The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AFYA LTD | COMMON STOCK | G01125106 | 1,382 | 101,933 | SH | DFND | 1,2 | 101,933 | 0 | 0 | |
AIRBNB INC | CONVERTIBLE BOND | 009066AB7 | 9 | 12,000 | PRN | DFND | 1,2 | 12,000 | 0 | 0 | |
ALARM.COM HOLDINGS INC | CONVERTIBLE BOND | 011642AB1 | 12 | 15,000 | PRN | DFND | 1,2 | 15,000 | 0 | 0 | |
ALVOTECH SA | COMMON STOCK | L01800108 | 4,511 | 667,367 | SH | DFND | 1,2 | 667,367 | 0 | 0 | |
ANGLOGOLD ASHANTI LTD | COMMON STOCK | 035128206 | 5,930 | 429,089 | SH | DFND | 1,2 | 429,089 | 0 | 0 | |
AZUL SA | COMMON STOCK | 05501U106 | 2,155 | 264,844 | SH | DFND | 1,2 | 264,844 | 0 | 0 | |
BANCO BRADESCO SA | COMMON STOCK | 059460303 | 3,586 | 974,539 | SH | DFND | 1,2 | 974,539 | 0 | 0 | |
BENTLEY SYSTEMS INC | CONVERTIBLE BOND | 08265TAD1 | 21 | 28,000 | PRN | DFND | 1,2 | 28,000 | 0 | 0 | |
BLACKLINE INC | CONVERTIBLE BOND | 09239BAD1 | 13 | 17,000 | PRN | DFND | 1,2 | 17,000 | 0 | 0 | |
CERIDIAN LLC | CONVERTIBLE BOND | 15677JAD0 | 11 | 14,000 | PRN | DFND | 1,2 | 14,000 | 0 | 0 | |
CLOUDFLARE INC | CONVERTIBLE BOND | 18915MAC1 | 10 | 13,000 | PRN | DFND | 1,2 | 13,000 | 0 | 0 | |
COUPA SOFTWARE INC | CONVERTIBLE BOND | 22266LAF3 | 14 | 19,000 | PRN | DFND | 1,2 | 19,000 | 0 | 0 | |
CREDICORP LTD | COMMON STOCK | G2519Y108 | 4,045 | 32,944 | SH | DFND | 1,2 | 32,944 | 0 | 0 | |
DOCUSIGN INC | CONVERTIBLE BOND | 256163AD8 | 25 | 27,000 | PRN | DFND | 1,2 | 27,000 | 0 | 0 | |
DROPBOX INC | CONVERTIBLE BOND | 26210CAC8 | 14 | 17,000 | PRN | DFND | 1,2 | 17,000 | 0 | 0 | |
ENVESTNET INC | CONVERTIBLE BOND | 29404KAE6 | 29 | 35,000 | PRN | DFND | 1,2 | 35,000 | 0 | 0 | |
ETSY INC | CONVERTIBLE BOND | 29786AAN6 | 13 | 17,000 | PRN | DFND | 1,2 | 17,000 | 0 | 0 | |
FREEPORT-MCMORAN INC | COMMON STOCK | 35671D857 | 5,706 | 208,808 | SH | DFND | 1,2 | 208,808 | 0 | 0 | |
ICICI BANK LTD | COMMON STOCK | 45104G104 | 6,904 | 329,259 | SH | DFND | 1,2 | 329,259 | 0 | 0 | |
ILLUMINA INC | CONVERTIBLE BOND | 452327AK5 | 25 | 27,000 | PRN | DFND | 1,2 | 27,000 | 0 | 0 | |
IONIS PHARMACEUTICALS INC | CONVERTIBLE BOND | 462222AB6 | 15 | 17,000 | PRN | DFND | 1,2 | 17,000 | 0 | 0 | |
ISHARES MSCI INDIA ETF | ETF | 46429B598 | 2,728 | 66,900 | SH | DFND | 1,2 | 66,900 | 0 | 0 | |
ITAU UNIBANCO HOLDING SA | COMMON STOCK | 465562106 | 7,200 | 1,392,798 | SH | DFND | 1,2 | 1,392,798 | 0 | 0 | |
NUVASIVE INC | CONVERTIBLE BOND | 670704AJ4 | 14 | 17,000 | PRN | DFND | 1,2 | 17,000 | 0 | 0 | |
OKTA INC | CONVERTIBLE BOND | 679295AF2 | 10 | 14,000 | PRN | DFND | 1,2 | 14,000 | 0 | 0 | |
PAGSEGURO DIGITAL LTD | COMMON STOCK | G68707101 | 1,817 | 137,408 | SH | DFND | 1,2 | 137,408 | 0 | 0 | |
PETROLEO BRASILEIRO SA | COMMON STOCK | 71654V408 | 7,422 | 601,504 | SH | DFND | 1,2 | 601,504 | 0 | 0 | |
SEA LTD | CONVERTIBLE BOND | 81141RAG5 | 19 | 28,000 | PRN | DFND | 1,2 | 28,000 | 0 | 0 | |
SHAKE SHACK INC | CONVERTIBLE BOND | 819047AB7 | 12 | 18,000 | PRN | DFND | 1,2 | 18,000 | 0 | 0 | |
SHIFT4 PAYMENTS INC | CONVERTIBLE BOND | 82452JAD1 | 11 | 15,000 | PRN | DFND | 1,2 | 15,000 | 0 | 0 | |
SHOPIFY INC | CONVERTIBLE BOND | 82509LAA5 | 11 | 14,000 | PRN | DFND | 1,2 | 14,000 | 0 | 0 | |
SORRENTO THERAPEUTICS INC | COMMON STOCK | 83587F202 | 103 | 66,000 | SH | DFND | 1,2 | 66,000 | 0 | 0 | |
SPLUNK INC | CONVERTIBLE BOND | 848637AF1 | 22 | 29,000 | PRN | DFND | 1,2 | 29,000 | 0 | 0 | |
SPOTIFY TECHNOLOGY SA | CONVERTIBLE BOND | 84921RAB6 | 26 | 33,000 | PRN | DFND | 1,2 | 33,000 | 0 | 0 | |
TERNIUM SA | COMMON STOCK | 880890108 | 1,094 | 39,958 | SH | DFND | 1,2 | 39,958 | 0 | 0 | |
VALE SA | COMMON STOCK | 91912E105 | 9,221 | 692,332 | SH | DFND | 1,2 | 692,332 | 0 | 0 | |
VISHAY INTERTECHNOLOGY INC | CONVERTIBLE BOND | 928298AP3 | 18 | 20,000 | PRN | DFND | 1,2 | 20,000 | 0 | 0 | |
WESTERN DIGITAL CORP | CONVERTIBLE BOND | 958102AP0 | 41 | 44,000 | PRN | DFND | 1,2 | 44,000 | 0 | 0 | |
WIX.COM LTD | CONVERTIBLE BOND | 92940WAD1 | 15 | 19,000 | PRN | DFND | 1,2 | 19,000 | 0 | 0 |