The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AFYA LTD | COMMON STOCK | G01125106 | 1,037 | 104,288 | SH | DFND | 1,2 | 104,288 | 0 | 0 | |
ALARM.COM HOLDINGS INC | CONVERTIBLE BOND | 011642AB1 | 8 | 10,000 | PRN | DFND | 1,2 | 10,000 | 0 | 0 | |
ALVOTECH SA | COMMON STOCK | L01800108 | 5,479 | 667,367 | SH | DFND | 1,2 | 667,367 | 0 | 0 | |
ANGLOGOLD ASHANTI LTD | COMMON STOCK | 035128206 | 5,609 | 379,289 | SH | DFND | 1,2 | 379,289 | 0 | 0 | |
AZUL SA | COMMON STOCK | 05501U106 | 1,651 | 232,544 | SH | DFND | 1,2 | 232,544 | 0 | 0 | |
BANCO BRADESCO SA | COMMON STOCK | 059460303 | 2,833 | 869,160 | SH | DFND | 1,2 | 869,160 | 0 | 0 | |
COUPA SOFTWARE INC | CONVERTIBLE BOND | 22266LAF3 | 8 | 11,000 | PRN | DFND | 1,2 | 11,000 | 0 | 0 | |
CREDICORP LTD | COMMON STOCK | G2519Y108 | 3,467 | 28,920 | SH | DFND | 1,2 | 28,920 | 0 | 0 | |
DOCUSIGN INC | CONVERTIBLE BOND | 256163AD8 | 12 | 13,000 | PRN | DFND | 1,2 | 13,000 | 0 | 0 | |
DROPBOX INC | CONVERTIBLE BOND | 26210CAC8 | 14 | 16,000 | PRN | DFND | 1,2 | 16,000 | 0 | 0 | |
ETSY INC | CONVERTIBLE BOND | 29786AAN6 | 9 | 13,000 | PRN | DFND | 1,2 | 13,000 | 0 | 0 | |
FREEPORT-MCMORAN INC | COMMON STOCK | 35671D857 | 5,108 | 174,593 | SH | DFND | 1,2 | 174,593 | 0 | 0 | |
HALOZYME THERAPEUTICS INC | CONVERTIBLE BOND | 40637HAD1 | 16 | 19,000 | PRN | DFND | 1,2 | 19,000 | 0 | 0 | |
ICICI BANK LTD | COMMON STOCK | 45104G104 | 6,442 | 363,154 | SH | DFND | 1,2 | 363,154 | 0 | 0 | |
IONIS PHARMACEUTICALS INC | CONVERTIBLE BOND | 462222AB6 | 11 | 13,000 | PRN | DFND | 1,2 | 13,000 | 0 | 0 | |
ISHARES MSCI INDIA ETF | ETF | 46429B598 | 1,771 | 45,000 | SH | DFND | 1,2 | 45,000 | 0 | 0 | |
ITAU UNIBANCO HOLDING SA | COMMON STOCK | 465562106 | 5,291 | 1,236,343 | SH | DFND | 1,2 | 1,236,343 | 0 | 0 | |
OKTA INC | CONVERTIBLE BOND | 679295AF2 | 8 | 10,000 | PRN | DFND | 1,2 | 10,000 | 0 | 0 | |
PETROLEO BRASILEIRO SA | COMMON STOCK | 71654V408 | 9,169 | 785,022 | SH | DFND | 1,2 | 785,022 | 0 | 0 | |
PROGRESS SOFTWARE CORP | CONVERTIBLE BOND | 743312AB6 | 19 | 20,000 | PRN | DFND | 1,2 | 20,000 | 0 | 0 | |
RINGCENTRAL INC | CONVERTIBLE BOND | 76680RAF4 | 12 | 15,000 | PRN | DFND | 1,2 | 15,000 | 0 | 0 | |
SEA LTD | CONVERTIBLE BOND | 81141RAG5 | 13 | 18,000 | PRN | DFND | 1,2 | 18,000 | 0 | 0 | |
SORRENTO THERAPEUTICS INC | COMMON STOCK | 83587F202 | 132 | 66,000 | SH | DFND | 1,2 | 66,000 | 0 | 0 | |
SPLUNK INC | CONVERTIBLE BOND | 848637AF1 | 17 | 21,000 | PRN | DFND | 1,2 | 21,000 | 0 | 0 | |
SPOTIFY TECHNOLOGY SA | CONVERTIBLE BOND | 84921RAB6 | 15 | 19,000 | PRN | DFND | 1,2 | 19,000 | 0 | 0 | |
TERNIUM SA | COMMON STOCK | 880890108 | 1,283 | 35,558 | SH | DFND | 1,2 | 35,558 | 0 | 0 | |
TRAVERE THERAPEUTICS INC | CONVERTIBLE BOND | 761299AB2 | 15 | 16,000 | PRN | DFND | 1,2 | 16,000 | 0 | 0 | |
VAIL RESORTS INC | CONVERTIBLE BOND | 91879QAN9 | 28 | 32,000 | PRN | DFND | 1,2 | 32,000 | 0 | 0 | |
VALE SA | COMMON STOCK | 91912E105 | 7,506 | 513,120 | SH | DFND | 1,2 | 513,120 | 0 | 0 | |
VISHAY INTERTECHNOLOGY INC | CONVERTIBLE BOND | 928298AP3 | 16 | 17,000 | PRN | DFND | 1,2 | 17,000 | 0 | 0 |