Item 1. | |
(a) | Name of issuer:
Archer Aviation Inc. |
(b) | Address of issuer's principal executive
offices:
190 West Tasman Drive, San Jose, CA, 95134 |
Item 2. | |
(a) | Name of person filing:
Marc E. Lore (the "Reporting Person") |
(b) | Address or principal business office or, if
none, residence:
443 Greenwich Street, PHA, NewYork, NY 10013 |
(c) | Citizenship:
United States of America |
(d) | Title of class of securities:
Class A Common Stock, par value $0.0001 |
(e) | CUSIP No.:
03945R102 |
Item 3. | If this statement is filed pursuant to §§
240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
(b) | Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
(c) | Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
(d) | Investment
company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
(e) | An
investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
(f) | An
employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
(g) | A
parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
(h) | A
savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.
1813); |
(i) | A
church plan that is excluded from the definition of an investment company under section 3(c)(14)
of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | A
non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S.
institution in accordance with § 240.13d-1(b)(1)(ii)(J), please
specify the type of institution: |
(k) | Group,
in accordance with Rule 240.13d-1(b)(1)(ii)(K). |
| |
Item 4. | Ownership |
(a) | Amount beneficially owned:
As of January 17, 2025, the date as of which the Reporting Person became obligated to file this Statement pursuant to Rule 13d-2(d), the Reporting Person directly held 2,235 shares of the Class A Common Stock of Archer Aviation Inc. (the "Issuer"). After January 17, 2025, the Reporting Person sold the remainder of such shares of the Issuer's Class A Common Stock. As of January 22, 2025, the Reporting Person ceased to hold any shares of the Issuer's capital stock. |
(b) | Percent of class:
The percentage set forth below was calculated in accordance with Rule 13(d)-3(d)(1)(i), promulgated under the Securities Exchange Act of 1934, as amended, and based on an aggregate total of 465,530,068 shares of the Issuer's Class A Common Stock outstanding as of December 10, 2024, as reported by the Issuer in its registration statement filed on Form S-3ASR with the Securities and Exchange Commission on December 13, 2024 after giving effect to the Issuer's private placement completed in December 2024, as more specifically described therein.
0.0 % |
(c) | Number of shares as to which the person has:
|
| (i) Sole power to vote or to direct the vote:
0
|
| (ii) Shared power to vote or to direct the
vote:
0
|
| (iii) Sole power to dispose or to direct the
disposition of:
0
|
| (iv) Shared power to dispose or to direct the
disposition of:
0
|
Item 5. | Ownership of 5 Percent or Less of a Class. |
| 
Ownership of 5 percent or less of a class |
Item 6. | Ownership of more than 5 Percent on Behalf of
Another Person. |
|
Not Applicable
|
Item 7. | Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or
Control Person. |
|
Not Applicable
|
Item 8. | Identification and Classification of Members
of the Group. |
|
Not Applicable
|
Item 9. | Notice of Dissolution of Group. |
|
Not Applicable
|