ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-23583
Primark Private Equity Investments Fund
(Exact name of registrant as specified in charter)
240 Saint Paul Street, Suite 400, Denver
Denver, Colorado 80206
(Address of principal executive offices) (Zip code)
Michael Bell
Primark Advisors LLC
240 Saint Paul Street, Suite 400,
Denver, Colorado 80206
(Name and address of agent for service)
Registrant's telephone number, including area code: (212) 802-8500
Date of fiscal year end: March 31
Date of reporting period: July 1, 2022 - June 30, 2023
ITEM 1. PROXY VOTING RECORD:
| Registrant: Primark Private Equity Investments Fund | Item 1, Exhibit 1 | ||||||||||
| Investment Company Act file number: 811-23583 | |||||||||||
| Reporting Period: July 1, 2022 to June 30, 2023 | |||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | |||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted (Y/N) | (h) Fund Vote | (i) For/Against Management Recommendation | |||
| 1 | Hercules Technology Growth Capital | 427096508 | 22-Jun-23 | ||||||||
| 1.1 | Badavas - Director | Management | Yes | For | For | ||||||
| 1.2 | Randhawa - Director | Management | Yes | For | For | ||||||
| 2 | Executive Officer Renumeration | Management | Yes | For | For | ||||||
| 3 | Frequency of Advisory Vote on Executive Compensation | Management | Yes | For | For | ||||||
| 4 | Selling/Issuing Shares at Less than Current NAV | Management | Yes | For | For | ||||||
| 5 | Independent Public Accountant Selection | Management | Yes | For | For | ||||||
| 2 | The Carlyle Group | 14316J108 | 30-May-23 | ||||||||
| 1.1 | Conway - Director | Management | Yes | For | For | ||||||
| 1.2 | Fitt - Director | Management | Yes | For | For | ||||||
| 1.3 | Ordan - Director | Management | Yes | For | For | ||||||
| 1.4 | Welters - Director | Management | Yes | For | For | ||||||
| 2 | Ernst & Young- Auditor | Management | Yes | For | For | ||||||
| 3 | Reorganization of Board of Directors | Management | Yes | For | For | ||||||
| 4 | Amended and Restated 2012 Equity Incentive Plan | Management | Yes | For | For | ||||||
| 5 | Executive Officer Renumeration | Management | Yes | For | For | ||||||
| 6 | Majority Vote Requirement in Organizational Docs. | Shareholder | Yes | For | For | ||||||
| 3 | Golub Capital BDC, INC. | 38173M102 | 7-Feb-23 | ||||||||
| 1.1 | Golub - Director | Management | Yes | For | For | ||||||
| 1.2 | Rival - Director | Management | Yes | For | For | ||||||
| 2 | Ernst & Young- Auditor | Management | Yes | For | For | ||||||
| 4 | Pantheon International plc | BP37WF1 | 18-Oct-22 | ||||||||
| 1 | Financial Statements | Management | Yes | For | For | ||||||
| 2 | Directors Renumeration Report | Management | Yes | For | For | ||||||
| 3 | Directors Renumeration Policy | Management | Yes | For | For | ||||||
| 4 | Singer - Director | Management | Yes | For | For | ||||||
| 5 | Burgess - Director | Management | Yes | For | For | ||||||
| 6 | Melvin - Director | Management | Yes | For | For | ||||||
| 7 | Owens - Director | Management | Yes | For | For | ||||||
| 8 | Sieghart - Director | Management | Yes | For | For | ||||||
| 9 | Ernst & Young - Auditor | Management | Yes | For | For | ||||||
| 10 | Auditor Compensation | Management | Yes | For | For | ||||||
| 11 | Authority to allot shares | Management | Yes | For | For | ||||||
| 12 | Dis-application of pre-emption rights | Management | Yes | For | For | ||||||
| 13 | Market purchases of own shares | Management | Yes | For | For | ||||||
| 14 | Notice of General Meeting | Management | Yes | For | For | ||||||
| 5 | Main Street Capital Corporation | 56035L104 | 1-May-23 | ||||||||
| 1.1 | Griffin - Director | Management | Yes | For | For | ||||||
| 1.2 | Jackson - Director | Management | Yes | For | For | ||||||
| 1.3 | Lane - Director | Management | Yes | For | For | ||||||
| 1.4 | Matthews - Director | Management | Yes | For | For | ||||||
| 1.5 | Shive - Director | Management | Yes | For | For | ||||||
| 1.6 | Solcher - Director | Management | Yes | For | For | ||||||
| 1.7 | Foster - Director | Management | Yes | For | For | ||||||
| 1.8 | Hyzak - Director | Management | Yes | For | For | ||||||
| 2 | Grant Thorton - Auditor | Management | Yes | For | For | ||||||
| 3 | Executive Compensation | Management | Yes | For | For | ||||||
| 4 | Frequency of Advisory Vote on Executive Compensation | Management | Yes | For | For | ||||||
| 5 | Charter Allowing Stockholders to Amend Bylaws | Management | Yes | For | For | ||||||
| 6 | Prospect Capital Corporation | 74348T102 | 9-Jun-23 | ||||||||
| 1 | Selling Shares at Less than Current NAV | Management | Yes | For | For | ||||||
| 7 | Ares Management Corporation | 03990B101 | 12-Jun-23 | ||||||||
| 1.1 | Arougheti - Director | Management | Yes | For | For | ||||||
| 1.2 | Bhutani - Director | Management | Yes | For | For | ||||||
| 1.3 | Bush - Director | Management | Yes | For | For | ||||||
| 1.4 | deVeer - Director | Management | Yes | For | For | ||||||
| 1.5 | Joubert - Director | Management | Yes | For | For | ||||||
| 1.6 | Kaplan - Director | Management | Yes | For | For | ||||||
| 1.7 | Lynton - Director | Management | Yes | For | For | ||||||
| 1.8 | Naughton - Director | Management | Yes | For | For | ||||||
| 1.9 | Olian - Director | Management | Yes | For | For | ||||||
| 1.10 | Ressler - Director | Management | Yes | For | For | ||||||
| 1.11 | Rosenthal - Director | Management | Yes | For | For | ||||||
| 2 | Ernst & Young - Auditor | Management | Yes | For | For | ||||||
| 3 | Ares Management Corp. Equity Incentive Plan | Management | Yes | For | For | ||||||
| CONTENT KEY: | |||||||||||
| A. | Company Name - Company Name as it appeared on the ballot (e.g., Microsoft) | ||||||||||
| B. | Ticker - e.g., MSFT | ||||||||||
| C. | Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130) | ||||||||||
| D. | Meeting Type & Date - e.g., ANNUAL, SPECIAL; MM/DD/YYYY | ||||||||||
| E. | Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election. | ||||||||||
| F. | Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD) | ||||||||||
| G. | Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on. | ||||||||||
| H. | Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors | ||||||||||
| I. | Whether the registrant cast its vote for or against Management | ||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Primark Private Equity Investments Fund
By (Signature and Title)
/s/ Michael Bell
Michael Bell
President of the Fund
Date: August 21, 2023