The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | CORE S&P500 ETF | 464287200 | 11,517 | 30,680 | SH | SOLE | 0 | 0 | 30,680 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 610 | 1,632 | SH | SOLE | 0 | 0 | 1,632 | ||
AMAZON COM INC | COM | 023135106 | 1,788 | 549 | SH | SOLE | 0 | 0 | 549 | ||
ALTRIA GROUP INC | COM | 02209S103 | 219 | 5,349 | SH | SOLE | 0 | 0 | 5,349 | ||
DISNEY WALT CO | COM | 254687106 | 706 | 3,897 | SH | SOLE | 0 | 0 | 3,897 | ||
CHEVRON CORP NEW | COM | 166764100 | 793 | 9,392 | SH | SOLE | 0 | 0 | 9,392 | ||
MICROSOFT CORP | COM | 594918104 | 720 | 3,238 | SH | SOLE | 0 | 0 | 3,238 | ||
AT&T INC | COM | 00206R102 | 827 | 28,744 | SH | SOLE | 0 | 0 | 28,744 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 258 | 2,046 | SH | SOLE | 0 | 0 | 2,046 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 618 | 10,517 | SH | SOLE | 0 | 0 | 10,517 | ||
EXXON MOBIL CORP | COM | 30231G102 | 327 | 7,930 | SH | SOLE | 0 | 0 | 7,930 | ||
MERCK & CO. INC | COM | 58933Y105 | 200 | 2,447 | SH | SOLE | 0 | 0 | 2,447 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 313 | 29,019 | SH | SOLE | 0 | 0 | 29,019 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 612 | 4,816 | SH | SOLE | 0 | 0 | 4,816 | ||
ABERDEEN ASIA-PACIFIC INCOME | COM | 003009107 | 76 | 17,017 | SH | SOLE | 0 | 0 | 17,017 | ||
COMCAST CORP NEW | CL A | 20030N101 | 278 | 5,305 | SH | SOLE | 0 | 0 | 5,305 | ||
APPLE INC | COM | 037833100 | 5,852 | 44,103 | SH | SOLE | 0 | 0 | 44,103 | ||
TEKLA HEALTHCARE INVS | SH BEN INT | 87911J103 | 290 | 12,159 | SH | SOLE | 0 | 0 | 12,159 | ||
SELECTIVE INS GROUP INC | COM | 816300107 | 404 | 6,035 | SH | SOLE | 0 | 0 | 6,035 | ||
EATON VANCE LTD DURATION INC | COM | 27828H105 | 556 | 44,348 | SH | SOLE | 0 | 0 | 44,348 | ||
NETFLIX INC | COM | 64110L106 | 267 | 494 | SH | SOLE | 0 | 0 | 494 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 126 | 18,302 | SH | SOLE | 0 | 0 | 18,302 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 13,627 | 115,299 | SH | SOLE | 0 | 0 | 115,299 | ||
CONSOLIDATED EDISON INC | COM | 209115104 | 355 | 4,917 | SH | SOLE | 0 | 0 | 4,917 | ||
APOLLO INVT CORP | COM NEW | 03761U502 | 293 | 27,616 | SH | SOLE | 0 | 0 | 27,616 | ||
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 175 | 16,626 | SH | SOLE | 0 | 0 | 16,626 | ||
DIVERSIFIED HEALTHCARE TR | COM SH BEN INT | 25525P107 | 61 | 14,764 | SH | SOLE | 0 | 0 | 14,764 | ||
SFL CORPORATION LTD | SHS | G7738W106 | 77 | 12,270 | SH | SOLE | 0 | 0 | 12,270 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 202 | 115 | SH | SOLE | 0 | 0 | 115 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 681 | 3,819 | SH | SOLE | 0 | 0 | 3,819 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 13,906 | 71,431 | SH | SOLE | 0 | 0 | 71,431 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 1,194 | 4,712 | SH | SOLE | 0 | 0 | 4,712 | ||
PALATIN TECHNOLOGIES INC | COM PAR $ .01 | 696077403 | 7 | 10,100 | SH | SOLE | 0 | 0 | 10,100 | ||
LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | 22 | 11,100 | SH | SOLE | 0 | 0 | 11,100 | ||
GAMCO GLOBAL GOLD NAT RES & | COM SH BEN INT | 36465A109 | 75 | 21,400 | SH | SOLE | 0 | 0 | 21,400 | ||
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 54 | 10,300 | SH | SOLE | 0 | 0 | 10,300 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 98 | 11,063 | SH | SOLE | 0 | 0 | 11,063 | ||
M & T BK CORP | COM | 55261F104 | 554 | 4,351 | SH | SOLE | 0 | 0 | 4,351 | ||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 168 | 12,409 | SH | SOLE | 0 | 0 | 12,409 | ||
BLACKROCK N Y MUN INCOME TRU | SH BEN INT | 09248L106 | 282 | 19,300 | SH | SOLE | 0 | 0 | 19,300 | ||
PIMCO NEW YORK MUN FD II | COM | 72200Y102 | 128 | 11,819 | SH | SOLE | 0 | 0 | 11,819 | ||
ARES CAPITAL CORP | COM | 04010L103 | 378 | 22,352 | SH | SOLE | 0 | 0 | 22,352 | ||
FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 33733E500 | 1,202 | 5,663 | SH | SOLE | 0 | 0 | 5,663 | ||
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 11,810 | 280,127 | SH | SOLE | 0 | 0 | 280,127 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 264 | 8,959 | SH | SOLE | 0 | 0 | 8,959 | ||
ENERGY FUELS INC | COM NEW | 292671708 | 48 | 11,177 | SH | SOLE | 0 | 0 | 11,177 | ||
FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 33733E500 | 352 | 5,006 | SH | SOLE | 0 | 0 | 5,006 | ||
ISHARES TR | ISHS 5-10YR INVT | 464288638 | 615 | 9,954 | SH | SOLE | 0 | 0 | 9,954 | ||
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 211 | 1,958 | SH | SOLE | 0 | 0 | 1,958 | ||
VOYA INTL HIGH DIV EQTY INM | COM | 92912Y109 | 109 | 23,725 | SH | SOLE | 0 | 0 | 23,725 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 566 | 6,840 | SH | SOLE | 0 | 0 | 6,840 | ||
SPDR SER TR | PORTFLI INTRMDIT | 78464A672 | 929 | 28,109 | SH | SOLE | 0 | 0 | 28,109 | ||
FS KKR CAP CORP | COM | 302635206 | 801 | 48,365 | SH | SOLE | 0 | 0 | 48,365 | ||
ISHARES TR | CORE LT USDB ETF | 464289479 | 1,811 | 23,703 | SH | SOLE | 0 | 0 | 23,703 | ||
TESLA INC | COM | 88160R101 | 578 | 819 | SH | SOLE | 0 | 0 | 819 | ||
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 636 | 10,250 | SH | SOLE | 0 | 0 | 10,250 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 620 | 1,805 | SH | SOLE | 0 | 0 | 1,805 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 718 | 10,524 | SH | SOLE | 0 | 0 | 10,524 | ||
VANGUARD STAR FDS | VG TL INTL STK F | 921909768 | 454 | 7,546 | SH | SOLE | 0 | 0 | 7,546 | ||
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 449 | 5,121 | SH | SOLE | 0 | 0 | 5,121 | ||
FACEBOOK INC | CL A | 30303M102 | 243 | 888 | SH | SOLE | 0 | 0 | 888 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 237 | 3,824 | SH | SOLE | 0 | 0 | 3,824 | ||
ISHARES TR | CORE 1 5 YR USD | 46432F859 | 1,704 | 32,999 | SH | SOLE | 0 | 0 | 32,999 | ||
ISHARES TR | MSCI USA MMENTM | 46432F396 | 4,195 | 26,009 | SH | SOLE | 0 | 0 | 26,009 | ||
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 890 | 36,993 | SH | SOLE | 0 | 0 | 36,993 | ||
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 10,833 | 185,013 | SH | SOLE | 0 | 0 | 185,013 | ||
VANGUARD WHITEHALL FDS | EMERG MKT BD ETF | 921946885 | 5,204 | 63,234 | SH | SOLE | 0 | 0 | 63,234 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 461 | 263 | SH | SOLE | 0 | 0 | 263 | ||
ISHARES TR | CORE TOTAL USD | 46434V613 | 3,290 | 60,271 | SH | SOLE | 0 | 0 | 60,271 | ||
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 4,297 | 87,186 | SH | SOLE | 0 | 0 | 87,186 | ||
LATTICE STRATEGIES TR | HARTFORD MLT ETF | 518416102 | 7,010 | 247,615 | SH | SOLE | 0 | 0 | 247,615 | ||
JOHN HANCOCK EXCHANGE TRADED | MULTIFACTOR MI | 47804J206 | 16,179 | 359,773 | SH | SOLE | 0 | 0 | 359,773 | ||
DBX ETF TR | XTRACK USD HIGH | 233051432 | 11,767 | 234,915 | SH | SOLE | 0 | 0 | 234,915 | ||
LATTICE STRATEGIES TR | HARTFORD US EQTY | 518416409 | 3,597 | 102,483 | SH | SOLE | 0 | 0 | 102,483 | ||
BAIN CAP SPECIALTY FIN INC | COM STK | 05684B107 | 424 | 34,976 | SH | SOLE | 0 | 0 | 34,976 | ||
OWL ROCK CAPITAL CORPORATION | COM | 69121K104 | 481 | 37,956 | SH | SOLE | 0 | 0 | 37,956 |