Cristin C. Bracken Form 3 Gates Industrial / Cristin C. Bracken ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Bracken Cristin C.

(Last) (First) (Middle)

C/O GATES INDUSTRIAL CORPORATION PLC

1144 FIFTEENTH, SUITE 1400

(Street)

DENVER CO 80202

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/27/2020

3. Issuer Name and Ticker or Trading Symbol
Gates Industrial Corp plc [ GTES ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
SVP, CLO & Corporate Secretary

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares	728	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Options (right to buy)	(1)	09/19/2027	Ordinary Shares	9,536	13.44	D
Employee Stock Options (right to buy)	(1)	09/19/2027	Ordinary Shares	9,536	13.44	D
Employee Stock Options (right to buy)	(1)	09/19/2027	Ordinary Shares	9,536	20.16	D
Employee Stock Options (right to buy)	(2)	09/19/2027	Ordinary Shares	9,536	13.44	D
Time-Based Restricted Stock Units	(3)	(3)	Ordinary Shares	2,329	(4)	D
Employee Stock Options (right to buy)	(5)	02/22/2029	Ordinary Shares	9,762	16.46	D
Time-Based Restricted Stock Units	(6)	(6)	Ordinary Shares	4,263	(4)	D
Employee Stock Options (right to buy)	(7)	02/21/2030	Ordinary Shares	11,190	12.6	D
Time-Based Restricted Stock Units	(8)	(8)	Ordinary Shares	5,000	(4)	D

Explanation of Responses:

1. This performance-based option award was granted on September 19, 2017 and vests based on achievement of certain performance metrics on or before July 3, 2022, in accordance with the applicable award agreement.

2. This option award was granted on September 19, 2017 and vests in five substantially equal annual installments beginning on the first anniversary of the grant date.

3. This time-based restricted stock unit (TBRSU) award was granted on February 22, 2019 and vests in three substantially equal annual installments beginning on the first anniversary of the grant date. The number reported here reflects the TBRSUs outstanding subject to future vesting.

4. Each TBRSU represents a contingent right to receive one ordinary share of the Company. The TBRSU will be settled in either ordinary shares or cash (or a combination thereof).

5. This option award was granted on February 22, 2019 and vests in three substantially equal annual installments beginning on the first anniversary of the grant date.

6. This time-based restricted stock unit (TBRSU) award was granted on February 21, 2020 and vests in three substantially equal annual installments beginning on the first anniversary of the grant date. The number reported here reflects the TBRSUs outstanding subject to future vesting.

7. This option award was granted on February 21, 2020 and vests in three substantially equal annual installments beginning on the first anniversary of the grant date.

8. This time-based restricted stock unit (TBRSU) award was granted on April 27, 2020 and vests in three substantially equal annual installments beginning on the first anniversary of the grant date. The number reported here reflects the TBRSUs outstanding subject to future vesting.

	/s/ Carrie Etherton	11/05/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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