INFORMATION ON SHARES TO BE TRANSFERRED TO HONG KONG PRIOR TO THE LISTING
The 342,989,127 Shares held by the Depositary will be removed from the principal share register in the Cayman Islands and entered into the Hong Kong share register before 9:00 a.m. on the Listing Date (Hong Kong time). Holders of ADSs who wish to cancel their ADSs and receive Shares tradable on the Hong Kong Stock Exchange shall give instruction to the Depositary (and the applicable ADR(s) if the ADSs are held in certificated form). See the subsection headed “Listings, Registration, Dealings and Settlement — Dealings and Settlement — Conversion between Shares Trading in Hong Kong and ADSs” in the Listing Document for further details.
As at April 12, 2023, being the latest practicable time for the purpose of ascertaining the relevant information before the issue of this announcement, the Company has given instructions to the effect that (i) 342,989,127 Shares (representing approximately 29.9% of the total number of issued and outstanding Shares upon Listing (assuming no further Shares will be issued under the Share Incentive Plans or upon conversion of the outstanding Convertible Promissory Notes prior to Listing)) held by the Depositary will be removed from the principal share register in the Cayman Islands and entered into the Hong Kong share register; and (ii) a total of 371,641,843 Shares (representing approximately 32.4% of the total number of issued and outstanding Shares upon Listing (assuming no further Shares will be issued under the Share Incentive Plans or upon conversion of the outstanding Convertible Promissory Notes prior to Listing, and including the Shares borrowed and to be held by the affiliate of the Designated Dealer)) will be registered on the Hong Kong share register, before 9:00 a.m. on the Listing Date (Hong Kong time).
Dealings in the Shares on the Hong Kong Stock Exchange are expected to commence on Friday, April 14, 2023.
FURTHER ANNOUNCEMENT
The Company will release a further announcement on the websites of the Hong Kong Stock Exchange (www.hkexnews.hk) and the Company (ir.lufaxholding.com) not later than 8:30 a.m. (Hong Kong time) on Friday, April 14, 2023 to disclose the recent closing price, trading volume and relevant historical trading data of our ADSs on the NYSE and development and updates, if any, with regard to the liquidity arrangements described in the section headed “Listings, Registration, Dealings and Settlement” in the Listing Document.
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By Order of the Board |
Lufax Holding Ltd |
Yong Suk CHO |
Chairman of the Board and |
Chief Executive Officer |
Hong Kong, April 13, 2023
As at the date of this announcement, the board of directors of the Company comprises Mr. Yong Suk Cho, Mr. Gregory Dean Gibb as the executive directors, Mr. Guangheng Ji, Ms. Xin Fu and Mr. Yuqiang Huang as the non-executive directors and, Mr. Rusheng Yang, Mr. Weidong Li, Mr. Xudong Zhang and Mr. David Xianglin Li as the independent non-executive directors.
For the purpose of illustration only, USD is translated into HK$ at the rate of USD1.00 = HK$7.85. No representation is made that any amount in USD has been or could be converted at the above rate or at any rates or at all.
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