including area code: 252-972-9922
Date of fiscal year end: March 31
Date of reporting period: July 1, 2022 - June 30, 2023
| MODERN CAPTIAL FUNDS TRUST Proxy Votes Q3 2022 |
| BNY Mellon High Yield Strategies Fund | ||||
| Security | BNY Mellon High Yield Strategies Fund | Meeting Type | Special | |
| Ticker | DHF | Meeting Date | 10/13/2022 | |
| Record Date | 8/16/2022 | |||
| Item | Proposal | Type | Vote | Mgt. Rec |
| E1 | Approve Sub Advisor agreement with Alcentra NY, LLC | Management/Shareholder | For | For |
| Virtusallianzgi Conv & Income FD II Com | ||||
| Security | Virtusallianzgi Conv & Income FD II | Meeting Type | Special | |
| Ticker Symbol | NCZ | Meeting Date | 9/27/2022 | |
| Record Date 8/1/2022 | 8/1/2022 | |||
| Item Proposal | Proposal | Type | Vote | Mgt. Rec |
| E1 | Approve Sub Advisor agreement with Voya Investment Management Co., LLC | Management/Shareholder | For | For |
| E2 | To consider and vote upon adjournments | Management/Shareholder | For | For |
| EV Tax-Managed GBL Diversified Eq Inc FD | ||||
| Security | EV Tax-Managed GBL Diversified E | Meeting Type | Annual | |
| Ticker Symbol | XEXGX | Meeting Date | 8/11/2022 | |
| Record Date | 5/31/2022 | |||
| Item | Proposal | Type | Vote | Mgt. Rec |
| E1 | Election of Director: Thomas Faust, Jr. | Management/Shareholder | For | For |
| E2 | Election of Director: Cynthia Frost | Management/Shareholder | For | For |
| E3 | Election of Director: Scott Wennerholm | Management/Shareholder | For | For |
| E4 | Election of Director: Nancy Wiser | Management/Shareholder | For | For |
| Virtusallianzgi Conv & Income FD II Com | ||||
| Security | Virtusallianzgi Conv & Income FD II | Meeting Type | Annual | |
| Ticker | NCZ | Meeting Date | 7/12/2022 | |
| Record Date | 5/31/2022 | |||
| Item Proposal | Proposal | Type | Vote | Mgt. Rec |
| E1 | Election of Class I Trustee: William Ogden, IV | Management/Shareholder | For | For |
| E2 | Election of Class I Trustee: Alan Rappaport | Management/Shareholder | For | For |
| E2 | Election of Class I Trustee: Brian Zino | Management/Shareholder | For | For |
| Blackrock Muniyield Quality Fund, Inc. | ||||
| Security | Blackrock Muniyield Quality Fund, In | Meeting Type | Annual | |
| Ticker Symbol | MQY | Meeting Date | 7/25/2022 | |
| Record Date | 6/27/2022 | |||
| Item Proposal | Proposal | Type | Vote | Mgt. Rec |
| E1 | Election of Director: Cynthia Egan | Management/Shareholder | For | For |
| E2 | Election of Director: Robert Fairbairn | Management/Shareholder | For | For |
| E3 | Election of Director: Stayce Harris | Management/Shareholder | For | For |
| Blackrock Muniyield Quality Fund, Inc. (Second Holding) | ||||
| Security | Blackrock Muniyield Quality Fund, In | Meeting Type | Annual | |
| Ticker Symbol | MQY | Meeting Date | 7/25/2022 | |
| Record Date | 5/27/2022 | |||
| Item Proposal | Proposal | Type | Vote | Mgt. Rec |
| E1 | Election of Director: Cynthia Egan | Management/Shareholder | For | For |
| E2 | Election of Director: Robert Fairbairn | Management/Shareholder | For | For |
| E3 | Election of Director: Stayce Harris | Management/Shareholder | For | For |
| Blackrock Enhanced Equity Dividend TR | ||||
| Security | Blackrock Enhanced Equity Dividend | Meeting Type | Annual | |
| Ticker | BDJ | Meeting Date | 7/25/2022 | |
| Record Date | 5/27/2022 | |||
| Item | Proposal | Type | Vote | Mgt. Rec |
| E1 | Election of Director: Cynthia Egan | Management/Shareholder | For | For |
| E2 | Election of Director: Robert Fairbairn | Management/Shareholder | For | For |
| E3 | Election of Director: Stayce Harris | Management/Shareholder | For | For |
| Blackrock ESG Capital Allocation | ||||
| Security | Blackrock ESG Capital Allocation | Meeting Type | Annual | |
| Ticker | ECAT | Meeting Date | 7/25/2022 | |
| Record Date | 5/27/2022 | |||
| Item | Proposal | Type | Vote | Mgt. Rec |
| E1 | Election of Director: Frank Fabozzi | Management/Shareholder | For | For |
| E2 | Election of Director: Robert Fairbairn | Management/Shareholder | For | For |
| E3 | Election of Director: Phillip Holloman | Management/Shareholder | For | For |
MODERN CAPTIAL FUNDS TRUST
| |||||||||||||||
| BNY Mellon High Yield Strategies Fund | |||||||||||||||
| Security | BNY Mellon High Yield Strategies Fund | Meeting Type | Special | ||||||||||||
| Ticker Symbol | DHF | Meeting Date | 10/13/2022 | ||||||||||||
| Record Date | 10/12/2022 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1 | To approve a sub-investment advisory agreement between BNY Mellon Investment Advisor, Inc on behalf of the fund, and Alcentra NY, LLC | Management/Shareholder | For | For | |||||||||||
| Edenor S.A. | |||||||||||||||
| Security | Edenor S.A. | Meeting Type | Special | ||||||||||||
| Ticker Symbol | GRFS | Meeting Date | 11/2/2022 | ||||||||||||
| Record Date | 10/26/2022 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1 | Appointment of two shareholders to approve and sign the Minutes"; As regards the first item of the Agenda: | Management/Shareholder | For | For | |||||||||||
| Move th Shareholders' meeting to appoint the representatives of Empresa do Energia del Cono Sur SA, and | |||||||||||||||
| FGS-ANSES to sign the Minutes. | |||||||||||||||
| 2 | Appoint of one regular director and three alternate directors representing Class B and Class C"; As regards the second item of the Agenda: | Management/Shareholder | For | For | |||||||||||
| Propose to the Class B and C Shareholders' Meeting to support the proposal for the appointment of regular director and alternate directors | |||||||||||||||
| duly made by the shareholder FGS-ANSES | |||||||||||||||
| 3 | "Amendment to Sections 4, 13, 23 and 33 of the By-laws, ad referendum of its approval by the relevant administrative authorities. Drafting | Management/Shareholder | For | For | |||||||||||
| of a new Amended Text"; As regards the third item of the Agenda: The Board resolved to propose the Sharehodlers' Meeting to draft sections | |||||||||||||||
| 4, 13, 23 an 33 of the By-laws as follows, ad referendum of its approval by the relevant adminsitrative authorities, and to approve an ordered | |||||||||||||||
| text of the By-laws containing the proposed modifications…(due to space limits, see proxy material for ull proposal) | |||||||||||||||
| 4 | "Granting of authorizations to carry out any proceedings and filings required to obtain. Relevant registrations"; As regards the fourth item | Management/Shareholder | For | For | |||||||||||
| of the Agenda: The Board resolved to propose Shareholders' Meeting to grant the relevant authorizations to Maria Jose Van Morlegan, | |||||||||||||||
| Gabriela Laura Chillari, and Sofia de los Angeles Conti, to any of them, acting on behalf of the Company, register the resolutions passed | |||||||||||||||
| by the Shareholder' Meeting and to carry out any necessary filings and acts before…(due to space limits, see proxy material for ull proposal) | |||||||||||||||
| SRH Total Return Fund | |||||||||||||||
| Security | SRH TOTAL RETURN FUND | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | STEW | Meeting Date | 11/17/2022 | ||||||||||||
| Record Date | 11/16/2022 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1 | Vote Board of Directors | Management/Shareholder | For all | For | |||||||||||
| Tortoise Midstrm Energy Fund | |||||||||||||||
| Security | Tortoise Midstrm Energy Fund | Meeting Type | Tender Offer | ||||||||||||
| Ticker Symbol | NTG | Meeting Date | N/A | ||||||||||||
| Record Date | 10/28/2022 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1 | Option 1: Tender Shares | Management/Shareholder | For | For | |||||||||||
| Vista Energy SAB DE CV | |||||||||||||||
| Security | Vista Energy SAB DE CV | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | 1CIA.SG | Meeting Date | 12/7/2022 | ||||||||||||
| Record Date | 11/30/2022 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1 | Ratification of the reduction of the variable part of the capital stock of the Company, as approved by the Board of Directors | Management/Shareholder | For | None | |||||||||||
| of the Company; associated resolutions | |||||||||||||||
| 2 | Presentation, discussion, and, as the case may be, approval of the Company's non-consolidated specail financial statements as of September | Management/Shareholder | For | None | |||||||||||
| 30, 2022. | |||||||||||||||
| 3 | Presentation, discussion, and, as the case may be, approval of the icrease in the maximum amount of funds that may be used for the purchase | Management/Shareholder | For | None | |||||||||||
| of the Company's shares (or securities representing such shares), pursuant to Article 56 section IV of the LMV, for an additional amount | |||||||||||||||
| of US$26,626 million. | |||||||||||||||
| 4 | Appointment of dleegates to comply with resolutions and, as the case may be, formalize th resolutions adopted at the Ordinary General | Management/Shareholder | For | None | |||||||||||
| Shareholders' Meeting; associated resolutions. | |||||||||||||||
| DESPEGAR.COM, CORP. | |||||||||||||||
| Security | DESPEGAR.COM, CORP. | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | DESPEGAR.COM, CORP. | Meeting Date | 12/6/2022 | ||||||||||||
| Record Date | 12/5/2022 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1.1 | Election of Class II Director: Martin Rastellino | Management/Shareholder | For | For | |||||||||||
| 1.2 | Election of Class II Director: Mario Eduardo Vazquez | Management/Shareholder | For | For | |||||||||||
| 2 | To ratify the re-appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022 | Management/Shareholder | For | For | |||||||||||
| MEXICO EQUITY AND INCOME FUND, INC.-COM | |||||||||||||||
| Security | MEXICO EQUITY AND INCOME FUND, INC.-COM | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MXE | Meeting Date | 12/14/2022 | ||||||||||||
| Record Date | 12/13/2022 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1a | To elect the below named nominee as Class III Director to hold office for the time period relating to such nominee's class and until his | Management/Shareholder | For | For | |||||||||||
| successor has been duly elected and qualified: Glenn Goodstein | |||||||||||||||
| 1b | To elect the below named nominee as Class III Director to hold office for the time period relating to such nominee's class and until his | Management/Shareholder | For | For | |||||||||||
| successor has been duly elected and qualified: Gereald Hellerman | |||||||||||||||
| 2 | To amend the Fund's fundamental investment restriction related to borrowing or issuing senior securities to allow borrowing and issuing | Management/Shareholder | For | For | |||||||||||
| as permitted by the Investment Company Act of 1940 (the "1940 Act"), or any rule or order thereunder. | |||||||||||||||
MODERN CAPTIAL FUNDS TRUST
| ||||||||
| Nexpoint Diversified Real Estate Trust | ||||||||
| Security | Nexpoint Diversified Real Estate Trust | Meeting Type | Special | |||||
| Ticker Symbol | NXDT | Meeting Date | 1/30/2023 | |||||
| Record Date | 1/29/2023 | |||||||
| Item Proposal | Type | Vote | Mgt. Rec | |||||
| 1 | To consider and vote upon a Long Term Incentive Plan for the company's trustees, officers and key employees | Management/Shareholder | For | For | ||||
| Toronto Dominion Bank | ||||||||
| Security | Toronto Dominion Bank | Meeting Type | Annual | |||||
| Ticker Symbol | TD | Meeting Date | 4/20/2023 | |||||
| Record Date | 2/21/2023 | |||||||
| Item Proposal | Type | Vote | Mgt. Rec | |||||
| 1 | Election of Directors | Management/Shareholder | For All | For | ||||
| 2 | Appointment of auditor named in managed circular | Management/Shareholder | For | For | ||||
| 3 | Approach to executive compensation disclosed in the report of the Human Resources Committee and approach to executive compensation sections of the management proxy circular | Management/Shareholder | For | For | ||||
| Doubline Yield Opportunities Fund | ||||||||
| Security | Doubline Yield Opportunities Fund | Meeting Type | Annual | |||||
| Ticker Symbol | DLY | Meeting Date | 2/24/2023 | |||||
| Record Date | 2/23/2023 | |||||||
| Item | Proposal | Type | Vote | Mgt. Rec | ||||
| 1 | Election of Class III Trustee John C Salter | Management/Shareholder | For | For | ||||
| PGIM | Global High Yield Fund | |||||||
| Security | PGIM Global High Yield Fund | Meeting Type | Annual | |||||
| Ticker Symbol | GHY | Meeting Date | 3/29/2023 | |||||
| Record Date | 3/28/2023 | |||||||
| Item | Proposal | Type | Vote | Mgt. Rec | ||||
| 1 | Election of Class II Director Kevin J Bannon | Management/Shareholder | For | For | ||||
| 2 | Election of Classs II Director Keith F Hartstein | Management/Shareholder | For | For | ||||
| 3 | Election of Class II Director Grace C Torres | Management/Shareholder | For | For | ||||
| 4 | Ratify the appointment of PricewaterhouseCoopers LLP as the fund's independent registered public accountant for the fiscal year ending July 31,2023 | Management/Shareholder | For | For | ||||
| MODERN CAPTIAL FUNDS TRUST Proxy Votes Q2 2023 | |||||||||||||||
| Kayne Anderson Nextgen ENRGY&INFRA | |||||||||||||||
| Security | Kayne Anderson Nextgen ENRGY&INFRA | Meeting Type | Special | ||||||||||||
| Ticker Symbol | KMF | Meeting Date | 4/4/2023 | ||||||||||||
| Record Date | 4/3/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1A. | Election of Director for a term of three years: William R Cordes | Management/Shareholder | For | For | |||||||||||
| 1B. | Election of Director for a term of three years: Barry R Pearl | Management/Shareholder | For | For | |||||||||||
| 1C. | Election of Director for a term of three years: Carita S Walker | Management/Shareholder | For | For | |||||||||||
| 2 | The ratification of the selection of PriceWaterHouseCoopers LLP as KMF's Independent registered public accounting firm for the fiscal year ending Nobember 30, 2023 | Management/Shareholder | For | For | |||||||||||
| EV-Risk Managed DIV Equity Inc FD Com | |||||||||||||||
| Security | EV-Risk Managed DIV Equity Inc FD Com | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ETJ | Meeting Date | 4/12/2023 | ||||||||||||
| Record Date | 4/11/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1a. | Vote Board of Directors: Election of Director Thomas E Faust Jr, Cynthia E Frost, Keith Quinton, Scott E. Wennerholm | Management/Shareholder | For ALL | For ALL | |||||||||||
| EV Tax-Managed GBL buy-write OPP FD Com | |||||||||||||||
| Security | EV Tax-Managed GBL buy-write OPP FD Com | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ETV | Meeting Date | 4/12/2023 | ||||||||||||
| Record Date | 4/11/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1a. | Vote Board of Directors: Election of Director Alan C Bowser, Mark R Fetting, Valerie A Mosley, Marcu L Smith | Management/Shareholder | For ALL | For ALL | |||||||||||
| Adams Diversified Equity Fund Inc | |||||||||||||||
| Security | Adams Diversified Equity Fund Inc | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ADX | Meeting Date | 4/20/2023 | ||||||||||||
| Record Date | 4/19/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1 | Vote Board of Directors: Election of Director Kenneth J Dale, Frederic A Escherich, James P Haynie, Mary C Jammet, Lauriann C Kloppenburg, Jane Musser Nelson, Mark E Stoeckle | Management/Shareholder | For ALL | For ALL | |||||||||||
| 2 | Ratification of the selection of PriceWaterHouseCoopers LLP as Independent public auditors | Management/Shareholder | For | For | |||||||||||
| Clearbridge Energy Midstream Opp FD Inc | |||||||||||||||
| Security | Clearbridge Energy Midstream Opp FD Inc | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | EMO | Meeting Date | 4/20/2023 | ||||||||||||
| Record Date | 4/13/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1a. | Election at the annual meeting of the individual nominated by Saba Capital: 2023 Nominee Paul Kazarian | Management/Shareholder | For | For | |||||||||||
| 1b. | Election by the holders of preferred shares at the annual meeting of the individual nominated by the Fund (the "Preferred Shares Nominee") | Management/Shareholder | For | For | |||||||||||
| 2 | To ratify the selection of PriceWaterHouseCoopers LLP as independent registered public accountant of the fund for the fiscal year ending November 30, 2023 | Management/Shareholder | For | For | |||||||||||
| EDENOR S.A | |||||||||||||||
| Security | EDENOR S.A | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | EDN | Meeting Date | 4/20/2023 | ||||||||||||
| Record Date | 4/13/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1 | Appointment of two shareholders to approve and sign the minutes | Management/Shareholder | For | For | |||||||||||
| 2 | Consideration of the Board of Directors' Annual Report and Coporate Governance Report, General Balance Sheet, Statement of Income, Statement of Changes in Shareholders Equity, Statement of Cash Flows, Notes of the Financial Statements, Schedules and supplementarty information, Informative Report and Information as required under BYMAS's Regulations and under CNV's Rules Reports of the Certifying Accountant and the Supervisory Commitee as of December 31,2022 | Management/Shareholder | For | For | |||||||||||
| 3 | Allocation of profits for the fiscal year ended December 31, 2022 | Management/Shareholder | For | For | |||||||||||
| 4 | Consideration of the Board of Directors performance during the fiscal year ended December 31 2022 | Management/Shareholder | For | For | |||||||||||
| 5 | Consideration of the Company's Supervisory Committee's performance during the fiscal year ended December 31 2022 | Management/Shareholder | For | For | |||||||||||
| 6 | Consideration of compensation payable to members of the Board of Directors ($208,656,483.16) and Supervisory Committee ($8,970.000) for the fiscal in excess of Article 261 of Law 19,550 as ammended, for the iscal year ended December 31, 2022 which resulted in a credit computable under the terms of CNV regulations | Management/Shareholder | For | For | |||||||||||
| 7 | Appointment of twelve (12) regular directors and twelve (12) alternate directors; seven (7) regular directors and seven (7) alternate directors holding Class A shares, five (5) regular directors and five (5) alternate directors holding classes B and C shares, jointly | Management/Shareholder | For | For | |||||||||||
| 8 | Appointment of three (3) regular members and three (3) alternate members of the Supervisory Committee, two (2) regular members and two (2) alternate members holding class A shares and one (1) regular member and one (1) alternate member holding classes B and C shares jointly | Management/Shareholder | For | For | |||||||||||
| 9 | Decision regarding the Certifying Accountant fees payable for the fiscal year ended December 31,2022 | Management/Shareholder | For | For | |||||||||||
| 10 | Appointment of an Argentine Certified Public Accountant who shall certify the Financial Statements of the fiscal year commenced on January 1 2023 Assessment of fees payable to the Certified Public Accountant | Management/Shareholder | For | For | |||||||||||
| 11 | Consideration of the budget of the Audit Committee and the Board of Directors Executive Board for 2023 fiscal year | Management/Shareholder | For | For | |||||||||||
| 12 | Consideration of the conversion of 355.945 Class C Shares into Class B shares as part of the conclusion of the Employee Stock Ownership Program. Request for authorization before the CNV, BYMA and any other corresponding regulator and market, for the approval of the transfer of public offering of marketable securities, under the terms of title II, chapter 1, article 6 of the CNV's regulations and article 32 to 35 of BYMA's listing regulations | Management/Shareholder | For | For | |||||||||||
| 13 | Granting of authorizations to carry out any proceddings and filings required to obtain relevant registrations | Management/Shareholder | For | For | |||||||||||
| Banco Santander Brasil S.A | |||||||||||||||
| Security | Banco Santander Brasil S.A | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BSBR | Meeting Date | 4/28/2023 | ||||||||||||
| Record Date | 4/24/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1 | to TAKE the management accounts, examine, discuss and vote on the Company's Financial Statement related to the fiscal year ended on December 31, 2022, accompanied by the Management Report, the balance sheet, other parts of the financial statements, external auditors opinion and the Audit Committee Report | Management/Shareholder | For | For | |||||||||||
| 2 | to DECIDE on the allocation of net income for the year 2022 and the distribution of dividends | Management/Shareholder | For | For | |||||||||||
| 3 | to FIX the numbers of members that will compose the Board of Directors in the mandate from 2023 to 2025 | Management/Shareholder | For | For | |||||||||||
| 4a | to ELECT the members of the Company's Board of Directors for a termn of office from 2023 to 2025: Deborah Stern Vietas, Jose Antonion Alvarez Alvarez,Angel Santodomingo Martell, Deborah Patricia Wright, Ede Illson Viani, Jose de Paiva Ferreira, Jose Garcia Cantera, Marila Artimonte Rocca, Mario Roberto Opice Leao, Pedro Augusto de Melo | Management/Shareholder | For | For | |||||||||||
| 4b | If one of the candidates that compose the slate fails to integrate it, your votes continue to be conferred to the slate | Management/Shareholder | For | For | |||||||||||
| 5 | to FIX the annual global compensation of the Company's management and members of Audit Committee | Management/Shareholder | For | For | |||||||||||
| Western Asset Inter Muni Inc Com | |||||||||||||||
| Security | Western Asset Inter Muni Inc Com | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SBI | Meeting Date | 4/14/2023 | ||||||||||||
| Record Date | 4/13/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1.1 | Election of Class III Director to serve until the 2026 Daniel P Cronin | Management/Shareholder | For | For | |||||||||||
| 1.2 | Election of Classs III Director to serve until the 2026 Nisha Kumar | Management/Shareholder | For | For | |||||||||||
| 2 | To ratify the selection of PriceWaterHouseCoopers LLP as the funds independent registered public accountants for the fiscal year ending November 30, 2023 | Management/Shareholder | For | For | |||||||||||
| BrandywineGlobal Income Opp | |||||||||||||||
| Security | BrandywineGlobal Income Opp | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BWG | Meeting Date | 4/14/2023 | ||||||||||||
| Record Date | 4/13/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1.1 | Election of Classs III Director to serve until the 2026 Nisha Kumar | Management/Shareholder | For | For | |||||||||||
| 1.2 | Election of Classs III Director to serve until the 2026 Jane Trust | Management/Shareholder | For | For | |||||||||||
| 1.3 | To ratify the selection of PriceWaterHouseCoopers LLP as the funds independent registered public accountants for the fiscal year ending October 31, 2023 | Management/Shareholder | For | For | |||||||||||
| Clearbridge Energy Midstream Opp FD Inc | |||||||||||||||
| Security | Clearbridge Energy Midstream Opp FD Inc | Meeting Type | Contested Annual | ||||||||||||
| Ticker Symbol | BWG | Meeting Date | 4/14/2023 | ||||||||||||
| Record Date | 4/13/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1a. | Election of Class III Director: Robert D. Agdern | Management/Shareholder | For | For | |||||||||||
| 2 | To ratify the selection of PriceWaterHouseCoopers LLP as independent registered public accountant of the fund for the fiscal year ending November 30, 2023 | Management/Shareholder | For | For | |||||||||||
| The Toronto Dominion Bank | |||||||||||||||
| Security | The Toronto Dominion Bank | Meeting Type | Contested Annual | ||||||||||||
| Ticker Symbol | TD | Meeting Date | 4/20/2023 | ||||||||||||
| Record Date | 4/18/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| A | Election of Directors: Cherie Brant, Amy W. Brinkley, Brian C. Ferguson, Colleen A. Goggins, David E. Kepler, Brian M. Levitt, Alan N. MacGibbon, Karen E. Maidment, Bharat B. Masrani, Claude Mongeau, S. Jane Rowe, Nancy G. Tower, Ajay Virmani, Mary Winston | Management/Shareholder | For | For | |||||||||||
| B | Appointment of auditor named in the management proxy circular | Management/Shareholder | For | For | |||||||||||
| C | Approach to executive compensation disclosed in the report of the Human Resources Committee and approach to executive compensation sections of the management proxy circular | Management/Shareholder | For | For | |||||||||||
| D | Shareholder proposal 1 | Management/Shareholder | Against | Against | |||||||||||
| E | Shareholder proposal 2 | Management/Shareholder | Against | Against | |||||||||||
| F | Shareholder proposal 3 | Management/Shareholder | Against | Against | |||||||||||
| G | Shareholder proposal 4 | Management/Shareholder | Against | Against | |||||||||||
| H | Shareholder proposal 5 | Management/Shareholder | Against | Against | |||||||||||
| I | Shareholder proposal 6 | Management/Shareholder | Against | Against | |||||||||||
| Flaherty&Crumrine Pref and Inc Opp FD | |||||||||||||||
| Security | Flaherty&Crumrine Pref and Inc Opp FD | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PFO | Meeting Date | 4/19/2023 | ||||||||||||
| Record Date | 4/18/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1.1 | Election of Director: Morgan Gust | Management/Shareholder | For | For | |||||||||||
| First Trust/ABRDN Global Opp Inc FD | |||||||||||||||
| Security | First Trust/ABRDN Global Opp Inc FD | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | FAM | Meeting Date | 4/17/2023 | ||||||||||||
| Record Date | 4/16/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1.1. | Election of Class I Trustee for a three year term: Denise M. Keefe | Management/Shareholder | For | For | |||||||||||
| 1.2. | Election of Class I Trustee for a three year term: Robert F. Keith | Management/Shareholder | For | For | |||||||||||
| Grupo Financiero Galicia S.A | |||||||||||||||
| Security | Grupo Financiero Galicia S.A | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | GGAL | Meeting Date | 4/25/2023 | ||||||||||||
| Record Date | 4/18/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1 | Consideration for holding the Shareholders' Meeting by using a videoconference system. Appointment of two shareholders to sign the minutes. | Management/Shareholder | For | For | |||||||||||
| 2 | Examination of the Financial Statements, Income Statement, and other documents as set forth by Section 234, subsection 1 of the General Law of Companies, Annual Report - Integrated Information and Report of the Supervisory Syndics' Committee for the 24th fiscal year ended December 31st, 2022. | Management/Shareholder | For | For | |||||||||||
| 3 | Treatment to be given to the fiscal year's results. Integration of the applicable Legal Reserve. cash dividend distribution for an amount, that inflation adjusted, pursuant to Resolution n7/2018 of the Argentine Securities Exchange Commission, results in Ps. 10,000,000,000.- Integration of a Discretionary Reserve for eventual dividends distribution. | Management/Shareholder | For | For | |||||||||||
| 4 | Discretionary Reserve reversal for eventual distribution of profits for up to Ps. 7510001000,000.-. Granting of authorization to the Board of Directors to reverse, partially or totally the Discretionary Reserve for the payment of a cash dividend or in kind, in this case valued at the market price, or in any combination of both options, in one or more opportunities subject to liquidity conditions, receptions of dividends from subsidiaries and the company's financial condition. | Management/Shareholder | For | For | |||||||||||
| 5 | Approval of the Board of Directors and Supervisory Syndics Committee's performances. | Management/Shareholder | For | For | |||||||||||
| 6 | Consideration of the Supervisory Syndics Committee's compensation | Management/Shareholder | For | For | |||||||||||
| 7 | Consideration of the Board of Directors' compensation | Management/Shareholder | For | For | |||||||||||
| 8 | Granting of authorization to the Board of Directors to make advance payments of directors' fees during the fiscal year started on January 1st, 2023 ad- referendum of the shareholders' meeting that considers the documentation corresponding to said fiscal year | Management/Shareholder | For | For | |||||||||||
| 9 | Election of three syndics and three alternate syndics for one-year term of office | Management/Shareholder | For | For | |||||||||||
| 10 | Determination of the number of directors and alternate directors until reaching | Management/Shareholder | For | For | |||||||||||
| the number of directors determined by the shareholders' meeting. | |||||||||||||||
| 11 | Compensation of the independent accountant certifying the Financial Statements for fiscal year 2022 | Management/Shareholder | For | For | |||||||||||
| 12 | Appointment of the independent accountant and alternate accountant to certify the Financial Statements for fiscal year 2023 | Management/Shareholder | For | For | |||||||||||
| �� | |||||||||||||||
| 13 | Approval of an annual budget for the Audit Committee | Management/Shareholder | For | For | |||||||||||
| Uber | |||||||||||||||
| Security | Uber | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | UBER | Meeting Date | 5/8/2023 | ||||||||||||
| Record Date | 5/7/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1a. | Election of Director: Ronald Sugar | Management/Shareholder | For | For | |||||||||||
| 1b. | Election of Director: Revathi Advaithi | Management/Shareholder | For | For | |||||||||||
| 1c. | Election of Director: Ursula Burns | Management/Shareholder | For | For | |||||||||||
| 1d. | Election of Director: Robert Ecker | Management/Shareholder | For | For | |||||||||||
| 1e. | Election of Director: Amanda Ginsberg | Management/Shareholder | For | For | |||||||||||
| 1f. | Election of Director: Dara Khosrowshahi | Management/Shareholder | For | For | |||||||||||
| 1g. | Election of Director: Wan Ling Martello | Management/Shareholder | For | For | |||||||||||
| 1h. | Election of Director: John Thain | Management/Shareholder | For | For | |||||||||||
| 1i. | Election of Director: David Trujillo | Management/Shareholder | For | For | |||||||||||
| 1j. | Election of Director: Alexander Wynaendts | Management/Shareholder | For | For | |||||||||||
| 2 | Advisory vote to approve 2022 named executive officer compensation | Management/Shareholder | For | For | |||||||||||
| 3 | Ratification of the appointment of PriceWaterHouseCoopers LLP as our independent registered public accounting firm for 2023 | Management/Shareholder | For | For | |||||||||||
| 4 | Stockholder proposal to prepare an indepoendent thrid party audit on Driver health and safety | Management/Shareholder | For | For | |||||||||||
| Vista Energy | |||||||||||||||
| Security | Vista Energy | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | VISTA | Meeting Date | 4/24/2023 | ||||||||||||
| Record Date | 4/17/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1 | Presentation, discussion and if appropriate approval of the company's Chief Executive Officer report prepared in accordance with article 172 of the LGSM and articles 28, section IV and 44, section XI of the securities Market Law), same which includes the presentation of the individual and consolidated financial statements of the Company, together with the external auditors report, in connection with the results of the company, together with the external auditors report, in connection with the results and operations of the Company for the fiscal year (due to space limits, see proxy material for full proposal) | Management/Shareholder | For | For | |||||||||||
| 2 | Presentation, discussion, and, if appropriate, approval of the Company's Board of Directors report pursuant to Article 172, section b) of the LGSM, on the main accounting and reporting policies and criteria used by the Company in the preparation of its financial information. | Management/Shareholder | For | For | |||||||||||
| 3 | Presentation, discussion, and, if appropriate, approval of the Company's Board of Directors report on the operations and activities in which such Board of directors Intervened pursuant to Article 28, section IV, subsection e) of the LMV | Management/Shareholder | For | For | |||||||||||
| 4 | Presentation, discussion, and, if appropriate, approval of the annual reports of the chairmen of the Audit Committee and Corporate Practices Committee regarding the activities carried out by such committees pursuant to Article 43, subsections I and II ofthe LMV. | Management/Shareholder | For | For | |||||||||||
| 5 | Discussion and confirmation of independence of Mr. Gerard Martellozo as an independent member of the Board of Directors of the Company. Board Recommendation | Management/Shareholder | For | For | |||||||||||
| 6 | Proposal, discussion, and, if applicable, approval of the compensation plan for the members of the Board of Directors. | Management/Shareholder | For | For | |||||||||||
| 7 | Proposal, discussion, and, if applicable, approval of the amendment of the maximum amount of funds that may be used for the purchase of the Company's shares (or securities representing such shares) for the fiscal year 2023, to increase from US$20,140,886 approved as of this date, to ussso,000,000, the remainder of which, if applicable, may be used for the same purposes for the fiscal year 2024. | Management/Shareholder | For | For | |||||||||||
| 8 | Appointment of delegates to comply with and, as appropriate, formalize the resolutions adopted at the Annual Ordinary General Shareholders' Meeting; associated resolutions | Management/Shareholder | For | For | |||||||||||
| E1 | Proposal, discussion, and if applicable, approval of certain certain amendments to the Company's bylaws for the purposes of eliminating references and provisions relating to the strategic partner | Management/Shareholder | For | For | |||||||||||
| E2 | Appointment of delegates to comply with and as appropriate, formalize the resolutions adopted at the Extraordinary General Shareholder Meeting; associated resolutions | Management/Shareholder | For | For | |||||||||||
| Banco BBVA Argentina S.A | |||||||||||||||
| Security | Banco BBVA Argentina S.A | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BBVA | Meeting Date | 4/28/2023 | ||||||||||||
| Record Date | 4/23/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1 | Appointment of two shareholders to prepare and sign the meeting minutes together with the first vice chairman of the board | Management/Shareholder | For | For | |||||||||||
| 2 | Consideration of the integrated annual report, inancial statements supplementary information and other accounting information, report of the supervisory committee and auditor report related to corporate fiscal year 148 ended on December 31, 2022 | Management/Shareholder | For | For | |||||||||||
| 3 | Consideration of the management of the board of directors, general manager and the supervisory committee corresponding to the fiscal year 148 ended on December 31, 2022 | Management/Shareholder | For | For | |||||||||||
| 4 | Consideration of the results of the corporate fiscal year 148 ended on December 31, 202. Treatment of the retained results as of December 31, 2022 in the amount of AR$58,825,787.40. It is proposed to apply A) AR$11,765,157,541.08 to legal reserve, B) AR$ 47,060,630,164.32 to the voluntary reserve for future distribution of results pursuant to the Argentine Central Bank Rules on "Distrbituion of Results" | Management/Shareholder | For | For | |||||||||||
| 5 | Partial write-off of the "Optional Reserve for future distributions of Income" in the amount of Ps 35,566,224,479 for the distribution of a dividend to be paid ion cash and/or marketable securities, the latter under the terms approved by the shareholders Meeting dated April 29, 2022, all subjects to the prior authorization of the Argentine Central Bank. Delegation to the Board of Directors of the powers to determine the form, terms, negotiable securities to be delivered (if any) (due to space limits, see proxy materials for full proposal) | Management/Shareholder | For | For | |||||||||||
| 6 | Consideration of the Board remuneration corresponding to the Fiscal Year 148 ended on December 31 2022 | Management/Shareholder | For | For | |||||||||||
| 7 | Consideration of the Supervisory Committee remuneration corresponding to the Fiscal Year 148, ended on Decmber 31, 2022 | Management/Shareholder | For | For | |||||||||||
| 8 | Consideration of the Supervisory Committee remunerate corresponding to the Fiscal Year 148, ended on December 31, 2022 | Management/Shareholder | For | For | |||||||||||
| 9 | Election of Directors, as appropriate depending on what is resolved in respect of the preceding point. Authorization for carrying out the proceedings and filings and registration of the adopted resolutions | Management/Shareholder | For | For | |||||||||||
| 10 | Election of three regular members and three alternate members to integrate the supervisory committee during the current fiscal year | Management/Shareholder | For | For | |||||||||||
| 11 | Appointment of the accountant giving his opinion corresponding to the financial statements for the fiscal year 2023 | Management/Shareholder | For | For | |||||||||||
| 12 | Appointment of the accountant giving his opinion corresponding to the financial statements for the fiscal year 2023 | Management/Shareholder | For | For | |||||||||||
| 13 | Allocation of the budget of the audit committee under Capital Markets Law 26,831 for professional advice | Management/Shareholder | For | For | |||||||||||
| Seven Hills Ralty Trust | |||||||||||||||
| Security | Seven Hills Ralty Trust | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SEVN | Meeting Date | 5/23/2023 | ||||||||||||
| Record Date | 5/22/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1.1 | Election of Trustee (for Managing Trustee in Class 1): Matthew P. Jordan | Management/Shareholder | For | For | |||||||||||
| 1.2 | Election of Trustee (for Independent Trustee in Class I): William A. Lamkin | Management/Shareholder | For | For | |||||||||||
| 2 | Ratification of the appointment of Deloitte & Touche LLP as independent auditors to serve for the 2023 fiscal year | Management/Shareholder | For | For | |||||||||||
| Transportadora de gas del sur S.A | |||||||||||||||
| Security | Transportadora de gas del sur S.A | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TGS | Meeting Date | 4/19/2023 | ||||||||||||
| Record Date | 4/12/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1 | Appointment of two shareholders to sign the minutes to the meeting together with the chairman of the board of directors and a statutory audit committee member | Management/Shareholder | For | For | |||||||||||
| 2 | Consideration of the annual report, financial statements, information review and information required by section 1, subsection a) article 1 chapter of title IV of the rules of the Argentine Securities and Exchange Comission, Auditors report and statutory audit committee's report purusant to section 234, subsection 1 of law 19,550 for the fiscal year ended December 31, 2022 and it's english version | Management/Shareholder | For | For | |||||||||||
| 3 | Consideration of the allocation of the net income for the fiscal year ended December 31 2022. Consideration of the reversal of the balance of the "reserve for capital expenditures, acquisition of treasury shares and/or dividends" set up by TGS annual general and special meeting held on April 5 2022 | Management/Shareholder | For | For | |||||||||||
| 4 | Consideration of fees to be paid to the board of directors members for the fiscal year ended December 31 2022 | Management/Shareholder | For | For | |||||||||||
| 5 | Consideration of fees to be paid to the board of directors members for the fiscal year ended December 31 2022 | Management/Shareholder | For | For | |||||||||||
| 6 | Consideration of the performance of the statutory Audit Committee members during the discal year ended December 31 2022 | Management/Shareholder | For | For | |||||||||||
| 7 | Consideration of fees to be paid to the statutory audit committee members for the fiscal year ended December 31 2022 | Management/Shareholder | For | For | |||||||||||
| 8 | Consideration of the Auditing Committee oeprating budget for the fiscal year ending December 31 2023 | Management/Shareholder | For | For | |||||||||||
| 9 | Determination of the numbers and appointment of Regular Directors and Alternate Directors | Management/Shareholder | For | For | |||||||||||
| 10 | Consideration of the term of office of Directors appointed as per item 9 on the agenda | Management/Shareholder | For | For | |||||||||||
| 11 | Appointment of two statutory audit committee regular members and two statutory audit commitment members by class A shareholders and appointment of one statutory audit committee regular members and one statutory audit committee alternate members by class B Shareholders | Management/Shareholder | For | For | |||||||||||
| 12 | Consideration of the compensation of the independent auditors that certified the financial statements for the fiscal year ended December 31 2022 | Management/Shareholder | For | For | |||||||||||
| 13 | Appointment of the regular and alternate independent auditors to certify the financial statements for the fiscal year ending December 31 2023 | Management/Shareholder | For | For | |||||||||||
| 14 | Consideration of the approval of the extension of the Global Program for the issue of short and medium term notes non-convertible into TGS shares maturing on January 2023, for a five year term or for the longest period of time permitted by applicable law. | Management/Shareholder | For | For | |||||||||||
| 15 | Consideration of the increase for up to US$2,000,000,000 (or its equivalent in other currencies) of the Global Program, which current amount in US$1,200,000,000 (or its equivalent in other currencies) | Management/Shareholder | For | For | |||||||||||
| 16 | Consideration of (i) the delegates to the Board of Directors of the widest powers to implement the extension and the increase of the amount of the Global Program. Ii) the delegation to the board of directors of the widest powers to establish all terms and conditions of the global program, as well as terms and conditions of the different classes and/ore series of Notes to be issued under the Global Program represnetaion and payment conditions of the notes | Management/Shareholder | For | For | |||||||||||
| MS Emerging MKTS Domestic Debt FD Inc | |||||||||||||||
| Security | MS Emerging MKTS Domestic Debt FD Inc | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | EDD | Meeting Date | 6/22/2023 | ||||||||||||
| Record Date | 6/21/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1 | Vote of the board of directors: Frances L Cashman, Kathleen A Dennis, Joseph J Kearns, Patricia A Maleski | Management/Shareholder | For | For | |||||||||||
| Virtus Convertible & Income Fund II | |||||||||||||||
| Security | Virtus Convertible & Income Fund II | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NCZ | Meeting Date | 5/22/2023 | ||||||||||||
| Record Date | 5/21/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 4a. | Election of Class II Trustee: George R Aylward | Management/Shareholder | For | For | |||||||||||
| 4b. | Election of Class II Trustee: Deborah A DeCotis | Management/Shareholder | For | For | |||||||||||
| 4c. | Election of Class II Trustee: Phillip R McLoughlin | Management/Shareholder | For | For | |||||||||||
| Virtus Total Return Fund Inc | |||||||||||||||
| Security | Virtus Total Return Fund Inc | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ZTR | Meeting Date | 5/22/2023 | ||||||||||||
| Record Date | 5/21/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 10a | Election of Class III Director: Connie D McDaniel | Management/Shareholder | For | For | |||||||||||
| 10b | Election of Class III Director Geraldine M McNamara | Management/Shareholder | For | For | |||||||||||
| 10c | Election of Class III Directors: R. Keith Walton | Management/Shareholder | For | For | |||||||||||
| 10d | Election of Class III Directors: Brian T Zino | Management/Shareholder | For | For | |||||||||||
| Transocean Ltd | |||||||||||||||
| Security | Transocean Ltd | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | RIG | Meeting Date | 5/11/2023 | ||||||||||||
| Record Date | 5/10/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1 | Reallocation of CHF 9.5billion of free capital reserves from Capital Contribution to Statutory Capital Reserves from Capital Contribution | Management/Shareholder | For | For | |||||||||||
| 2A | Approval of the 2022 Annual Report, including the Audited Consolidated Financial Statements of Transocean Ltd for Fiscal Year 2022 and the audited Statutory Financial Statements of Transocean ltd for fiscal year 2022 | Management/Shareholder | For | For | |||||||||||
| 2B | Advisory vote to approve Swiss Statutory Compensation Report for fiscal year 2022 | Management/Shareholder | For | For | |||||||||||
| 3 | Discharge of the members of the board of directors and the executive management team from liability for activities during fiscal year 2022 | Management/Shareholder | For | For | |||||||||||
| 4 | Appropriation of the accumulated loss for fiscal year 2022 | Management/Shareholder | For | For | |||||||||||
| 5 | Approval of shares authorized for issuance | Management/Shareholder | For | For | |||||||||||
| 6A | Election of Director Glyn A Barker | Management/Shareholder | For | For | |||||||||||
| 6B | Election of Directors Vanessa CL Chang | Management/Shareholder | For | For | |||||||||||
| 6C | Election of Directors Frederico F Curado | Management/Shareholder | For | For | |||||||||||
| 6D | Election of Directors Chadwick C Deaton | Management/Shareholder | For | For | |||||||||||
| 6E | Election of Directors Vincent J Intrieri | Management/Shareholder | For | For | |||||||||||
| 6F | Election of Director Samuel J Merksamer | Management/Shareholder | For | For | |||||||||||
| 6G | Election of Directors Frederik W Mohn | Management/Shareholder | For | For | |||||||||||
| 6H | Election of Director Edward R Muller | Management/Shareholder | For | For | |||||||||||
| 6I | Election of Director Margareth Ovrum | Management/Shareholder | For | For | |||||||||||
| 6K | Election of Director Jeremy D Thigpen | Management/Shareholder | For | For | |||||||||||
| 7 | Reelection of Chadwick C Deaton as the chair of the board of directors for a term extending until completion of the next annual general meeting | Management/Shareholder | For | For | |||||||||||
| 8A | Re-election of the member of the compensation committee Glyn A Barker | Management/Shareholder | For | For | |||||||||||
| 8B | Re-election of the member of the compensation committee Vanessa C.L Chang | Management/Shareholder | For | For | |||||||||||
| 8C | Re-election of the member of the compensation committee Samuel J Merksamer | Management/Shareholder | For | For | |||||||||||
| 9 | Re-election of Schweiger Advokatur / Notariat as the independent proxy for a term extending until completion of the next annual general meeting | Management/Shareholder | For | For | |||||||||||
| 10 | Appointment of Ernst & Young LLP as the company's independent registered Public Accounting Firm for fiscal year 2023 and relection of Ernst & Young ltd Zurich as the company's auditor for a further one year term | Management/Shareholder | For | For | |||||||||||
| 11 | Advisory vote to approve named executive officer compensation for fiscal year 2023 | Management/Shareholder | For | For | |||||||||||
| 12 | Advisory vote to approve frequency of named executive officer compensation vote | Management/Shareholder | For | For | |||||||||||
| 13A | Ratification of the Maximum aggregate amount of compensation of the board of directors for the period between the 2023 annual general meeting and the 2024 annual general meeting | Management/Shareholder | For | For | |||||||||||
| 13B | Ratification of the maximum aggregate amount of compensation of the executive management team for fiscal year 2024 | Management/Shareholder | For | For | |||||||||||
| 14A | Approval of amendment and restatement of transocean ltd 2015 long term incentive plan | Management/Shareholder | For | For | |||||||||||
| 14B | Approval of capital authorization for share based incentive plans | Management/Shareholder | For | For | |||||||||||
| 15 | Approval of amendments of articles of association to reflect New Swiss corporate law and make certain related changes | Management/Shareholder | For | For | |||||||||||
| A | if any modification to agenda items or proposals identified in the notice of meeting or other matters on which voting is permissible under swiss law are properly presented at the 2023 annual general meeting for consideration, you instruct the independent proxy in the absence of other specific instructions to vote in accordance with the recommendations of the board of directors | Management/Shareholder | For | For | |||||||||||
| Brandywine Realty Trust | |||||||||||||||
| Security | Brandywine Realty Trust | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BDN | Meeting Date | 5/25/2023 | ||||||||||||
| Record Date | 5/24/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1a | Election of Trustee Reginald DesRoches | Management/Shareholder | For | For | |||||||||||
| 1b | Election of Trustee James C Diggs | Management/Shareholder | For | For | |||||||||||
| 1c | Election of Trustee Richard Haverstick Jr | Management/Shareholder | For | For | |||||||||||
| 1d | Election of Trustee Terri A Herubin | Management/Shareholder | For | For | |||||||||||
| 1e | Election of Trustee Joan M Lau | Management/Shareholder | For | For | |||||||||||
| 1f | Election of Trustee Charles P Pizzi | Management/Shareholder | For | For | |||||||||||
| 1g | Election of Trustee Gerard H Sweeney | Management/Shareholder | For | For | |||||||||||
| 2 | Ratification of the audit committee appointment of PriceWaterCoopers LLP as our independent registered public accounting firm for calender year 2023 | Management/Shareholder | For | For | |||||||||||
| 3 | Provide a non-binding advisory vote on our executive compensation | Management/Shareholder | For | For | |||||||||||
| 4 | Provides a non-binding advisory vote on the frequency of an advisory vote on executive compensation | Management/Shareholder | For | For | |||||||||||
| 5 | Adoption of the 2023 long term incentive plan | Management/Shareholder | For | For | |||||||||||
| Grupo Supervielle SA | |||||||||||||||
| Security | Grupo Supervielle SA | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SUPV | Meeting Date | 4/27/2023 | ||||||||||||
| Record Date | 4/20/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1 | Appointment of two shareholders to sign the shareholders meeting minutes | Management/Shareholder | For | For | |||||||||||
| 2 | Consideration of the documentation required by section 234, subsection 1 of the law no 19,550 for the fiscal year ended December 31 2022 | Management/Shareholder | For | For | |||||||||||
| 3 | Consideration of the performance of the board of directors during the fiscal year ended december 31 2022 | Management/Shareholder | For | For | |||||||||||
| 4 | Consideration of the performance of the Supervisory committee during the fiscal year ended december 31 2022 | Management/Shareholder | For | For | |||||||||||
| 5 | Consideration of the remuneration of the board of directors AR$295,452,382 corresponding to the fiscal year ended December 31 2021 which resulted in a computable loss under the terms of the rules of the argentina securities commission | Management/Shareholder | For | For | |||||||||||
| 6 | Consideration of the remuneration of the supervisory committee for the fiscal year ended December 31 2022 | Management/Shareholder | For | For | |||||||||||
| 7 | Determination of the number of regular and alternate members of the board of directors and where appropriate, election thereof until the number fixed by the shareholders meeting is completed | Management/Shareholder | For | For | |||||||||||
| 8 | appointment of regular and alternate members of the supervisory committee | Management/Shareholder | For | For | |||||||||||
| 9 | Consideration of the results for the fiscal year ended december 31 2022 and the destination of unallocated results as of december 31 2022 proposed to be fully absorbed against a facultative reserve of thousands AR$3,781,173, a legal reserve of thousand AR$1,035,973 and an issue premium of thousand AR$3,111,894 | Management/Shareholder | For | For | |||||||||||
| 10 | Consideration of the integrated report as of 2022 | Management/Shareholder | For | For | |||||||||||
| 11 | Remuneration of the certifying accountant of the financial statements for the fiscal year ended December 31 2022 | Management/Shareholder | For | For | |||||||||||
| 12 | Appointment of regular and alternate certifying accountants of the financial statements for the fiscal year to end December 31 2023 and determination of their remuneration | Management/Shareholder | For | For | |||||||||||
| 13 | Allocation of the budget to the audit committee in the terms of section 110 of the capital markets law no 26,831 to obtain legal advice from other independent professionals and hire their services | Management/Shareholder | For | For | |||||||||||
| 14 | Reform section 14 bis of the company's bylaws issuance of an odered text of the company's bylaws | Management/Shareholder | For | For | |||||||||||
| 15 | Authorizations | ||||||||||||||
| Cresud SACIFYA | |||||||||||||||
| Security | Cresud SACIFYA | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | Cresy | Meeting Date | 4/27/2023 | ||||||||||||
| Record Date | 4/20/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1 | Appointment of two shareholders to sign the meetings minutes | Management/Shareholder | For | For | |||||||||||
| 2 | Consideration of approval of extension of global note program for the issuance of simple, non-convertible notes, secured or unsecured or guarenteed by third parties for a maximum outstanding amount of up to $500,000,000 or its equivalents in other currencies as approved by the shareholders' meeting dated October 31 2023 for a term of five years or such longer term as permitted by the applicable laws | Management/Shareholder | For | For | |||||||||||
| 3 | Consideration of delegation to the board of directors of the broadest powers to implement the extension of the program and to determine all of the programs terms and conditions not expressly approved by the shareholders meeting as well as the time, amount, term, placement method and further terms and conditions of the various series and or tranches of notes issued thereunder authorization for the board of directors to approve, execute, grant and or deliver any agreement | Management/Shareholder | For | For | |||||||||||
| 4 | Consideration of distribution of a dividend for up to $9,500,000 payable in cash and/or in kind charged to the optional reserves set up by resolution of the shareholders meeting dated October 28, 2022 on the income for the fiscal year ended June 30 2022 | Management/Shareholder | For | For | |||||||||||
| 5 | Consideration of the allocation of up to 12,670,512 own shares to the shareholders ratably according to their interest as provided in section 67 of law 26,831 | Management/Shareholder | For | For | |||||||||||
| 6 | Authorization to carry out registration proceedings relating to this shareholders meeting before the Argentine securities commission. | Management/Shareholder | For | For | |||||||||||
| Arcos Dorados Holdings Inc | |||||||||||||||
| Security | Arcos Dorados Holdings Inc | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ARCO | Meeting Date | 4/28/2023 | ||||||||||||
| Record Date | 4/27/2023 | ||||||||||||||
| Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||
| 1 | Consideration and approval of the financial statements of the company corresponding to the fiscal year ending December 31 2022 and the independent Report of the external auditors EY and the notes corresponding to the fiscal year ended december 31 2022 | Management/Shareholder | For | For | |||||||||||
| 2 | Appointment and remuneration of EY as the company's independent auditors for the fiscal year ending december 31 2023 | Management/Shareholder | For | For | |||||||||||
| 3 | Vote Board of Directors: Mr. Michael Chu, Mr. Jose Alberto Velez, Mr. Jose Fernandez, Ms. Karia Berman | Management/Shareholder | For | For | |||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Modern Capital Funds Trust | ||
/s/ Kris Wild | ||
By:
| Kris Wild President and Principal Executive Officer | |
Date: | August 31, 2023 |
