Suku Krishnaraj Chettiar Form 3 Sumo Logic / Suku Krishnaraj Chettiar ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Chettiar Suku Krishnaraj

(Last) (First) (Middle)

305 MAIN STREET

(Street)

REDWOOD CITY CA 94063

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/16/2020

3. Issuer Name and Ticker or Trading Symbol
Sumo Logic, Inc. [ SUMO ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chief Marketing Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	142,272(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	(2)	09/16/2025	Common Stock	435,000	1.38	D
Stock Option (right to buy)	(3)	12/04/2027	Common Stock	100,000	2.65	D
Stock Option (right to buy)	(4)	12/10/2028	Common Stock	120,000	3.68	D

Explanation of Responses:

1. These shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continued role as a service provider to the Issuer.

2. The shares underlying this option are fully vested and immediately exercisable.

3. The shares underlying this option vest as to 1/24th of the total shares on December 31, 2020 with 1/24th of the total shares vesting monthly thereafter, subject to the Reporting Person's continued role as a service provider to the Issuer.

4. The shares underlying this option vested as to 1/24th of the total shares on September 1, 2020 with 1/24th of the total shares vesting monthly thereafter, subject to the Reporting Person's continued role as a service provider to the Issuer.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Katherine Haar, Attorney-in-fact	09/16/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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