UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or Section 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 7, 2023
FINANCIAL STRATEGIES ACQUISITION CORP.
(Exact name of registrant as specified in its charter)
| Delaware | | 001-41133 | | 85-1792560 |
(State or other jurisdiction of incorporation or organization) | | (Commission File Number) | | (I.R.S. Employer Identification Number) |
7503 Maribeth Drive
Dallas, Texas
75252
(Address of principal executive offices)
Registrant’s telephone number, including area code: (972) 560-4815
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| | |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| | |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| | |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | | Trading
Symbol(s) | | Name of each exchange
on which registered |
| Class A Common Stock, par value $0.0001 per share | | FXCO | | The Nasdaq Stock Market LLC |
| Warrants to acquire one share of Class A Common Stock | | FXCOW | | The Nasdaq Stock Market LLC |
| Rights to acquire one-tenth of one share of Class A Common Stock | | FXCOR | | The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
Emerging growth company x
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 4.01 Changes in Registrant’s Certifying Accountant.
Independent Registered Public Accounting Firm Discontinues Engagement
On August 7, 2023, Financial Strategies Acquisition Corp. (the “Company”) received notice that MaloneBailey, LLP (“MaloneBailey”) has decided to discontinue its engagement as independent registered public accounting firm with Financial Strategies Acquisition Corp.
During the period from July 1, 2020 (inception) through December 31, 2020, the fiscal year ended December 31, 2021, the fiscal year ended December 2022 and the subsequent interim period through August 7, 2023, there were no disagreements with MaloneBailey on any matter of accounting principles or practices, financial statement disclosure, or auditing scope or procedure, which disagreements, if not resolved to the satisfaction of MaloneBailey, would have caused MaloneBailey to make reference to the subject matter of the disagreements in connection with its reports on the Company’s financial statements for such periods. Also during this time, there were no “reportable events,” as defined in Item 304(a)(1)(v) of Regulation S-K. MaloneBailey has not issued any report for Financial Strategies Acquisition Corp. during its engagement as independent registered public accounting firm, starting December 8, 2022 through August 7, 2023.
The Company provided MaloneBailey with a copy of the above disclosures and requested that MaloneBailey furnish the Company with a letter addressed to the Securities and Exchange Commission stating whether or not it agrees with the statements made above. A copy of MaloneBailey’s letter, dated August 11, 2023, is attached as Exhibit 16.1 to this Current Report on Form 8-K.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: August 11, 2023
| | | FINANCIAL STRATEGIES ACQUISITION CORP. |
| | | | | |
| By: | /s/ Alexander V. Schinzing | | By: | /s/ Horst Rzepka |
| Name: | Alexander V. Schinzing | | Name: | Horst Rzepka |
| Title: | Chief Executive Officer | | Title: | Chief Financial Officer |
