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S-8 Filing
Li-Cycle (LICY) S-8Registration of securities for employees
Filed: 19 Aug 24, 7:30am
Security Type | Security Class Title | Fee Calculation Rule | Amount Registered (1) | Proposed Maximum Offering Price per Share | Maximum Aggregate Offering Price | Fee Rate | Amount of Registration Fee | |||||||
Equity | Common shares (“ Common Shares ”)(2) | Other (6) | 100,628 | $54.36 (6) | $5,470,138.08 | .0001476 | $807.40 | |||||||
Equity | Common Shares (3) | Other (7) | 397,198 | $2.59 (7) | $1,028,742.82 | .0001476 | $151.85 | |||||||
Equity | Common Shares (4) | Other (7) | 1,122,884 | $2.59 (7) | $2,908,269.56 | .0001476 | $429.27 | |||||||
Equity | Common Shares (5) | Other (7) | 1,613,111 | $2.59 (7) | $4,177,957.49 | .0001476 | $616.67 | |||||||
Total Offering Amounts | $13,585,107.95 | $2,005.19 | ||||||||||||
Total Fee Offsets (8) | $— | |||||||||||||
Net Fee Due | $2,005.19 |
(1) | Pursuant to Rule 415 under the Securities Act of 1933, as amended (the “ Securities Act |
(2) | Represents Common Shares issuable upon the exercise of outstanding options governed by the Li-Cycle Holdings Corp. 2021 Incentive Award Plan (the “ Plan |
(3) | Represents Common Shares issuable upon the vesting of outstanding performance stock units granted to the Selling Securityholders under the Plan. |
(4) | Represents Common Shares issuable upon the vesting of outstanding restricted stock units granted to the Selling Securityholders under the Plan. |
(5) | Represents Common Shares reserved for issuance under new awards to be granted under the Plan. |
(6) | Determined in accordance with Rules 457(h) under theSecurities Act,solely forthe purpose of determining the registration fee. The offering price per share and the aggregate offering price for outstanding options governed under the Plan are based upon the weighted-average exercise price of such outstanding options. |
(7) | Estimated solely for the purpose of calculating the registration fee pursuant to Rules 457(c) and 457(h) of the Securities Act on the basis of the average of the high and low prices of the Common Shares on the New York Stock Exchange on August 13, 2024, within five business days prior to filing. |
(8) | The Registrant does not have any fee offsets. |