Academy Sports and Outdoors (ASO) Form 3 Academy Sports & Outdoors / Jamey Traywick Rutherford ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Rutherford Jamey Traywick

(Last) (First) (Middle)

C/O ACADEMY SPORTS AND OUTDOORS, INC.

1800 NORTH MASON ROAD

(Street)

KATY TX 77449

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/02/2020

3. Issuer Name and Ticker or Trading Symbol
Academy Sports & Outdoors, Inc. [ ASO ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
SVP, Omnichannel

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	107,066(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options (Right to Buy)	(2)	06/22/2028	Common Stock	18,915	16.7	D
Stock Options (Right to Buy)	(3)	06/22/2028	Common Stock	5,623	16.7	D
Stock Options (Right to Buy)	(4)	03/07/2029	Common Stock	19,286	16.57	D
Stock Options (Right to Buy)	(5)	03/07/2029	Common Stock	9,499	16.57	D
Stock Options (Right to Buy)	(6)	03/05/2030	Common Stock	19,350	17.3	D

Explanation of Responses:

1. Includes: (a) 94,222 time-based restricted stock units, and (b) 6,739 performance-based restricted stock units that vest if certain performance criteria and/or Issuer stock price conditions are met.

2. These time-based options vest in four equal annual installments beginning on June 22, 2019.

3. These performance-based options shall vest in full on February 2, 2022 if certain stock price conditions are met on such date as determined by the Issuer.

4. These time-based options vest in four equal annual installments beginning on March 7, 2020.

5. These performance-based options vest as follows: (a) 2,374 have vested, and (b) the remaining portion shall vest in three equal annual installments beginning on February 1, 2021.

6. These time-based options vest in four equal annual installments beginning on March 5, 2021.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney.

	/s/ Rene G. Casares, Attorney-in-Fact	10/02/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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