Engine No. 1 ETF Trust
Engine No. 1 Transform 500 ETF
Schedule of Investments
July 31, 2021 (Unaudited)
Investments | Shares | Value ($) | ||
COMMON STOCKS - 99.7% | ||||
Aerospace & Defense - 1.5% | ||||
Boeing Co.* | 2,182 | 494,179 | ||
General Dynamics Corp. | 901 | 176,623 | ||
HEICO Corp. | 163 | 22,046 | ||
HEICO Corp., Class A | 292 | 35,416 | ||
L3Harris Technologies, Inc. | 825 | 187,061 | ||
Lockheed Martin Corp. | 980 | 364,237 | ||
Northrop Grumman Corp. | 592 | 214,908 | ||
Raytheon Technologies Corp. | 6,005 | 522,135 | ||
Teledyne Technologies, Inc.* | 179 | 81,046 | ||
TransDigm Group, Inc.* | 222 | 142,322 | ||
2,239,973 | ||||
Air Freight & Logistics - 0.6% | ||||
Expeditors International of Washington, Inc. | 681 | 87,338 | ||
FedEx Corp. | 978 | 273,791 | ||
United Parcel Service, Inc., Class B | 2,856 | 546,525 | ||
907,654 | ||||
Airlines - 0.2% | ||||
Delta Air Lines, Inc.* | 2,526 | 100,787 | ||
Southwest Airlines Co.* | 2,345 | 118,469 | ||
United Airlines Holdings, Inc.* | 1,289 | 60,222 | ||
279,478 | ||||
Auto Components - 0.1% | ||||
Aptiv plc* | 1,062 | 177,195 | ||
Automobiles - 1.7% | ||||
Ford Motor Co.* | 15,536 | 216,727 | ||
General Motors Co.* | 5,044 | 286,701 | ||
Tesla, Inc.* | 3,062 | 2,104,207 | ||
2,607,635 | ||||
Banks - 3.8% | ||||
Bank of America Corp. | 29,863 | 1,145,545 | ||
Citigroup, Inc. | 8,196 | 554,214 | ||
Citizens Financial Group, Inc. | 1,714 | 72,262 | ||
Fifth Third Bancorp | 2,807 | 101,866 | ||
First Republic Bank | 704 | 137,294 | ||
JPMorgan Chase & Co. | 12,002 | 1,821,663 | ||
KeyCorp | 3,909 | 76,851 | ||
M&T Bank Corp. | 526 | 70,405 | ||
PNC Financial Services Group, Inc. (The) | 1,677 | 305,902 | ||
Regions Financial Corp. | 3,874 | 74,575 | ||
SVB Financial Group* | 229 | 125,941 | ||
Truist Financial Corp. | 5,327 | 289,949 | ||
US Bancorp | 5,382 | 298,916 |
Investments | Shares | Value ($) | ||
Wells Fargo & Co. | 16,376 | 752,312 | ||
5,827,695 | ||||
Beverages - 1.4% | ||||
Brown-Forman Corp., Class B | 725 | 51,417 | ||
Coca-Cola Co. | 15,381 | 877,178 | ||
Constellation Brands, Inc., Class A | 681 | 152,776 | ||
Keurig Dr Pepper, Inc. | 2,312 | 81,406 | ||
Monster Beverage Corp.* | 1,467 | 138,367 | ||
PepsiCo, Inc. | 5,466 | 857,888 | ||
2,159,032 | ||||
Biotechnology - 2.1% | ||||
AbbVie, Inc. | 7,006 | 814,798 | ||
Alnylam Pharmaceuticals, Inc.* | 465 | 83,207 | ||
Amgen, Inc. | 2,269 | 548,054 | ||
Biogen, Inc.* | 596 | 194,731 | ||
BioMarin Pharmaceutical, Inc.* | 725 | 55,629 | ||
Exact Sciences Corp.* | 689 | 74,302 | ||
Gilead Sciences, Inc. | 4,972 | 339,538 | ||
Horizon Therapeutics plc* | 888 | 88,818 | ||
Incyte Corp.* | 739 | 57,162 | ||
Moderna, Inc.* | 1,209 | 427,502 | ||
Regeneron Pharmaceuticals, Inc.* | 419 | 240,762 | ||
Seagen, Inc.* | 491 | 75,314 | ||
Vertex Pharmaceuticals, Inc.* | 1,026 | 206,821 | ||
3,206,638 | ||||
Building Products - 0.4% | ||||
Carrier Global Corp. | 3,234 | 178,679 | ||
Johnson Controls International plc | 2,829 | 202,047 | ||
Masco Corp. | 1,007 | 60,128 | ||
Trane Technologies plc | 937 | 190,782 | ||
631,636 | ||||
Capital Markets - 3.2% | ||||
Ameriprise Financial, Inc. | 455 | 117,190 | ||
Bank of New York Mellon Corp. (The) | 3,203 | 164,410 | ||
BlackRock, Inc., Class A | 566 | 490,818 | ||
Blackstone Group, Inc. (The) | 2,697 | 310,883 | ||
Charles Schwab Corp. (The) | 5,929 | 402,876 | ||
CME Group, Inc., Class A | 1,431 | 303,558 | ||
Coinbase Global, Inc., Class A* | 114 | 26,970 | ||
Goldman Sachs Group, Inc. (The) | 1,344 | 503,839 | ||
Intercontinental Exchange, Inc. | 2,224 | 266,502 | ||
KKR & Co., Inc. | 2,313 | 147,477 | ||
MarketAxess Holdings, Inc. | 157 | 74,602 | ||
Moody's Corp. | 628 | 236,128 | ||
Morgan Stanley | 5,892 | 565,514 | ||
MSCI, Inc., Class A | 322 | 191,899 | ||
Nasdaq, Inc. | 452 | 84,402 | ||
Northern Trust Corp. | 835 | 94,230 | ||
Raymond James Financial, Inc. | 479 | 62,021 |
Engine No. 1 ETF Trust
Engine No. 1 Transform 500 ETF
Schedule of Investments
July 31, 2021 (Unaudited)
Investments | Shares | Value ($) | ||
S&P Global, Inc. | 942 | 403,854 | ||
State Street Corp. | 1,366 | 119,033 | ||
T Rowe Price Group, Inc. | 895 | 182,723 | ||
4,748,929 | ||||
Chemicals - 1.7% | ||||
Air Products & Chemicals, Inc. | 877 | 255,233 | ||
Albemarle Corp. | 460 | 94,778 | ||
Celanese Corp., Class A | 443 | 69,006 | ||
Corteva, Inc. | 2,923 | 125,046 | ||
Dow, Inc. | 2,953 | 183,558 | ||
DuPont de Nemours, Inc. | 2,102 | 157,755 | ||
Eastman Chemical Co. | 549 | 61,883 | ||
Ecolab, Inc. | 993 | 219,284 | ||
FMC Corp. | 501 | 53,582 | ||
International Flavors & Fragrances, Inc. | 994 | 149,736 | ||
Linde plc | 2,060 | 633,224 | ||
LyondellBasell Industries NV, Class A | 1,020 | 101,317 | ||
PPG Industries, Inc. | 931 | 152,237 | ||
Sherwin-Williams Co. | 935 | 272,114 | ||
2,528,753 | ||||
Commercial Services & Supplies - 0.4% | ||||
Cintas Corp. | 342 | 134,810 | ||
Copart, Inc.* | 836 | 122,892 | ||
Republic Services, Inc., Class A | 843 | 99,777 | ||
Rollins, Inc. | 878 | 33,654 | ||
Waste Management, Inc. | 1,525 | 226,096 | ||
617,229 | ||||
Communications Equipment - 0.8% | ||||
Arista Networks, Inc.* | 219 | 83,305 | ||
Cisco Systems, Inc. (Delaware) | 16,704 | 924,900 | ||
Motorola Solutions, Inc. | 683 | 152,938 | ||
Ubiquiti, Inc. | 32 | 10,019 | ||
1,171,162 | ||||
Construction Materials - 0.1% | ||||
Martin Marietta Materials, Inc. | 256 | 93,005 | ||
Vulcan Materials Co. | 538 | 96,834 | ||
189,839 | ||||
Consumer Finance - 0.7% | ||||
Ally Financial, Inc. | 1,468 | 75,396 | ||
American Express Co. | 2,590 | 441,673 | ||
Capital One Financial Corp. | 1,783 | 288,311 | ||
Discover Financial Services | 1,201 | 149,308 | ||
Synchrony Financial | 2,153 | 101,235 | ||
1,055,923 | ||||
Containers & Packaging - 0.3% | ||||
Amcor plc | 6,121 | 70,759 | ||
Avery Dennison Corp. | 324 | 68,260 | ||
Ball Corp. | 1,305 | 105,548 |
Investments | Shares | Value ($) | ||
Crown Holdings, Inc. | 544 | 54,269 | ||
International Paper Co. | 1,564 | 90,338 | ||
389,174 | ||||
Distributors - 0.0%† | ||||
Genuine Parts Co. | 576 | 73,106 | ||
Pool Corp. | 155 | 74,062 | ||
147,168 | ||||
Diversified Financial Services - 1.4% | ||||
Berkshire Hathaway, Inc., Class B* | 7,505 | 2,088,566 | ||
Diversified Telecommunication Services - 1.1% | ||||
AT&T, Inc. | 28,319 | 794,348 | ||
Verizon Communications, Inc. | 16,410 | 915,350 | ||
1,709,698 | ||||
Electric Utilities - 1.4% | ||||
American Electric Power Co., Inc. | 1,966 | 173,244 | ||
Avangrid, Inc. | 289 | 15,068 | ||
Duke Energy Corp. | 3,054 | 321,007 | ||
Edison International | 1,504 | 81,968 | ||
Entergy Corp. | 790 | 81,307 | ||
Eversource Energy | 1,357 | 117,068 | ||
Exelon Corp. | 3,861 | 180,695 | ||
FirstEnergy Corp. | 2,163 | 82,886 | ||
NextEra Energy, Inc. | 7,773 | 605,518 | ||
PG&E Corp.* | 5,893 | 51,799 | ||
PPL Corp. | 3,081 | 87,408 | ||
Southern Co. | 4,205 | 268,573 | ||
Xcel Energy, Inc. | 2,117 | 144,485 | ||
2,211,026 | ||||
Electrical Equipment - 0.6% | ||||
AMETEK, Inc. | 908 | 126,257 | ||
Eaton Corp. plc | 1,585 | 250,509 | ||
Emerson Electric Co. | 2,370 | 239,109 | ||
Generac Holdings, Inc.* | 257 | 107,776 | ||
Plug Power, Inc.* | 2,031 | 55,406 | ||
Rockwell Automation, Inc. | 456 | 140,183 | ||
919,240 | ||||
Electronic Equipment, Instruments & Components - 0.6% | ||||
Amphenol Corp., Class A | 2,364 | 171,366 | ||
CDW Corp. | 561 | 102,859 | ||
Cognex Corp. | 706 | 63,829 | ||
Corning, Inc. | 3,071 | 128,552 | ||
Keysight Technologies, Inc.* | 730 | 120,122 | ||
TE Connectivity Ltd. | 1,310 | 193,186 | ||
Trimble, Inc.* | 1,000 | 85,500 | ||
Zebra Technologies Corp., Class A* | 214 | 118,231 | ||
983,645 | ||||
Energy Equipment & Services - 0.2% | ||||
Baker Hughes Co., Class A | 2,890 | 61,384 | ||
Halliburton Co. | 3,522 | 72,835 |
Engine No. 1 ETF Trust
Engine No. 1 Transform 500 ETF
Schedule of Investments
July 31, 2021 (Unaudited)
Investments | Shares | Value ($) | ||
Schlumberger NV | 5,717 | 164,821 | ||
299,040 | ||||
Entertainment - 1.9% | ||||
Activision Blizzard, Inc. | 3,079 | 257,466 | ||
Electronic Arts, Inc. | 1,141 | 164,258 | ||
Live Nation Entertainment, Inc.* | 575 | 45,362 | ||
Netflix, Inc.* | 1,757 | 909,370 | ||
Roku, Inc., Class A* | 453 | 194,024 | ||
Take-Two Interactive Software, Inc.* | 454 | 78,733 | ||
Walt Disney Co.* | 7,200 | 1,267,345 | ||
2,916,558 | ||||
Equity Real Estate Investment Trusts (REITs) - 2.4% | ||||
Alexandria Real Estate Equities, Inc. | 552 | 111,140 | ||
American Tower Corp. | 1,795 | 507,626 | ||
AvalonBay Communities, Inc. | 559 | 127,357 | ||
Boston Properties, Inc. | 566 | 66,437 | ||
Crown Castle International Corp. | 1,721 | 332,308 | ||
Digital Realty Trust, Inc. | 1,126 | 173,584 | ||
Duke Realty Corp. | 1,481 | 75,353 | ||
Equinix, Inc. | 348 | 285,503 | ||
Equity Residential | 1,359 | 114,333 | ||
Essex Property Trust, Inc. | 264 | 86,618 | ||
Extra Space Storage, Inc. | 540 | 94,036 | ||
Healthpeak Properties, Inc. | 2,146 | 79,338 | ||
Invitation Homes, Inc. | 2,239 | 91,083 | ||
Mid-America Apartment Communities, Inc. | 452 | 87,281 | ||
Prologis, Inc. | 2,932 | 375,413 | ||
Public Storage | 600 | 187,488 | ||
Realty Income Corp. | 1,477 | 103,818 | ||
SBA Communications Corp., Class A | 434 | 147,990 | ||
Simon Property Group, Inc. | 1,304 | 164,982 | ||
Sun Communities, Inc. | 441 | 86,485 | ||
Ventas, Inc. | 1,482 | 88,594 | ||
VICI Properties, Inc. | 2,113 | 65,904 | ||
Welltower, Inc. | 1,646 | 142,971 | ||
Weyerhaeuser Co. | 2,971 | 100,211 | ||
3,695,853 | ||||
Food & Staples Retailing - 1.3% | ||||
Costco Wholesale Corp. | 1,753 | 753,299 | ||
Kroger Co. | 2,986 | 121,530 | ||
Sysco Corp. | 2,031 | 150,700 | ||
Walgreens Boots Alliance, Inc. | 2,841 | 133,953 | ||
Walmart, Inc. | 5,438 | 775,188 | ||
1,934,670 | ||||
Food Products - 0.8% | ||||
Archer-Daniels-Midland Co. | 2,210 | 131,981 | ||
Campbell Soup Co. | 820 | 35,850 | ||
Conagra Brands, Inc. | 1,903 | 63,731 |
Investments | Shares | Value ($) | ||
General Mills, Inc. | 2,403 | 141,441 | ||
Hershey Co. | 581 | 103,929 | ||
Hormel Foods Corp. | 1,128 | 52,317 | ||
J M Smucker Co. | 440 | 57,688 | ||
Kellogg Co. | 1,003 | 63,550 | ||
Kraft Heinz Co. | 2,592 | 99,714 | ||
McCormick & Co., Inc. | 994 | 83,665 | ||
Mondelez International, Inc., Class A | 5,568 | 352,232 | ||
Tyson Foods, Inc., Class A | 1,169 | 83,537 | ||
1,269,635 | ||||
Health Care Equipment & Supplies - 3.7% | ||||
Abbott Laboratories | 7,041 | 851,820 | ||
ABIOMED, Inc.* | 173 | 56,595 | ||
Align Technology, Inc.* | 286 | 198,999 | ||
Baxter International, Inc. | 2,004 | 155,009 | ||
Becton Dickinson & Co. | 1,156 | 295,647 | ||
Boston Scientific Corp.* | 5,620 | 256,272 | ||
Cooper Cos, Inc. (The) | 186 | 78,449 | ||
Danaher Corp. | 2,511 | 746,997 | ||
Dexcom, Inc.* | 394 | 203,111 | ||
Edwards Lifesciences Corp.* | 2,469 | 277,195 | ||
Hologic, Inc.* | 1,017 | 76,316 | ||
IDEXX Laboratories, Inc.* | 329 | 223,236 | ||
Insulet Corp.* | 268 | 74,957 | ||
Intuitive Surgical, Inc.* | 468 | 464,003 | ||
Masimo Corp.* | 190 | 51,754 | ||
Medtronic plc | 5,321 | 698,701 | ||
Novocure Ltd.* | 334 | 51,439 | ||
ResMed, Inc. | 578 | 157,100 | ||
STERIS plc | 397 | 86,526 | ||
Stryker Corp. | 1,303 | 353,035 | ||
Teleflex, Inc. | 179 | 71,141 | ||
West Pharmaceutical Services, Inc. | 292 | 120,226 | ||
Zimmer Biomet Holdings, Inc. | 836 | 136,619 | ||
5,685,147 | ||||
Health Care Providers & Services - 2.5% | ||||
AmerisourceBergen Corp., Class A | 585 | 71,469 | ||
Anthem, Inc. | 980 | 376,330 | ||
Cardinal Health, Inc. | 1,153 | 68,465 | ||
Centene Corp.* | 2,316 | 158,901 | ||
Cigna Corp. | 1,352 | 310,270 | ||
CVS Health Corp. | 5,201 | 428,354 | ||
DaVita, Inc.* | 280 | 33,670 | ||
Guardant Health, Inc.* | 337 | 37,003 | ||
HCA Healthcare, Inc. | 1,038 | 257,632 | ||
Humana, Inc. | 516 | 219,744 | ||
Laboratory Corp. of America Holdings* | 397 | 117,572 | ||
McKesson Corp. | 618 | 125,967 |
Engine No. 1 ETF Trust
Engine No. 1 Transform 500 ETF
Schedule of Investments
July 31, 2021 (Unaudited)
Investments | Shares | Value ($) | ||
Quest Diagnostics, Inc. | 530 | 75,154 | ||
UnitedHealth Group, Inc. | 3,731 | 1,537,992 | ||
3,818,523 | ||||
Health Care Technology - 0.2% | ||||
Cerner Corp. | 1,190 | 95,664 | ||
Teladoc Health, Inc.* | 533 | 79,124 | ||
Veeva Systems, Inc., Class A* | 554 | 184,321 | ||
359,109 | ||||
Hotels, Restaurants & Leisure - 2.0% | ||||
Booking Holdings, Inc.* | 161 | 350,700 | ||
Caesars Entertainment, Inc.* | 837 | 73,120 | ||
Carnival Corp.* | 3,175 | 68,739 | ||
Chipotle Mexican Grill, Inc., Class A* | 117 | 218,022 | ||
Darden Restaurants, Inc. | 532 | 77,608 | ||
Domino's Pizza, Inc. | 151 | 79,349 | ||
DraftKings, Inc., Class A* | 1,293 | 62,711 | ||
Expedia Group, Inc.* | 565 | 90,892 | ||
Hilton Worldwide Holdings, Inc.* | 1,117 | 146,830 | ||
Las Vegas Sands Corp.* | 1,305 | 55,267 | ||
Marriott International, Inc., Class A* | 1,052 | 153,571 | ||
McDonald's Corp. | 2,954 | 716,965 | ||
MGM Resorts International | 1,613 | 60,536 | ||
Penn National Gaming, Inc.* | 588 | 40,207 | ||
Royal Caribbean Cruises Ltd.* | 869 | 66,800 | ||
Starbucks Corp. | 4,677 | 567,928 | ||
Yum! Brands, Inc. | 1,181 | 155,171 | ||
2,984,416 | ||||
Household Durables - 0.3% | ||||
DR Horton, Inc. | 1,303 | 124,345 | ||
Garmin Ltd. | 592 | 93,062 | ||
Lennar Corp., Class A | 1,080 | 113,562 | ||
NVR, Inc.* | 13 | 67,894 | ||
398,863 | ||||
Household Products - 1.3% | ||||
Church & Dwight Co., Inc. | 982 | 85,022 | ||
Clorox Co. | 485 | 87,732 | ||
Colgate-Palmolive Co. | 3,356 | 266,802 | ||
Kimberly-Clark Corp. | 1,333 | 180,915 | ||
Procter & Gamble Co. | 9,698 | 1,379,346 | ||
1,999,817 | ||||
Independent Power & Renewable Electricity Producers - 0.0%† | ||||
AES Corp. (The) | 2,639 | 62,544 | ||
Industrial Conglomerates - 1.1% | ||||
3M Co. | 2,306 | 456,450 | ||
General Electric Co. | 34,781 | 450,414 | ||
Honeywell International, Inc. | 2,758 | 644,793 |
Investments | Shares | Value ($) | ||
Roper Technologies, Inc. | 421 | 206,853 | ||
1,758,510 | ||||
Insurance - 1.7% | ||||
Aflac, Inc. | 2,500 | 137,500 | ||
Allstate Corp. (The) | 1,184 | 153,979 | ||
American International Group, Inc. | 3,394 | 160,706 | ||
Aon plc, Class A | 891 | 231,687 | ||
Arch Capital Group Ltd.* | 1,603 | 62,517 | ||
Arthur J Gallagher & Co. | 824 | 114,791 | ||
Brown & Brown, Inc. | 917 | 49,885 | ||
Chubb Ltd. | 1,778 | 300,020 | ||
Cincinnati Financial Corp. | 592 | 69,785 | ||
Hartford Financial Services Group, Inc. (The) | 1,425 | 90,659 | ||
Markel Corp.* | 48 | 57,896 | ||
Marsh & McLennan Cos, Inc. | 2,022 | 297,679 | ||
MetLife, Inc. | 3,112 | 179,562 | ||
Principal Financial Group, Inc. | 1,004 | 62,379 | ||
Progressive Corp. (The) | 2,324 | 221,152 | ||
Prudential Financial, Inc. | 1,568 | 157,239 | ||
Travelers Cos, Inc. (The) | 1,002 | 149,218 | ||
Willis Towers Watson plc | 503 | 103,657 | ||
2,600,311 | ||||
Interactive Media & Services - 6.9% | ||||
Alphabet, Inc., Class A* | 1,192 | 3,211,880 | ||
Alphabet, Inc., Class C* | 1,131 | 3,058,699 | ||
Facebook, Inc., Class A* | 9,509 | 3,388,057 | ||
Match Group, Inc.* | 1,065 | 169,623 | ||
Pinterest, Inc., Class A* | 2,175 | 128,108 | ||
Snap, Inc., Class A* | 3,709 | 276,024 | ||
Twitter, Inc.* | 3,175 | 221,456 | ||
Zillow Group, Inc., Class A* | 146 | 15,640 | ||
Zillow Group, Inc., Class C* | 626 | 66,518 | ||
10,536,005 | ||||
Internet & Direct Marketing Retail - 4.1% | ||||
Amazon.com, Inc.* | 1,705 | 5,673,540 | ||
DoorDash, Inc., Class A* | 141 | 24,575 | ||
eBay, Inc. | 2,551 | 174,004 | ||
Etsy, Inc.* | 491 | 90,103 | ||
MercadoLibre, Inc.* | 181 | 283,935 | ||
Wayfair, Inc., Class A* | 292 | 70,478 | ||
6,316,635 | ||||
IT Services - 5.6% | ||||
Accenture plc, Class A | 2,514 | 798,648 | ||
Akamai Technologies, Inc.* | 634 | 76,029 | ||
Automatic Data Processing, Inc. | 1,672 | 350,501 | ||
Broadridge Financial Solutions, Inc. | 456 | 79,111 | ||
Cognizant Technology Solutions Corp., Class A | 2,083 | 153,163 | ||
EPAM Systems, Inc.* | 236 | 132,113 |
Engine No. 1 ETF Trust
Engine No. 1 Transform 500 ETF
Schedule of Investments
July 31, 2021 (Unaudited)
Investments | Shares | Value ($) | ||
Fidelity National Information Services, Inc. | 2,464 | 367,259 | ||
Fiserv, Inc.* | 2,357 | 271,314 | ||
FleetCor Technologies, Inc.* | 323 | 83,405 | ||
Gartner, Inc.* | 334 | 88,420 | ||
Global Payments, Inc. | 1,170 | 226,290 | ||
GoDaddy, Inc., Class A* | 678 | 56,850 | ||
International Business Machines Corp. | 3,536 | 498,435 | ||
Mastercard, Inc., Class A | 3,476 | 1,341,527 | ||
MongoDB, Inc., Class A* | 213 | 76,450 | ||
Okta, Inc., Class A* | 489 | 121,169 | ||
Paychex, Inc. | 1,280 | 145,690 | ||
PayPal Holdings, Inc.* | 4,662 | 1,284,521 | ||
Snowflake, Inc., Class A* | 255 | 67,759 | ||
Square, Inc., Class A* | 1,564 | 386,715 | ||
Twilio, Inc., Class A* | 637 | 237,977 | ||
VeriSign, Inc.* | 402 | 86,981 | ||
Visa, Inc., Class A | 6,712 | 1,653,769 | ||
8,584,096 | ||||
Leisure Products - 0.1% | ||||
Peloton Interactive, Inc., Class A* | 1,057 | 124,779 | ||
Life Sciences Tools & Services - 1.3% | ||||
Agilent Technologies, Inc. | 1,197 | 183,416 | ||
Avantor, Inc.* | 2,053 | 77,152 | ||
Bio-Rad Laboratories, Inc., Class A* | 97 | 71,732 | ||
Illumina, Inc.* | 580 | 287,535 | ||
IQVIA Holdings, Inc.* | 756 | 187,261 | ||
Mettler-Toledo International, Inc.* | 102 | 150,318 | ||
PerkinElmer, Inc. | 442 | 80,546 | ||
Thermo Fisher Scientific, Inc. | 1,568 | 846,736 | ||
Waters Corp.* | 253 | 98,622 | ||
1,983,318 | ||||
Machinery - 1.5% | ||||
Caterpillar, Inc. | 2,176 | 449,888 | ||
Cummins, Inc. | 580 | 134,618 | ||
Deere & Co. | 1,228 | 444,033 | ||
Dover Corp. | 573 | 95,760 | ||
Fortive Corp. | 1,337 | 97,146 | ||
IDEX Corp. | 300 | 68,007 | ||
Illinois Tool Works, Inc. | 1,145 | 259,537 | ||
Ingersoll Rand, Inc.* | 1,477 | 72,181 | ||
Otis Worldwide Corp. | 1,601 | 143,370 | ||
PACCAR, Inc. | 1,365 | 113,281 | ||
Parker-Hannifin Corp. | 502 | 156,639 | ||
Stanley Black & Decker, Inc. | 629 | 123,944 | ||
Westinghouse Air Brake Technologies Corp. | 709 | 60,173 |
Investments | Shares | Value ($) | ||
Xylem, Inc./NY | 717 | 90,235 | ||
2,308,812 | ||||
Media - 1.3% | ||||
Charter Communications, Inc., Class A* | 553 | 411,460 | ||
Comcast Corp., Class A | 18,176 | 1,069,294 | ||
Discovery, Inc., Class A* | 681 | 19,756 | ||
Discovery, Inc., Class C* | 1,187 | 32,180 | ||
Fox Corp., Class A | 1,305 | 46,536 | ||
Fox Corp., Class B | 597 | 19,844 | ||
Liberty Broadband Corp., Class A* | 103 | 17,682 | ||
Liberty Broadband Corp., Class C* | 626 | 111,109 | ||
Liberty Media Corp.-Liberty SiriusXM, Class A* | 312 | 14,567 | ||
Liberty Media Corp.-Liberty SiriusXM, Class C* | 692 | 31,970 | ||
Omnicom Group, Inc. | 859 | 62,552 | ||
Sirius XM Holdings, Inc. | 4,527 | 29,290 | ||
ViacomCBS, Inc., Class A | 26 | 1,158 | ||
ViacomCBS, Inc., Class B | 2,390 | 97,823 | ||
1,965,221 | ||||
Metals & Mining - 0.4% | ||||
Freeport-McMoRan, Inc. | 5,817 | 221,628 | ||
Newmont Corp. | 3,184 | 200,019 | ||
Nucor Corp. | 1,183 | 123,056 | ||
Southern Copper Corp. | 330 | 21,660 | ||
566,363 | ||||
Multiline Retail - 0.5% | ||||
Dollar General Corp. | 925 | 215,192 | ||
Dollar Tree, Inc.* | 911 | 90,909 | ||
Target Corp. | 1,953 | 509,830 | ||
815,931 | ||||
Multi-Utilities - 0.6% | ||||
Ameren Corp. | 1,015 | 85,179 | ||
CMS Energy Corp. | 1,151 | 71,120 | ||
Consolidated Edison, Inc. | 1,355 | 99,958 | ||
Dominion Energy, Inc. | 3,201 | 239,659 | ||
DTE Energy Co. | 764 | 89,632 | ||
Public Service Enterprise Group, Inc. | 2,011 | 125,145 | ||
Sempra Energy | 1,238 | 161,745 | ||
WEC Energy Group, Inc. | 1,258 | 118,428 | ||
990,866 | ||||
Oil, Gas & Consumable Fuels - 2.2% | ||||
Cheniere Energy, Inc.* | 907 | 77,032 | ||
Chevron Corp. | 7,661 | 779,966 | ||
ConocoPhillips | 5,340 | 299,360 | ||
EOG Resources, Inc. | 2,319 | 168,962 | ||
Exxon Mobil Corp. | 16,789 | 966,544 | ||
Hess Corp. | 1,080 | 82,555 |
Engine No. 1 ETF Trust
Engine No. 1 Transform 500 ETF
Schedule of Investments
July 31, 2021 (Unaudited)
Investments | Shares | Value ($) | ||
Kinder Morgan, Inc. | 7,730 | 134,347 | ||
Marathon Petroleum Corp. | 2,556 | 141,142 | ||
Occidental Petroleum Corp. | 3,336 | 87,070 | ||
ONEOK, Inc. | 1,763 | 91,623 | ||
Phillips 66 | 1,738 | 127,621 | ||
Pioneer Natural Resources Co. | 911 | 132,432 | ||
Valero Energy Corp. | 1,617 | 108,290 | ||
Williams Cos, Inc. (The) | 4,815 | 120,617 | ||
3,317,561 | ||||
Personal Products - 0.2% | ||||
Estee Lauder Cos, Inc. (The), Class A | 914 | 305,121 | ||
Pharmaceuticals - 3.6% | ||||
Bristol-Myers Squibb Co. | 8,847 | 600,446 | ||
Catalent, Inc.* | 685 | 82,070 | ||
Elanco Animal Health, Inc.* | 1,880 | 68,564 | ||
Eli Lilly & Co. | 3,149 | 766,782 | ||
Johnson & Johnson | 10,441 | 1,797,939 | ||
Merck & Co., Inc. | 10,026 | 770,699 | ||
Pfizer, Inc. | 22,199 | 950,339 | ||
Royalty Pharma plc, Class A | 332 | 12,682 | ||
Viatris, Inc. | 4,797 | 67,494 | ||
Zoetis, Inc., Class A | 1,886 | 382,292 | ||
5,499,307 | ||||
Professional Services - 0.5% | ||||
Clarivate plc* | 1,036 | 23,621 | ||
CoStar Group, Inc.* | 1,574 | 139,850 | ||
Equifax, Inc. | 477 | 124,306 | ||
IHS Markit Ltd. | 1,481 | 173,040 | ||
Jacobs Engineering Group, Inc. | 530 | 71,683 | ||
Leidos Holdings, Inc. | 538 | 57,254 | ||
TransUnion | 753 | 90,405 | ||
Verisk Analytics, Inc., Class A | 633 | 120,232 | ||
800,391 | ||||
Real Estate Management & Development - 0.1% | ||||
CBRE Group, Inc., Class A* | 1,328 | 128,099 | ||
Road & Rail - 1.1% | ||||
CSX Corp. | 8,992 | 290,621 | ||
JB Hunt Transport Services, Inc. | 323 | 54,409 | ||
Kansas City Southern | 353 | 94,533 | ||
Lyft, Inc., Class A* | 1,018 | 56,316 | ||
Norfolk Southern Corp. | 998 | 257,314 | ||
Old Dominion Freight Line, Inc. | 388 | 104,431 | ||
Uber Technologies, Inc.* | 5,861 | 254,719 | ||
Union Pacific Corp. | 2,633 | 575,996 | ||
1,688,339 | ||||
Semiconductors & Semiconductor Equipment - 5.6% | ||||
Advanced Micro Devices, Inc.* | 4,819 | 511,730 |
Investments | Shares | Value ($) | ||
Analog Devices, Inc. | 1,462 | 244,768 | ||
Applied Materials, Inc. | 3,642 | 509,625 | ||
Broadcom, Inc. | 1,617 | 784,892 | ||
Enphase Energy, Inc.* | 547 | 103,711 | ||
Entegris, Inc. | 546 | 65,869 | ||
Intel Corp. | 16,015 | 860,326 | ||
KLA Corp. | 603 | 209,940 | ||
Lam Research Corp. | 569 | 362,686 | ||
Marvell Technology, Inc. | 3,242 | 196,173 | ||
Maxim Integrated Products, Inc. | 1,055 | 105,405 | ||
Microchip Technology, Inc. | 1,076 | 153,997 | ||
Micron Technology, Inc.* | 4,435 | 344,067 | ||
Monolithic Power Systems, Inc. | 167 | 75,026 | ||
NVIDIA Corp. | 9,877 | 1,925,917 | ||
NXP Semiconductors NV | 1,084 | 223,727 | ||
ON Semiconductor Corp.* | 1,676 | 65,465 | ||
Qorvo, Inc.* | 443 | 83,988 | ||
QUALCOMM, Inc. | 4,460 | 668,108 | ||
Skyworks Solutions, Inc. | 645 | 119,009 | ||
SolarEdge Technologies, Inc.* | 199 | 51,637 | ||
Teradyne, Inc. | 676 | 85,852 | ||
Texas Instruments, Inc. | 3,704 | 706,056 | ||
Xilinx, Inc. | 984 | 147,443 | ||
8,605,417 | ||||
Software - 10.2% | ||||
Adobe, Inc.* | 1,896 | 1,178,610 | ||
ANSYS, Inc.* | 338 | 124,539 | ||
Autodesk, Inc.* | 873 | 280,346 | ||
Black Knight, Inc.* | 614 | 50,845 | ||
Cadence Design Systems, Inc.* | 1,088 | 160,643 | ||
Ceridian HCM Holding, Inc.* | 532 | 52,349 | ||
Citrix Systems, Inc. | 481 | 48,461 | ||
Cloudflare, Inc., Class A* | 756 | 89,684 | ||
Coupa Software, Inc.* | 291 | 63,147 | ||
Crowdstrike Holdings, Inc., Class A* | 782 | 198,323 | ||
Datadog, Inc., Class A* | 865 | 95,756 | ||
DocuSign, Inc., Class A* | 767 | 228,597 | ||
Fair Isaac Corp.* | 120 | 62,869 | ||
Fortinet, Inc.* | 546 | 148,643 | ||
HubSpot, Inc.* | 171 | 101,919 | ||
Intuit, Inc. | 1,072 | 568,128 | ||
Microsoft Corp. | 29,881 | 8,513,397 | ||
Oracle Corp. | 7,196 | 627,059 | ||
Palantir Technologies, Inc., Class A* | 1,782 | 38,687 | ||
Palo Alto Networks, Inc.* | 396 | 158,024 | ||
Paycom Software, Inc.* | 188 | 75,200 | ||
PTC, Inc.* | 421 | 57,024 | ||
RingCentral, Inc., Class A* | 316 | 84,457 | ||
salesforce.com, Inc.* | 3,825 | 925,382 | ||
ServiceNow, Inc.* | 776 | 456,203 |
Engine No. 1 ETF Trust
Engine No. 1 Transform 500 ETF
Schedule of Investments
July 31, 2021 (Unaudited)
Investments | Shares | Value ($) | ||
Splunk, Inc.* | 643 | 91,293 | ||
SS&C Technologies Holdings, Inc. | 881 | 69,062 | ||
Synopsys, Inc.* | 601 | 173,082 | ||
Trade Desk, Inc. (The), Class A* | 1,719 | 140,803 | ||
Tyler Technologies, Inc.* | 157 | 77,344 | ||
VMware, Inc., Class A* | 315 | 48,428 | ||
Workday, Inc., Class A* | 746 | 174,862 | ||
Zendesk, Inc.* | 464 | 60,566 | ||
Zoom Video Communications, Inc., Class A* | 851 | 321,764 | ||
Zscaler, Inc.* | 294 | 69,359 | ||
15,614,855 | ||||
Specialty Retail - 2.2% | ||||
AutoZone, Inc.* | 96 | 155,863 | ||
Best Buy Co., Inc. | 883 | 99,205 | ||
Burlington Stores, Inc.* | 269 | 90,061 | ||
CarMax, Inc.* | 635 | 85,058 | ||
Carvana Co., Class A* | 263 | 88,778 | ||
Home Depot, Inc. (The) | 4,221 | 1,385,290 | ||
L Brands, Inc. | 1,040 | 83,273 | ||
Lowe's Cos, Inc. | 2,799 | 539,339 | ||
O'Reilly Automotive, Inc.* | 280 | 169,075 | ||
Ross Stores, Inc. | 1,424 | 174,711 | ||
TJX Cos, Inc. (The) | 4,792 | 329,738 | ||
Tractor Supply Co. | 454 | 82,142 | ||
Ulta Beauty, Inc.* | 211 | 70,854 | ||
3,353,387 | ||||
Technology Hardware, Storage & Peripherals - 6.3% | ||||
Apple, Inc. | 62,276 | 9,083,578 | ||
Dell Technologies, Inc., Class C* | 997 | 96,330 | ||
Hewlett Packard Enterprise Co. | 5,165 | 74,893 | ||
HP, Inc. | 4,747 | 137,046 | ||
NetApp, Inc. | 881 | 70,119 | ||
Seagate Technology Holdings plc | 777 | 68,298 | ||
Western Digital Corp.* | 1,206 | 78,305 | ||
9,608,569 | ||||
Textiles, Apparel & Luxury Goods - 0.7% | ||||
Lululemon Athletica, Inc.* | 464 | 185,679 | ||
NIKE, Inc., Class B | 5,040 | 844,250 | ||
VF Corp. | 1,283 | 102,897 | ||
1,132,826 | ||||
Tobacco - 0.6% | ||||
Altria Group, Inc. | 7,343 | 352,758 | ||
Philip Morris International, Inc. | 6,178 | 618,356 | ||
971,114 | ||||
Trading Companies & Distributors - 0.2% | ||||
Fastenal Co. | 2,262 | 123,891 | ||
United Rentals, Inc.* | 288 | 94,910 | ||
WW Grainger, Inc. | 168 | 74,689 | ||
293,490 |
Investments | Shares | Value ($) | ||
Water Utilities - 0.1% | ||||
American Water Works Co., Inc. | 721 | 122,649 | ||
Wireless Telecommunication Services - 0.3% | ||||
T-Mobile US, Inc.* | 2,327 | 335,135 | ||
TOTAL COMMON STOCKS | 152,548,570 | |||
(COST $149,087,228) | ||||
Total Investments - 99.7% | 152,548,570 | |||
(Cost $149,087,228) | ||||
Other assets less liabilities - 0.3% | 458,189 | |||
Net Assets - 100.0% | 153,006,759 | |||
* | Non-income producing security |
† | Amount rounds to less than 0.1%. |
Engine No. 1 ETF Trust
Engine No. 1 Transform 500 ETF
Schedule of Investments
July 31, 2021 (Unaudited)
Futures Contract Purchased | ||||||||||
Engine No. 1 Transform 500 ETF had the following open long futures contracts as of July 31, 2021: | ||||||||||
Number of Contracts | Expiration Date | Trading Currency | Notional Amount | Value and Unrealized Appreciation | ||||||
S&P 500 E-Mini Stock Index | 2 | 9/17/2021 | USD | $438,950 | $6,988 | |||||
Abbreviations:
USD | US Dollar |
Engine No. 1 ETF Trust
Notes to Quarterly Schedules of Investments
July 31, 2021 (Unaudited)
Investment Valuation
The Fund discloses the fair market value of its investments in a hierarchy that distinguishes between: (1) market participant assumptions developed based on market data obtained from sources independent of the Fund (observable inputs) and (2) the Fund’s own assumptions about market participant assumptions developed based on the best information available under the circumstances (unobservable inputs). The three levels defined by the hierarchy are as follows:
§ | Level 1 — Quoted prices in active markets for identical assets. |
§ | Level 2 — Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.). |
§ | Level 3 — Significant unobservable inputs (including the Fund’s own assumptions in determining the fair value of investments). |
The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. The following is a summary of the valuations as of July 31, 2021 for the Fund based upon the three levels defined above:
Level 1 - Quoted Prices | Level 2 - Other Significant Observable Inputs | Level 3 - Significant Unobservable Inputs | Total | ||||||||
Engine No. 1 Transform 500 ETF | |||||||||||
Investments | |||||||||||
Assets | |||||||||||
Common Stocks* | $ | 152,548,570 | $ | – | $ | – | $ | 152,548,570 | |||
Total Investments | $ | 152,548,570 | $ | – | $ | – | $ | 152,548,570 | |||
Other Financial Instruments | |||||||||||
Assets | |||||||||||
Futures Contracts(1) | $ | 6,988 | $ | – | $ | – | $ | 6,988 | |||
Total Other Financial Instruments | $ | 6,988 | $ | – | $ | – | $ | 6,988 |
* | See Schedules of Investments for segregation by industry type. |
(1) | Futures Contracts Purchased. |