Peter Yin Form 3 R F INDUSTRIES / Peter Yin ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Yin Peter

(Last) (First) (Middle)

7610 MIRAMAR ROAD

SUITE 6000

(Street)

SAN DIEGO CA 92126

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
07/11/2020

3. Issuer Name and Ticker or Trading Symbol
R F INDUSTRIES LTD [ RFIL ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	61,139	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	(1)	12/13/2027	Common Stock	56,000	2.4	D
Stock Option (right to buy)	(2)	01/09/2030	Common Stock	3,750	6.4	D

Explanation of Responses:

1. Provided the Reporting Person is still employed with the Issuer on the following dates, 8,000 shares vest and become exercisable on December 13, 2020 and thereafter on each of the next six anniversaries of December 13, 2020.

2. 937 shares vested on the date of grant. Provided the Reporting Person is still employed with the Issuer on the following dates, the remaining options for 2,813 shares vest in twelve equal quarterly installments over the next three years, commencing with the first quarter after January 9, 2021.

	/s/ Peter Yin	07/30/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.