Dean W. Rivest Form 3 Omega Flex / Dean W. Rivest ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Rivest Dean W.

(Last) (First) (Middle)

451 CREAMERY WAY

(Street)

EXTON PA 19341

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/08/2020

3. Issuer Name and Ticker or Trading Symbol
Omega Flex, Inc. [ OFLX ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Vice President

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common stock	11,809.8	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Phantom Stock(1)	02/14/2021	02/14/2021	Common stock	1,200	0(2)	D
Phantom Stock(1)	02/12/2022	02/12/2022	Common stock	1,000	0(2)	D
Phantom Stock(1)	02/15/2023	02/15/2023	Common stock	930	0(2)	D
Phantom Stock(1)	02/28/2024	02/28/2024	Common stock	750	0(2)	D

Explanation of Responses:

1. All phantom stock units are exercisable only for cash.

2. Conversion is one for one.

	Timothy P. Scanlan, by POA	09/09/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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