The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
26 CAPITAL ACQUISITION CORP | *W EXP 12/31/202 | 90138P118 | 3,800 | 13,573 | SH | SOLE | 13,573 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 4,887,029 | 63,841 | SH | SOLE | 63,841 | 0 | 0 | ||
AEROJET ROCKETDYNE HLDGS INC | COM | 007800105 | 7,665,654 | 137,058 | SH | SOLE | 137,058 | 0 | 0 | ||
ALTRA INDL MOTION CORP | COM | 02208R106 | 2,703,269 | 45,243 | SH | SOLE | 45,243 | 0 | 0 | ||
APOLLO ENDOSURGERY INC | COM | 03767D108 | 1,385,830 | 139,000 | SH | SOLE | 139,000 | 0 | 0 | ||
ARES ACQUISITION CORPORATION | *W EXP 02/02/202 | G33032122 | 5,064 | 10,861 | SH | SOLE | 10,861 | 0 | 0 | ||
ATLAS AIR WORLDWIDE HLDGS IN | COM NEW | 049164205 | 1,283,184 | 12,730 | SH | SOLE | 12,730 | 0 | 0 | ||
ATLAS CORP | SHARES | Y0436Q109 | 690,300 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
AVEO PHARMACEUTICALS INC | COM NEW | 053588307 | 1,016,600 | 68,000 | SH | SOLE | 68,000 | 0 | 0 | ||
BENEFITFOCUS INC | COM | 08180D106 | 1,391,180 | 133,000 | SH | SOLE | 133,000 | 0 | 0 | ||
BIOTECH ACQUISITION COMPANY | *W EXP 11/30/202 | G1125A116 | 867 | 13,573 | SH | SOLE | 13,573 | 0 | 0 | ||
BLACK KNIGHT INC | COM | 09215C105 | 1,114,526 | 18,049 | SH | SOLE | 18,049 | 0 | 0 | ||
BLUERIVER ACQUISITION CORP | *W EXP 01/04/202 | G1261Q115 | 541 | 36,036 | SH | SOLE | 36,036 | 0 | 0 | ||
CANO HEALTH INC | COM CL A | 13781Y103 | 663,606 | 484,384 | SH | SOLE | 484,384 | 0 | 0 | ||
CONSTELLATION ACQUISITN CORP | *W EXP 01/29/202 | G2R18K113 | 543 | 18,097 | SH | SOLE | 18,097 | 0 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 696,696 | 8,800 | SH | SOLE | 8,800 | 0 | 0 | ||
COWEN INC | CL A NEW | 223622606 | 1,313,080 | 34,000 | SH | SOLE | 34,000 | 0 | 0 | ||
DANIMER SCIENTIFIC INC | COM CL A | 236272100 | 30,371 | 16,967 | SH | SOLE | 16,967 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 332,403 | 3,826 | SH | SOLE | 3,826 | 0 | 0 | ||
DUN & BRADSTREET HLDGS INC | COM | 26484T106 | 1,543,436 | 125,892 | SH | SOLE | 125,892 | 0 | 0 | ||
EPIPHANY TECHNOLOGY ACQUISIT | *W EXP 01/12/202 | 29429X117 | 28 | 12,064 | SH | SOLE | 12,064 | 0 | 0 | ||
EVO PMTS INC | CL A COM | 26927E104 | 1,319,760 | 39,000 | SH | SOLE | 39,000 | 0 | 0 | ||
FIRST HORIZON CORPORATION | COM | 320517105 | 8,066,478 | 329,244 | SH | SOLE | 329,244 | 0 | 0 | ||
FORGEROCK INC | CL A | 34631B101 | 2,074,165 | 91,092 | SH | SOLE | 91,092 | 0 | 0 | ||
F-STAR THERAPEUTICS INC | COM | 30315R107 | 868,741 | 137,459 | SH | SOLE | 137,459 | 0 | 0 | ||
GENIUS SPORTS LIMITED | *W EXP 04/20/202 | G3934V117 | 97,724 | 108,582 | SH | SOLE | 108,582 | 0 | 0 | ||
GENIUS SPORTS LIMITED | SHARES CL A | G3934V109 | 129,216 | 36,195 | SH | SOLE | 36,195 | 0 | 0 | ||
GOGORO INC | *W EXP 04/04/202 | G9491K113 | 4,750 | 13,572 | SH | SOLE | 13,572 | 0 | 0 | ||
HERTZ GLOBAL HLDGS INC | *W EXP 06/30/205 | 42806J148 | 223,650 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
HERTZ GLOBAL HLDGS INC | COM NEW | 42806J700 | 2,032,019 | 132,035 | SH | SOLE | 132,035 | 0 | 0 | ||
HORIZON THERAPEUTICS PUB L | SHS | G46188101 | 1,582,617 | 13,907 | SH | SOLE | 13,907 | 0 | 0 | ||
HORIZON THERAPEUTICS PUB L | SHS | G46188101 | 0 | 188,700 | SH | Call | SOLE | 188,700 | 0 | 0 | |
IMAGO BIOSCIENCES INC | COM | 45250K107 | 952,675 | 26,500 | SH | SOLE | 26,500 | 0 | 0 | ||
IONQ INC | *W EXP 10/01/202 | 46222L116 | 70,290 | 96,512 | SH | SOLE | 96,512 | 0 | 0 | ||
IONQ INC | COM | 46222L108 | 46,830 | 13,574 | SH | SOLE | 13,574 | 0 | 0 | ||
ISHARES TR | 7-10 YR TRSY BD | 464287440 | 0 | 120,200 | SH | Put | SOLE | 120,200 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 0 | 45,600 | SH | Put | SOLE | 45,600 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 0 | 46,000 | SH | Put | SOLE | 46,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 0 | 24,600 | SH | Put | SOLE | 24,600 | 0 | 0 | |
ISHARES TR | US AER DEF ETF | 464288760 | 1,764,144 | 15,771 | SH | SOLE | 15,771 | 0 | 0 | ||
KERNEL GROUP HOLDINGS INC | *W EXP 02/02/202 | G5259L129 | 129 | 22,673 | SH | SOLE | 22,673 | 0 | 0 | ||
KHOSLA VENTURES ACQUISITION | CL A | 482504107 | 180,618 | 18,098 | SH | SOLE | 18,098 | 0 | 0 | ||
KHOSLA VENTURES ACQUT CO III | COM CL A | 482506102 | 180,166 | 18,098 | SH | SOLE | 18,098 | 0 | 0 | ||
KNOWBE4 INC | CL A | 49926T104 | 669,060 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 598,537 | 63,742 | SH | SOLE | 63,742 | 0 | 0 | ||
MANCHESTER UTD PLC NEW | ORD CL A | G5784H106 | 1,065,808 | 45,684 | SH | SOLE | 45,684 | 0 | 0 | ||
MANCHESTER UTD PLC NEW | ORD CL A | G5784H106 | 0 | 91,800 | SH | Call | SOLE | 91,800 | 0 | 0 | |
MARLIN TECHNOLOGY CORP | *W EXP 01/12/202 | G58411110 | 20 | 12,775 | SH | SOLE | 12,775 | 0 | 0 | ||
MAXAR TECHNOLOGIES INC | COM | 57778K105 | 3,201,464 | 61,876 | SH | SOLE | 61,876 | 0 | 0 | ||
MAXAR TECHNOLOGIES INC | COM | 57778K105 | 0 | 29,000 | SH | Call | SOLE | 29,000 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 260,368 | 988 | SH | SOLE | 988 | 0 | 0 | ||
MONEYGRAM INTL INC | COM NEW | 60935Y208 | 670,138 | 61,537 | SH | SOLE | 61,537 | 0 | 0 | ||
MYOVANT SCIENCES LTD | COM | G637AM102 | 1,011,000 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
NEXTDOOR HOLDINGS INC | COM CL A | 65345M108 | 74,560 | 36,194 | SH | SOLE | 36,194 | 0 | 0 | ||
NORTHWEST PIPE CO | COM | 667746101 | 991,757 | 29,429 | SH | SOLE | 29,429 | 0 | 0 | ||
PEAR THERAPEUTICS INC | *W EXP 12/03/202 | 704723113 | 1,901 | 12,768 | SH | SOLE | 12,768 | 0 | 0 | ||
PINTEREST INC | CL A | 72352L106 | 0 | 45,300 | SH | Call | SOLE | 45,300 | 0 | 0 | |
PLANET LABS PBC | COM CL A | 72703X106 | 157,448 | 36,195 | SH | SOLE | 36,195 | 0 | 0 | ||
PNM RES INC | COM | 69349H107 | 6,622,267 | 135,730 | SH | SOLE | 135,730 | 0 | 0 | ||
POLESTAR AUTOMOTIVE HLDG UK | ADS C-1 | 731105102 | 436,584 | 389,807 | SH | SOLE | 389,807 | 0 | 0 | ||
POSHMARK INC | COM CL A | 73739W104 | 1,341,000 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
PROSPECTOR CAPITAL CORP | CL A | G7273A105 | 101,291 | 10,180 | SH | SOLE | 10,180 | 0 | 0 | ||
RADIUS GLOBAL INFRASTRCTRE I | COM CL A | 750481103 | 452,470 | 38,280 | SH | SOLE | 38,280 | 0 | 0 | ||
RADIUS GLOBAL INFRASTRCTRE I | COM CL A | 750481103 | 0 | 36,600 | SH | Call | SOLE | 36,600 | 0 | 0 | |
RESOLUTE FST PRODS INC | COM | 76117W109 | 1,322,388 | 61,250 | SH | SOLE | 61,250 | 0 | 0 | ||
RESTAURANT BRANDS INTL INC | COM | 76131D103 | 261,008 | 4,036 | SH | SOLE | 4,036 | 0 | 0 | ||
ROGERS CORP | COM | 775133101 | 4,319,869 | 36,198 | SH | SOLE | 36,198 | 0 | 0 | ||
SERVICE CORP INTL | COM | 817565104 | 0 | 87,500 | SH | Put | SOLE | 87,500 | 0 | 0 | |
SHAKE SHACK INC | CL A | 819047101 | 0 | 27,100 | SH | Put | SOLE | 27,100 | 0 | 0 | |
SHAW COMMUNICATIONS INC | CL B CONV | 82028K200 | 4,189,891 | 145,536 | SH | SOLE | 145,536 | 0 | 0 | ||
SIERRA WIRELESS INC | COM | 826516106 | 2,098,528 | 72,388 | SH | SOLE | 72,388 | 0 | 0 | ||
SIGNIFY HEALTH INC | CL A COM | 82671G100 | 1,318,360 | 46,000 | SH | SOLE | 46,000 | 0 | 0 | ||
SOUTH JERSEY INDS INC | COM | 838518108 | 2,096,270 | 59,000 | SH | SOLE | 59,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 0 | 13,800 | SH | Put | SOLE | 13,800 | 0 | 0 | |
SPIRIT AIRLS INC | COM | 848577102 | 2,016,180 | 103,500 | SH | SOLE | 103,500 | 0 | 0 | ||
STORE CAP CORP | COM | 862121100 | 641,200 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SUSTAINABLE DEVELP ACQU I CO | COM CL A | 86934L103 | 101,244 | 10,064 | SH | SOLE | 10,064 | 0 | 0 | ||
TEGNA INC | COM | 87901J105 | 593,320 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
THUNDER BRDG CAP PRTNRS IV I | CLASS A COM | 88605L107 | 539,653 | 54,291 | SH | SOLE | 54,291 | 0 | 0 | ||
THUNDER BRIDGE CAP PRTNRS II | *W EXP 02/01/202 | 88605T118 | 833 | 10,858 | SH | SOLE | 10,858 | 0 | 0 | ||
TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 2,980,800 | 69,000 | SH | SOLE | 69,000 | 0 | 0 | ||
TRUECAR INC | COM | 89785L107 | 631,265 | 251,500 | SH | SOLE | 251,500 | 0 | 0 | ||
UNIVAR SOLUTIONS INC | COM | 91336L107 | 871,702 | 27,412 | SH | SOLE | 27,412 | 0 | 0 | ||
UNIVAR SOLUTIONS INC | COM | 91336L107 | 0 | 168,900 | SH | Call | SOLE | 168,900 | 0 | 0 | |
USERTESTING INC | COM | 91734E101 | 672,145 | 89,500 | SH | SOLE | 89,500 | 0 | 0 | ||
VMWARE INC | CL A COM | 928563402 | 2,776,954 | 22,621 | SH | SOLE | 22,621 | 0 | 0 | ||
WESTROCK CO | COM | 96145D105 | 1,374,475 | 39,092 | SH | SOLE | 39,092 | 0 | 0 | ||
WILLSCOT MOBIL MINI HLDNG CO | COM CL A | 971378104 | 4,089,240 | 90,530 | SH | SOLE | 90,530 | 0 | 0 | ||
YELLOW CORP | COM | 985510106 | 95,623 | 38,097 | SH | SOLE | 38,097 | 0 | 0 | ||
YUM BRANDS INC | COM | 988498101 | 229,776 | 1,794 | SH | SOLE | 1,794 | 0 | 0 |