UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer Pursuant to Rule 13a-16
or 15d-16 of the Securities Exchange Act of 1934
| For the month of April, 2021 |
| Commission File Number 001-39684 |
| CI Financial Corp. |
| (Translation of registrant’s name into English) |
2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 |
| (Address of principal executive offices) |
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
Form 20-F ¨ Form 40-F x
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ¨
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ¨
Exhibit 99.1, excluding Schedule “A” thereto, to this Form 6-K of CI Financial Corp. (the “Company”) is hereby incorporated by reference as an exhibit to the Registration Statement on Form F-10 (File No. 333-251032) of the Company, as amended or supplemented.
DOCUMENTS INCLUDED AS PART OF THIS REPORT
| Exhibit | |
| 99.1 | Material Change Report dated April 12, 2021 |
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| CI Financial Corp. | ||||||
| (Registrant) | ||||||
Date: |
April 12, 2021 |
By: |
/s/ Edward Kelterborn | |||
| Name: | Edward Kelterborn | |||||
| Title: | Chief Legal Officer | |||||
3
