The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AFYA LTD | COMMON STOCK | G01125106 | 1,295 | 89,874 | SH | DFND | 1,2 | 89,874 | 0 | 0 | |
AIRBNB INC | CONVERTIBLE BOND | 009066AB7 | 13 | 14,000 | PRN | DFND | 1,2 | 14,000 | 0 | 0 | |
AKAMAI TECHNOLOGIES INC | CONVERTIBLE BOND | 00971TAL5 | 45 | 39,000 | PRN | DFND | 1,2 | 39,000 | 0 | 0 | |
ALARM.COM HOLDINGS INC | CONVERTIBLE BOND | 011642AB1 | 8 | 10,000 | PRN | DFND | 1,2 | 10,000 | 0 | 0 | |
ANGLOGOLD ASHANTI LTD | COMMON STOCK | 035128206 | 6,990 | 295,089 | SH | DFND | 1,2 | 295,089 | 0 | 0 | |
AZUL SA | COMMON STOCK | 05501U106 | 2,690 | 178,744 | SH | DFND | 1,2 | 178,744 | 0 | 0 | |
BANCO BRADESCO SA | COMMON STOCK | 059460303 | 2,903 | 625,739 | SH | DFND | 1,2 | 625,739 | 0 | 0 | |
CEMEX SAB DE CV | COMMON STOCK | 151290889 | 4,052 | 765,994 | SH | DFND | 1,2 | 765,994 | 0 | 0 | |
COUPA SOFTWARE INC | CONVERTIBLE BOND | 22266LAF3 | 9 | 11,000 | PRN | DFND | 1,2 | 11,000 | 0 | 0 | |
CREDICORP LTD | COMMON STOCK | G2519Y108 | 3,814 | 22,192 | SH | DFND | 1,2 | 22,192 | 0 | 0 | |
DEXCOM INC | CONVERTIBLE BOND | 252131AK3 | 28 | 25,000 | PRN | DFND | 1,2 | 25,000 | 0 | 0 | |
DROPBOX INC | CONVERTIBLE BOND | 26210CAC8 | 10 | 11,000 | PRN | DFND | 1,2 | 11,000 | 0 | 0 | |
ENPHASE ENERGY INC | CONVERTIBLE BOND | 29355AAK3 | 10 | 10,000 | PRN | DFND | 1,2 | 10,000 | 0 | 0 | |
EXACT SCIENCES CORP | CONVERTIBLE BOND | 30063PAB1 | 19 | 21,000 | PRN | DFND | 1,2 | 21,000 | 0 | 0 | |
FORD MOTOR CO | CONVERTIBLE BOND | 345370CZ1 | 32 | 27,000 | PRN | DFND | 1,2 | 27,000 | 0 | 0 | |
FREEPORT-MCMORAN INC | COMMON STOCK | 35671D857 | 6,674 | 134,193 | SH | DFND | 1,2 | 134,193 | 0 | 0 | |
GUARDANT HEALTH INC | CONVERTIBLE BOND | 40131MAB5 | 15 | 19,000 | PRN | DFND | 1,2 | 19,000 | 0 | 0 | |
HALOZYME THERAPEUTICS INC | CONVERTIBLE BOND | 40637HAD1 | 16 | 19,000 | PRN | DFND | 1,2 | 19,000 | 0 | 0 | |
ICICI BANK LTD | COMMON STOCK | 45104G104 | 5,382 | 284,164 | SH | DFND | 1,2 | 284,164 | 0 | 0 | |
INSMED INC | CONVERTIBLE BOND | 457669AB5 | 18 | 19,000 | PRN | DFND | 1,2 | 19,000 | 0 | 0 | |
ISHARES MSCI INDIA ETF | ETF | 46429B598 | 588 | 13,200 | SH | DFND | 1,2 | 13,200 | 0 | 0 | |
ITAU UNIBANCO HOLDING SA | COMMON STOCK | 465562106 | 5,539 | 970,102 | SH | DFND | 1,2 | 970,102 | 0 | 0 | |
JAZZ PHARMACEUTICALS PLC | CONVERTIBLE BOND | 472145AF8 | 25 | 21,000 | PRN | DFND | 1,2 | 21,000 | 0 | 0 | |
NICE LTD | CONVERTIBLE BOND | 653656AB4 | 22 | 21,000 | PRN | DFND | 1,2 | 21,000 | 0 | 0 | |
PEBBLEBROOK HOTEL TRUST | CONVERTIBLE BOND | 70509VAA8 | 19 | 17,000 | PRN | DFND | 1,2 | 17,000 | 0 | 0 | |
PETROLEO BRASILEIRO SA | COMMON STOCK | 71654V408 | 8,882 | 600,185 | SH | DFND | 1,2 | 600,185 | 0 | 0 | |
SEA LTD | CONVERTIBLE BOND | 81141RAG5 | 8 | 10,000 | PRN | DFND | 1,2 | 10,000 | 0 | 0 | |
SHIFT4 PAYMENTS INC | CONVERTIBLE BOND | 82452JAB5 | 25 | 24,000 | PRN | DFND | 1,2 | 24,000 | 0 | 0 | |
SOCIEDAD QUIMICA Y MINERA DE CHILE SA | COMMON STOCK | 833635105 | 2,006 | 23,436 | SH | DFND | 1,2 | 23,436 | 0 | 0 | |
SORRENTO THERAPEUTICS INC | COMMON STOCK | 83587F202 | 116 | 50,000 | SH | DFND | 1,2 | 50,000 | 0 | 0 | |
SPLUNK INC | CONVERTIBLE BOND | 848637AD6 | 30 | 25,000 | PRN | DFND | 1,2 | 25,000 | 0 | 0 | |
SPOTIFY TECHNOLOGY SA | CONVERTIBLE BOND | 84921RAB6 | 11 | 13,000 | PRN | DFND | 1,2 | 13,000 | 0 | 0 | |
TRAVERE THERAPEUTICS INC | CONVERTIBLE BOND | 761299AB2 | 16 | 16,000 | PRN | DFND | 1,2 | 16,000 | 0 | 0 | |
TYLER TECHNOLOGIES INC | CONVERTIBLE BOND | 902252AB1 | 14 | 13,000 | PRN | DFND | 1,2 | 13,000 | 0 | 0 | |
VAIL RESORTS INC | CONVERTIBLE BOND | 91879QAN9 | 31 | 32,000 | PRN | DFND | 1,2 | 32,000 | 0 | 0 | |
VALE SA | COMMON STOCK | 91912E105 | 9,855 | 493,017 | SH | DFND | 1,2 | 493,017 | 0 | 0 | |
VISHAY INTERTECHNOLOGY INC | CONVERTIBLE BOND | 928298AP3 | 16 | 17,000 | PRN | DFND | 1,2 | 17,000 | 0 | 0 |