SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 11/19/2020 | 3. Issuer Name and Ticker or Trading Symbol Kingswood Acquisition Corp. [ KWAC ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Class B Common Stock | (1) | (1) | Class A Common Stock | 2,605,000 | (1) | D(2) |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-249437) (the "Registration Statement") and have no expiration date. The shares of Class B common stock beneficially owned by the Reporting Persons include up to 375,000 shares of Class B common stock subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement. |
2. Kingswood Global Sponsor LLC is the record holder of the securities reported herein. Gary Wilder, Jonathan Massing, HSQ Investments Limited, Michael Nessim, Howard Garland and David Hudd are among the members of Kingswood Global Sponsor LLC and share voting and investment discretion with respect to the securities held of record by Kingswood Global Sponsor LLC. Gary Wilder, Jonathan Massing, HSQ Investments Limited, Michael Nessim, Howard Garland and David Hudd disclaim any beneficial ownership of the securities held by Kingswood Global Sponsor LLC other than to the extent of any pecuniary interest they may have therein, directly or indirectly. |
Remarks: |
See Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer. See Exhibits 24 - Power of Attorney. |
/s/ Ana Nunez Cardenas, Attorney-in-Fact for Kingswood Global Sponsor LLC | 11/19/2020 | |
/s/ Ana Nunez Cardenas, Attorney-in-Fact for Gary Wilder | 11/19/2020 | |
/s/ Ana Nunez Cardenas, Attorney-in-Fact for Jonathan Massing | 11/19/2020 | |
/s/ Ana Nunez Cardenas, Attorney-in-Fact for HSQ Investments Limited | 11/19/2020 | |
/s/ Ana Nunez Cardenas, Attorney-in-Fact for Michael Nessim | 11/19/2020 | |
/s/ Ana Nunez Cardenas, Attorney-in-Fact for David Hudd | 11/19/2020 | |
/s/ Ana Nunez Cardenas, Attorney-in-Fact for Howard Garland | 11/19/2020 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |