Haller Kenneth Form 4 GreenBox POS / Kenneth Haller ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Haller Kenneth

(Last) (First) (Middle)

3131 CAMINO DEL RIO NORTH

SUITE 1400

(Street)

SAN DIEGO CA 92108

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
GreenBox POS [ GBOX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
President of Payments

3. Date of Earliest Transaction (Month/Day/Year)
04/30/2020

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.001	04/30/2020		A		17,000,000	A	$0.48	17,000,000	D
Common Stock, par value $0.001	06/24/2020		M		500,000	A	$0.065	17,500,000(1)	D
Common Stock, par value $0.001	04/05/2021		S		26,800	D	$15.1(3)	2,889,866	D
Common Stock, par value $0.001	04/06/2021		S		9,251	D	$16.66(4)	2,880,615	D
Common Stock, par value $0.001	04/06/2021		S		18,300	D	$17.54(5)	2,862,315	D
Common Stock, par value $0.001	04/06/2021		S		12,449	D	$18.28(6)	2,849,866	D
Common Stock, par value $0.001	04/07/2021		S		10,000	D	$18.44(7)	2,839,866	D
Common Stock, par value $0.001	04/08/2021		S		5,383	D	$18.56(8)	2,834,483	D
Common Stock, par value $0.001	04/09/2021		S		6,100	D	$16.55(9)	2,828,383	D
Common Stock, par value $0.001	04/08/2021		S		6,168	D	$17.44(10)	2,822,215	D
Common Stock, par value $0.001	04/12/2021		S		7,000	D	$16.78(11)	2,815,215	D
Common Stock, par value $0.001	04/12/2021		S		9,000	D	$17.89(12)	2,806,215	D
Common Stock, par value $0.001	05/20/2021		S		200	D	$10.5	2,806,015	D
Common Stock, par value $0.001	05/24/2021		S		100	D	$10.5	2,805,915	D
Common Stock, par value $0.001	05/25/2021		S		29,800	D	$10.18	2,776,115	D
Common Stock, par value $0.001	05/26/2021		S		49,682	D	$11.23(13)	2,726,433	D
Common Stock, par value $0.001	05/27/2021		S		90,318	D	$10.63(14)	2,636,115	D
Common Stock, par value $0.001	06/01/2021		S		10,000	D	$11.99	2,626,115	D
Common Stock, par value $0.001	06/07/2021		S		100,000	D	$13.77	2,526,115	D
Common Stock, par value $0.001	06/10/2021		S		23,500	D	$14.18(15)	2,502,615	D
Common Stock, par value $0.001	06/11/2021		S		3,465	D	$14.05(16)	2,499,150	D
Common Stock, par value $0.001	06/14/2021		S		71,045	D	$15.12(17)	2,428,105	D
Common Stock, par value $0.001	06/15/2021		S		1,990	D	$14.67	2,426,115	D
Common Stock, par value $0.001	07/01/2021		S		85,000	D	$12.04(18)	2,341,115	D
Common Stock, par value $0.001	07/02/2021		S		15,000	D	$11.4	2,326,115	D
Common Stock, par value $0.001	07/20/2021		S		6,172	D	$9.85	2,319,943	D
Common Stock, par value $0.001	07/20/2021		A		615,600	A	$9.79	2,935,543	I	Sky Financial
Common Stock, par value $0.001	07/21/2021		S		25,000	D	$9.72	2,910,543	D
Common Stock, par value $0.001	07/22/2021		S		48,423	D	$9.64(19)	2,862,120	D
Common Stock, par value $0.001	07/23/2021		S		131,394	D	$9.86(20)	2,730,726	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options	$0.065	06/24/2020		A		500,000		06/24/2020	06/24/2025	Common Stock, par value $0.001	500,000	$0.00	500,000	D
Stock Options	$0.065	06/24/2020		D			500,000	06/24/2020	06/24/2025	Common Stock, par value $0.001	500,000	$0.00	0	D
Stock Options	$1.01	12/01/2020		A		500,000		12/01/2020	06/01/2026	Common Stock, par value $0.001	500,000	$0.00	500,000(2)	D
Stock Options	$12.1	06/02/2021		A		3,306		12/01/2021	06/02/2031	Common Stock, par value $0.001	3,306	$0.00	86,639	D
Stock Options	$7.31	08/17/2021		A		2,534,213		08/17/2021	08/17/2031	Common Stock, par value $0.001	2,534,213	$0.00	2,620,852	D
Stock Options	$7.31	09/30/2021		D			2,534,213	08/17/2021	08/17/2031	Common Stock, par value $0.001	2,534,213	$0.00	86,639	D

Explanation of Responses:

1. The company effected a reverse stock split of 1:6 on February 17, 2021. As a result, Mr. Haller's 17,500,000 shares of common stock became 2,916,666 shares of common stock.

2. The company effected a reverse stock split of 1:6 on February 17, 2021. As a result, Mr. Haller's 500,000 stock options became 83,333 stock options.

3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.02 to $15.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (20) to this Form 4.

4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.94, inclusive.

5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.11 to $17.98, inclusive.

6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.64, inclusive.

7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $19.00, inclusive.

8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.26 to $19.25, inclusive.

9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.12 to $17.08, inclusive.

10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.15 to $18.00, inclusive.

11. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $17.24, inclusive.

12. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.53 to $18.50, inclusive.

13. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.69, inclusive.

14. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.55 to $11.04, inclusive.

15. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.10 to $14.55, inclusive.

16. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.05 to $14.06, inclusive.

17. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.48 to $15.34, inclusive.

18. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.87 to $12.19, inclusive.

19. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $10.03, inclusive.

20. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.41 to$10.00, inclusive.

Remarks:

THIS FORM 4 IS CONTINUED ON THE FORM 4 FILED IMMEDIATELY AFTER THIS FORM 4. THE FILINGS WERE SEPARATED DUE TO INSUFFICIENT ROOM ON THE FIRST FILING TO SUPPLY ALL OF THE DATA.

	/s/ Kenneth Haller	12/09/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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