UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
| Commission File Number | 001-05415 |
A. M. CASTLE & CO.
(Exact name of registrant as specified in its charter)
Additional Registrants Listed on Schedule A hereto
1420 Kensington Road, Suite 220
Oak Brook, IL 60523
(847) 455-7111
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
5.00% / 7.00% Convertible Senior Secured Paid-in-Kind Toggle Notes due 2022 and the Guarantees thereof
3.00% / 5.00% Convertible Senior Secured Paid-in-Kind Toggle Notes due 2024 and the Guarantees thereof
(Title of each class of securities covered by this Form)
None
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
| Rule 12g-4(a)(1) | o |
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| Rule 12g-4(a)(2) | o |
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| Rule 12h-3(b)(1)(i) | o |
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| Rule 12h-3(b)(1)(ii) | o |
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| Rule 15d-6 | x |
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Approximate number of holders of record as of the certification or notice date:
5.00% / 7.00% Convertible Senior Secured Paid-in-Kind Toggle Notes due 2022 and the Guarantees thereof: 15
3.00% / 5.00% Convertible Senior Secured Paid-in-Kind Toggle Notes due 2024 and the Guarantees thereof: 31
Schedule A
Exact Name of Additional Registrants |
| Jurisdiction of |
| Principal Executive Offices |
| Primary |
| I.R.S. |
Total Plastics, Inc. |
| Michigan |
| 1420 Kensington Road, |
| 3080 |
| 38-2203149 |
A.M. Castle & Co. (Canada) Inc. |
| British Columbia |
| 1420 Kensington Road, |
| 5051 |
| 13835 3438 |
HY-Alloy Steels Company |
| Delaware |
| 1420 Kensington Road, |
| 5051 |
| 36-2761889 |
Keystone Service, Inc. |
| Indiana |
| 1420 Kensington Road, |
| 5051 |
| 36-0879160 |
Keystone Tube Company, LLC |
| Delaware |
| 1420 Kensington Road, |
| 5051 |
| 36-4388746 |
Castle Metals De Mexico, S.A. de C.V. |
| Mexico |
| 1420 Kensington Road, |
| 5051 |
| CMM941219BG6 |
Castle Metals De Mexicali, S.A. de C.V. |
| Mexico |
| 1420 Kensington Road, |
| 5051 |
| CMM941219BG6 |
Pursuant to the requirements of the Securities Exchange Act of 1934, each of the Registrants has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
Date: | January 5, 2021 |
| By: | /s/ Jeremy T. Steele |
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| Jeremy T. Steele, Senior Vice President, General Counsel & Secretary |
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Instruction: This form is required by Rules 12g-4, 12h-3 and 15d-6 of the General Rules and Regulations under the Securities Exchange Act of 1934. The registrant shall file with the Commission three copies of Form 15, one of which shall be manually signed. It may be signed by an officer of the registrant, by counsel or by any other duly authorized person. The name and title of the person signing the form shall be typed or printed under the signature.
