The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
PROSPECT CAP CORP 6.375 03/01/2025 | Convertible | 74348TAT9 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
DESIGNER BRANDS INC CL A | Stock | 250565108 | 91 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
VERIZON COMMUNICATIONS | Stock | 92343V104 | 208 | 3,549 | SH | SOLE | 3,549 | 0 | 0 | ||
SCHWAB ETFS- US SMALL-CAP ETF | ETF | 808524607 | 224 | 2,518 | SH | SOLE | 2,518 | 0 | 0 | ||
ISHARES S&P MIDCAP FUND | ETF | 464287507 | 230 | 1,003 | SH | SOLE | 1,003 | 0 | 0 | ||
VANGUARD GROWTH INDEX FUND | ETF | 922908736 | 236 | 934 | SH | SOLE | 934 | 0 | 0 | ||
SCHWAB EMERGING MARKET EQ ETF | ETF | 808524706 | 241 | 7,887 | SH | SOLE | 7,887 | 0 | 0 | ||
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | ETF | 92206C870 | 253 | 2,609 | SH | SOLE | 2,609 | 0 | 0 | ||
VANGUARD CONSUMER STAPLES INDEX FUND | ETF | 92204A207 | 260 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
INTEL CORP COM | Stock | 458140100 | 266 | 5,346 | SH | SOLE | 5,346 | 0 | 0 | ||
INVESCO BULLETSHARES 2021 CORPORATE BOND ETF | ETF | 46138J700 | 281 | 13,261 | SH | SOLE | 13,261 | 0 | 0 | ||
MERCK & CO. INC COM | Stock | 58933Y105 | 286 | 3,508 | SH | SOLE | 3,508 | 0 | 0 | ||
ISHARES RUSSELL 1000 GROWTH ETF | ETF | 464287614 | 296 | 1,229 | SH | SOLE | 1,229 | 0 | 0 | ||
SCHWAB US LARGE CAP GROWTH ETF | ETF | 808524300 | 328 | 2,558 | SH | SOLE | 2,558 | 0 | 0 | ||
JPMORGAN CHASE & CO COM | Stock | 46625H100 | 333 | 2,628 | SH | SOLE | 2,628 | 0 | 0 | ||
VANGUARD DIVIDEND APPRECIATION ETF | ETF | 921908844 | 406 | 2,879 | SH | SOLE | 2,879 | 0 | 0 | ||
VANGUARD COMMUNICATION SERVICES ETF | ETF | 92204A884 | 409 | 3,409 | SH | SOLE | 3,409 | 0 | 0 | ||
AMAZON COM INC COM | Stock | 023135106 | 420 | 129 | SH | SOLE | 129 | 0 | 0 | ||
SCHWAB US MID-CAP ETF | ETF | 808524508 | 467 | 6,857 | SH | SOLE | 6,857 | 0 | 0 | ||
SPDR S&P 500 ETF | ETF | 78462F103 | 515 | 1,380 | SH | SOLE | 1,380 | 0 | 0 | ||
MICROSOFT | Stock | 594918104 | 516 | 2,322 | SH | SOLE | 2,322 | 0 | 0 | ||
VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND | ETF | 922042718 | 572 | 4,701 | SH | SOLE | 4,701 | 0 | 0 | ||
SCHWAB STRATEGIC TR US LRG CAP ETF | ETF | 808524201 | 581 | 6,395 | SH | SOLE | 6,395 | 0 | 0 | ||
AMER STATES WTR CO COM | Stock | 029899101 | 599 | 7,543 | SH | SOLE | 7,543 | 0 | 0 | ||
ISHARES IBONDS DEC 2028 TERM MUNI BOND ETF | ETF | 46435U325 | 639 | 23,183 | SH | SOLE | 23,183 | 0 | 0 | ||
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | ETF | 92206C409 | 705 | 8,479 | SH | SOLE | 8,479 | 0 | 0 | ||
VANGUARD FINANCIALS ETF | ETF | 92204A405 | 801 | 10,999 | SH | SOLE | 10,999 | 0 | 0 | ||
VANGUARD INFORMATION TECHNOLOGY | ETF | 92204A702 | 816 | 2,308 | SH | SOLE | 2,308 | 0 | 0 | ||
VANGUARD TOTAL STK MKT | ETF | 922908769 | 951 | 4,891 | SH | SOLE | 4,891 | 0 | 0 | ||
ISHARES IBONDS DEC 2028 TERM CORPORATE ETF | ETF | 46435U515 | 998 | 33,796 | SH | SOLE | 33,796 | 0 | 0 | ||
APPLE INC | Stock | 037833100 | 1,063 | 8,012 | SH | SOLE | 8,012 | 0 | 0 | ||
ISHARES IBONDS DEC 2027 TERM CORPORATE ETF | ETF | 46435UAA9 | 1,648 | 59,782 | SH | SOLE | 59,782 | 0 | 0 | ||
ISHARES IBONDS DEC 2021 TERM MUNI BOND ETF | ETF | 46435G789 | 1,748 | 67,850 | SH | SOLE | 67,850 | 0 | 0 | ||
ISHARES IBONDS DEC 2027 TERM MUNI BOND ETF | ETF | 46435U283 | 1,833 | 67,124 | SH | SOLE | 67,124 | 0 | 0 | ||
ISHARES IBONDS DEC 2021 TERM CORPORATE ETF | ETF | 46434VBK5 | 1,880 | 75,495 | SH | SOLE | 75,495 | 0 | 0 | ||
ISHARES IBONDS DEC 2026 TERM MUNI BOND ETF | ETF | 46435U259 | 2,701 | 99,744 | SH | SOLE | 99,744 | 0 | 0 | ||
ISHARES IBONDS DEC 2026 TERM CORPORATE ETF | ETF | 46435GAA0 | 2,814 | 103,858 | SH | SOLE | 103,858 | 0 | 0 | ||
ISHARES IBONDS DEC 2022 TERM CORPORATE ETF | ETF | 46434VBA7 | 2,992 | 117,021 | SH | SOLE | 117,021 | 0 | 0 | ||
ISHARES IBONDS DEC 2022 TERM MUNI BOND ETF | ETF | 46435G755 | 3,021 | 114,612 | SH | SOLE | 114,612 | 0 | 0 | ||
ISHARES IBONDS DEC 2025 TERM CORPORATE ETF | ETF | 46434VBD1 | 3,088 | 112,853 | SH | SOLE | 112,853 | 0 | 0 | ||
ISHARES IBONDS DEC 2025 TERM MUNI BOND ETF | ETF | 46435U432 | 3,153 | 111,928 | SH | SOLE | 111,928 | 0 | 0 | ||
ISHARES IBONDS DEC 2023 TERM CORPORATE ETF | ETF | 46434VAX8 | 3,274 | 124,640 | SH | SOLE | 124,640 | 0 | 0 | ||
ISHARES IBONDS DEC 2024 TERM CORPORATE ETF | ETF | 46434VBG4 | 3,283 | 123,544 | SH | SOLE | 123,544 | 0 | 0 | ||
ISHARES IBONDS DEC 2024 TERM MUNI BOND ETF | ETF | 46435U697 | 3,503 | 129,330 | SH | SOLE | 129,330 | 0 | 0 | ||
ISHARES IBONDS DEC 2023 TERM MUNI BOND ETF | ETF | 46435G318 | 3,524 | 134,596 | SH | SOLE | 134,596 | 0 | 0 | ||
VANGUARD CONSUMER DISCRETIONARY | ETF | 92204A108 | 3,726 | 13,541 | SH | SOLE | 13,541 | 0 | 0 | ||
SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF | ETF | 78464A805 | 4,111 | 89,214 | SH | SOLE | 89,214 | 0 | 0 | ||
VANGUARD INDUSTRIALS | ETF | 92204A603 | 4,275 | 25,152 | SH | SOLE | 25,152 | 0 | 0 | ||
VANGUARD ENERGY | ETF | 92204A306 | 4,830 | 93,154 | SH | SOLE | 93,154 | 0 | 0 | ||
VANGUARD HEALTH CARE INDEX FUND | ETF | 92204A504 | 4,855 | 21,702 | SH | SOLE | 21,702 | 0 | 0 | ||
VANGUARD SMALL CAP VALUE ETF | ETF | 922908611 | 7,472 | 52,548 | SH | SOLE | 52,548 | 0 | 0 | ||
VANGUARD FTSE EMERGING MARKETS ETF | ETF | 922042858 | 8,251 | 164,675 | SH | SOLE | 164,675 | 0 | 0 | ||
VANGUARD SMALL CAP GROWTH ETF | ETF | 922908595 | 8,404 | 31,400 | SH | SOLE | 31,400 | 0 | 0 | ||
VANGUARD SMALL CAP ETF | ETF | 922908751 | 8,489 | 43,609 | SH | SOLE | 43,609 | 0 | 0 | ||
ISHARES S&P 500 INDEX | ETF | 464287200 | 9,639 | 25,678 | SH | SOLE | 25,678 | 0 | 0 | ||
VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETF | ETF | 922908512 | 13,991 | 117,614 | SH | SOLE | 117,614 | 0 | 0 | ||
VANGUARD MID CAP GROWTH ETF | ETF | 922908538 | 16,249 | 76,622 | SH | SOLE | 76,622 | 0 | 0 | ||
VANGUARD MID CAP | ETF | 922908629 | 16,914 | 81,801 | SH | SOLE | 81,801 | 0 | 0 | ||
VANGUARD FTSE DEVELOPED MARKETS ETF | ETF | 921943858 | 17,220 | 364,765 | SH | SOLE | 364,765 | 0 | 0 | ||
VANGUARD SHORT-TERM GOVERNMENT BOND ETF | ETF | 92206C102 | 23,804 | 386,435 | SH | SOLE | 386,435 | 0 | 0 | ||
ISHARES S&P 500 VALUE ETF | ETF | 464287408 | 27,066 | 211,425 | SH | SOLE | 211,425 | 0 | 0 | ||
ISHARES S&P 500 GROWTH ETF | ETF | 464287309 | 30,107 | 471,757 | SH | SOLE | 471,757 | 0 | 0 |